Lake v. SSA

CourtDistrict Court, E.D. Kentucky
DecidedApril 15, 2021
Docket6:20-cv-00057
StatusUnknown

This text of Lake v. SSA (Lake v. SSA) is published on Counsel Stack Legal Research, covering District Court, E.D. Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lake v. SSA, (E.D. Ky. 2021).

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF KENTUCKY CENTRAL DIVISION LONDON

CHARLES MICHAEL LAKE, ) ) Plaintiff, ) ) v. ) No. 6:20-CV-057-REW ) Commissioner of SSA, ) ) OPINION & ORDER Defendant. )

*** *** *** *** Charles Michael Lake appeals the Commissioner’s denial of his application for Disability Insurance Benefits (DIB). DE 12. The parties filed dueling summary judgment motions. DE 12 (Plaintiff’s Motion for Summary Judgment); DE 14 (Defendant’s Motion for Summary Judgment). The full record appears at DE 10-1 and 15-1. The Court, having considered the full record under governing law, GRANTS the Commissioner’s motion (DE 14) and DENIES Lake’s motion (DE 12). Substantial evidence supports the findings resulting in the administrative ruling, and the decision rests on proper legal standards. I. FACTUAL BACKGROUND AND PROCEDURAL HISTORY

On August 9, 2018, Lake applied for a period of disability and disability insurance benefits, alleging an onset date of August 1, 2018. R. 16.1 Lake alleged in his filing that the following

1 Lake did not apply for SSI. R. 302. This is his second disability claim. R. 147. His first, alleging an onset date of January 17, 2016 was denied on July 27, 2018. R. 158. Lake did not appeal. Id. Obviously, the onset date in this application is on the heels of the prior denial. Lake does not allege any error in Judge Hall’s treatment of the prior decision. Nor does the Court see one. The principles of res judicata apply to the Government and claimants alike in subsequent SSA proceedings, but “they do not prevent the agency from giving a fresh look to a new application . . . that covers a 1 conditions render him legally disabled: PTSD/Depression/Anxiety, TVI, Migraines with vertigo, sleep apnea, idiopathic hypersomnia, nerve damage in neck, numbness in right arm, pain in both shoulders, neck and back pain, high blood pressure, and tremors. R. 165. After an initial review, experts at Social Security denied the claim. R. 165-179. Upon request from Lake, another set of SSA experts reconsidered the claim and again concluded that Lake was not disabled. R. 197, 204.

Lake appealed that finding, resulting in a hearing before Administrative Law Judge Brandie Hall. R. 216-17. After a hearing and review, Judge Hall too concluded that Lake “has not been under a disability, as defined in the Social Security Act, from August 1, 2018 through the date of this decision.” R. 26. In her decision, the ALJ made the following findings in accordance with Social Security’s required five-step sequence. R. 19-26. First, that Lake “meets the insured status requirements of the Social Security Act through December 31, 2022.” R. 19. Next, that Lake “has not engaged in substantial gainful activity since August 1, 2018,” the alleged onset date. R. 19. The ALJ then found that Lake “has the following severe impairments: diastolic dysfunction; migraines;

degenerative changes of the lumbar and cervical spine; post-concussion syndrome; right shoulder pain status post right rotator cuff and labral repair with partial recurrent tear; record of right rotator cuff repair; chronic pain syndrome; left shoulder rotator cuff syndrome; obesity; anxiety;

new period of alleged disability while being mindful of past rulings and the record in prior proceedings.” Earley v. Comm’r of Soc. Sec., 893 F.3d 929, 931 (6th Cir. 2018). Here, Judge Hall properly struck that balance. She considered the prior decision where relevant while also adopting a fairly liberal approach to the post-decisional proof, essentially opting to expand the list of severe impairments and corresponding limitations despite doubts about the quality and significance of the proof. Despite that, the ALJ found no disability. Her handling and conclusions pass the deferential review standards to be applied. 2 depression; and post-traumatic stress disorder (PTSD)[.]” R. 19.2 Judge Hall then determined that Lake does not have “an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments in 20 CFR Part 404, Subpart P, Appendix 1 (20 CFR 404.1520(d), 404.1525 and 404.1526).” R. 19. She then defined Lake’s Residual Functional Capacity (RFC) in accordance with her “careful consideration of the entire record,” yielding her

view of the medical, testimonial, and other record evidence. R. 21. Based on that RFC, Judge Hall concluded that Lake is no longer capable of past work but is still capable of certain “sedentary work” (per § 404.1567(a)) in jobs that exist in significant numbers in the national economy. R. 24- 26. In arriving at this decision, Judge Hall considered all of Lake’s claimed symptoms and the extent to which those symptoms were consistent with other relevant medical evidence, pursuant to 20 CFR § 404.1529 and SSR 16-3p.3 R. 21-22. She found the degree of Lake’s subjective complaints and symptomology inconsistent, or not entirely consistent, with objective evidence in the record (e.g., imaging and testing of Lake’s back and neck, Lake’s recently noted “normal gait,”

“grossly normal” motor strength, “mildly decreased” strength, and recent testing—including a lumbar study and CT scan—that revealed only mild or moderate corroborative findings). R. 22- 23. She similarly found Lake’s claim of a disabling mental condition or conditions inadequately supported in the record, given Lake’s conservative treatment history, rendered on an outpatient basis, and his ability to perform basic tasks like prepare meals for himself, maintain a driver’s license, perform chores, and serve as a parent. R. 20, 23. Threaded through her findings were references to the relevant medical history as well as notation of Lake’s medical record as

2 Judge Hall found “there is no ‘severe’ obstructive sleep apnea[.]” R. 19. 3 SSR 16-3P(2)(a) (S.S.A.), 2017 WL 5180304 (Oct. 25, 2017). 3 “populated with subjective complaints for which no objective validation is obtainable.” R. 22. She founded this on repeated disconnection between Lake’s reported conditions and the negative, “unremarkable,” or “mild” diagnoses resulting from corresponding examinations over time. R. 22. Judge Hall fully addressed the influence or consideration she gave various medical opinions in the record. She found the opinion of Reba Moore, Psy. S., a privately referred

psychological practitioner that conducted a consultative examination of Lake, “not persuasive.” R. 24. To support this, Judge Hall pointed out that Moore’s one-off opinion was inconsistent with the broader record (including largely conservative treating mental health records) and overly reliant on Lake’s subjective statements. R. 24. Moore’s views also clashed largely with those of the state reviewers, who themselves harmonized with the recent adjudicated disability denial. Judge Hall repeatedly referenced VA records. She also explained that she considered Lake’s VA disability ratings (much of which pre-dated the prior determination) and found them useful for identification and discussion of his impairments, but that the VA’s conclusions on Lake’s “assessment of disability compensation/rating” were not properly considered in terms of

persuasiveness. R. 24. Judge Hall also relied on a vocational expert’s (VE) testimony that a person with Lake’s abilities and limitations, per the RFC, is capable of work that exists in significant numbers in the national economy. R. 25. For these reasons, Judge Hall determined that Lake was not disabled during the targeted period and denied the claim. R. 24. Lake unsuccessfully petitioned the Appeals Counsel. R.

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Lake v. SSA, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lake-v-ssa-kyed-2021.