LaBove v. Theriot

597 So. 2d 1007, 1992 WL 82075
Supreme Court of Louisiana·Decided April 20, 1992·No. 91-C-2524·Published·Cited by 46 cases

Opinion

597 So.2d 1007 (1992)

George A. LABOVE
v.
Francis R. THERIOT.

No. 91-C-2524.

Supreme Court of Louisiana.

April 20, 1992.

*1008 Roger G. Burgess, Lake Charles, Wells Talbot Watson, New Orleans, for plaintiff-applicant.

Louis D. Bufkin, Lake Charles, for defendant-respondent.

EDWARD A. DUFRESNE, Jr., Justice Pro Tem.[*]

The issue before us is whether a judgment sustaining an exception of res judicata in an automobile collision suit was proper. The brief facts are that plaintiffs submitted a judgment dismissing the case as to all parties and it was signed by the trial judge. Some five weeks later, plaintiffs submitted, ex parte, a second judgment which purported to amend the first judgment so as to revive the suit against a party previously dismissed through alleged inadvertence. This judgment was signed by the trial judge without a hearing or notice to the affected defendant. Almost two years later, on the morning of trial, this defendant urged an exception of res judicata.

The trial judge, noting that the second judgment was invalid because signed by him without legal authority, on ex parte motion, and without a hearing, sustained the exception based on the first judgment. Plaintiffs appealed and urged three grounds for reversal:

1. The exception of res judicata was not the proper procedural device to attack the amended judgment;

2. The second judgment was a valid amendment to the first because the defendant tacitly consented to it; and

3. That in waiting almost two years from rendition of the amended judgment to attack its validity, the defendant is precluded by principles of equitable estoppel from doing so now. The Court of Appeal, in an unpublished opinion, affirmed the judgment of the trial court. Labove v. Theriot 587 So.2d 221 (La.App. 3rd Cir.1991).

We granted a writ to review the correctness of this opinion. For the reasons below, *1009 we affirm the judgment of the lower courts.

The record, which consists almost entirely of pleadings, discloses the following facts. On February 8, 1986, Dorothy LaBove was allegedly injured in an automobile accident. On January 27, 1987, she and her husband sued Francis Romain Theriot (Romain), the driver of the other vehicle, and his insurer, Fireman's Fund Insurance Co. By amended petition they then added as a defendant Romain's father, Francis Oberly Theriot (Oberly), d/b/a Cal-Cam Cattle Co., alleging that at the time of the accident Romain was in the course and scope of employment by his father. It further appears that plaintiffs filed a claim with Southern Farm Bureau Casualty Insurance Co., their uninsured motorist carrier, but nothing in the record shows that this company ever became an actual party to the suit.

In any event, on December 2, 1987, plaintiffs' counsel submitted to the court a Motion and Order of Dismissal which urged that "the above captioned matter be dismissed with prejudice at defendants' costs for the reason that the parties have reached an amicable settlement of these claims". This order of dismissal of the entire suit was signed by the trial judge on the same date.

Twenty days later, on December 22, a Motion and Order of Partial Dismissal was filed by plaintiffs' counsel and signed by the trial judge. This document recites that Southern Farm Bureau Casualty Insurance Company is dismissed with prejudice, but that plaintiffs reserve their rights to proceed against all other parties, and specifically Cal-Cam Cattle Co. No mention was made in this pleading of the prior judgment of dismissal.

Then on January 8, 1988, plaintiffs' counsel presented the trial judge with a Motion to Amend Judgment of Dismissal, wherein he urged that the December 2, 1987, judgment of dismissal should be amended to reflect that plaintiffs reserved their rights against Oberly Theriot and Cal-Cam Cattle Company. This motion was submitted ex parte, and an order was summarily signed by the judge, without hearing or notice, in effect re-instituting the suit as to Oberly and Cal-Cam. Attached to this motion was the release agreement between the plaintiffs and Southern Farm Bureau, their UM carrier, and entity which was not a party to this suit. The release as to Romain Theriot and Fireman's Fund, his insurer, does not appear in the record.

During this period, it appears that Oberly was being represented by Michael Bercier, although the first appearance of this attorney's name in the record is on a Motion for Summary Judgment on Oberly's behalf, dated January 14, 1987, six days after the amended judgment of January 8. This representation continued through the spring of 1988, during which time discovery was apparently going forward. Then, on May 20, 1988, Louis Bufkin enrolled as Oberly's counsel, and on June 1, 1988, Bercier withdrew.

However, four days before Bufkin enrolled, plaintiffs had, by way of amended petition, added Allstate Insurance Co. as a defendant, alleging that it was Oberly's insurer. Although Allstate was eventually dismissed upon showing that it was not an insurer at the time of the accident, while that issue was pending this company had employed Stephen Berniard, Jr. to represent Oberly. Berniard's first appearance of record is June 28, 1988, when he filed an answer on Oberly's behalf. His next and only other appearance of record was almost nine months later, on March 10, 1989, when he filed a motion to withdraw as counsel because Allstate had been dismissed at about that same time, and his employment by Allstate on Oberly's behalf had been terminated.

As to Bufkin, his name does not appear between his motion to enroll on May 20, 1988, and December 18, 1989, when he filed the exception of res judicata at issue here on behalf of Oberly.

This exception was filed on the morning of trial and immediately taken up by the court. In brief oral reasons for sustaining the exception, the trial judge first noted that the December 2, 1987 judgment of dismissal was facially proper and authorized *1010 by plaintiffs' counsel. He further stated that the amended judgment of January 8, 1988, had been presented to him ex parte. He reasoned that he did not have the authority to sign that judgment reinstating the case without a contradictory hearing with parties prejudiced by the action. He thus declined to give effect to the amended judgment, and ruled that the first judgment of dismissal barred further action by plaintiffs in the case on grounds of res judicata. A motion for a new trial on the exception was subsequently denied, and the trial court judgment was affirmed on appeal.

Plaintiffs now seek review in this court urging the same three grounds for relief as urged in the appellate court.

We first address plaintiffs' second argument, i.e. that the amended judgment was valid, and therefore superseded and nullified the original judgment. Preliminarily, we note that there is no question that the amendment of the original judgment, which purported to reinstate a suit previously dismissed with prejudice, was one of substance, and therefore not permissible under La.Code Civ.Pro., art. 1951. It is further the general rule that when an error of substance has crept into a final judgment, that error may be corrected by way of a timely motion for a new trial or by appeal, Hebert v. Hebert, 351 So.2d 1199 (La.1977); Villaume v. Villaume, 363 So.2d 448 (La.1978). In Villaume, supra, we indicated a third method of effecting a substantive change in final judgments, i.e. by consent of the parties.

As to substantive amendments to judgments made witho

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