K.Y. v. Division of Child & Family Services

2010 UT App 335, 244 P.3d 399, 670 Utah Adv. Rep. 6, 2010 Utah App. LEXIS 338, 2010 WL 4870969
CourtCourt of Appeals of Utah
DecidedNovember 26, 2010
Docket20090991-CA
StatusPublished
Cited by4 cases

This text of 2010 UT App 335 (K.Y. v. Division of Child & Family Services) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
K.Y. v. Division of Child & Family Services, 2010 UT App 335, 244 P.3d 399, 670 Utah Adv. Rep. 6, 2010 Utah App. LEXIS 338, 2010 WL 4870969 (Utah Ct. App. 2010).

Opinion

OPINION

McHUGH, Associate Presiding Judge:

T1 KY. appeals the juvenile court's order making a substantiated 1 finding of neglect against her. We reverse.

BACKGROUND

12 On October 30, 2007, DCFS received a report that K.Y., a teacher, had physically abused a student in her third grade class (Student). On the second day of school, Student was not paying attention and kept "taking things out of her desk." KY. admonished Student, but Student continued to riffle through her desk in a disruptive manner. K.Y. then told Student, in a "loud voice" that "sounded mean" to Student, that KY. was going to tape Student's hands to the desk. 2 Student thought that KY. was "kind of mad." KY. placed one six-inch piece of seotch tape across each of Student's wrists and attached the ends of the tape to the desk. According to KY., Student "was giggling at the time." Although Student could still move her hands, she was reportedly afraid to do so until K.Y. gave her permission. KY. waited approximately two minutes before she allowed Student to remove the tape, after which Student's behavior was "totally different" according to KY.

§3 That evening, Student reported the event to her mother (Mother). According to Mother, Student was upset, embarrassed, and seared by the incident. Mother testified that Student indicated that "everybody was looking at her and laughing." Mother reported the incident to the school principal, and Student was transferred out of K.Y.'s class. However, later in the school year, Mother requested that Student be allowed to participate with the rest of her class in "rotations" taught by KY. 3

1 4 In early October, K.Y.'s school district received letters from three parents complaining about K.Y.'s behavior toward their children. One of the letters was from Mother. 4 K.Y. was verbally reprimanded by the school district and told to refrain from engaging in similar discipline in the future. The principal and a school district representative testified at trial that scotch taping Student's wrists was a minor violation of the school district's policy against corporal punishment.

15 Upon learning of the incident, DCFS appointed an investigator to look into the matter. DCFS also offered counseling services for Student, which Mother declined. The DCFS investigator interviewed Student and Mother in November 2007. The investigator recorded her interview with Student. However, the transcript of that interview, which was prepared in February 2008, is not part of the record on appeal, and only portions of it are contained in the trial tran-seript. When contacted, K.Y. would not discuss the matter with the investigator, instead requesting that all communication go through her attorney. The investigator "never made any further efforts to contact" K.Y. or her attorney.

16 On November 28, 2007, DCFS made a supported 5 finding of "Emotional Maltreatment-General. *401 6 The investigator and her supervisor determined that the case was supported for emotional maltreatment "due to the child expressing fear and embarrassment from the other kids laughing" but that it was "unsupported for physical abuse due to the lack of injury or pain from the incident." The supported finding for "Emotional Mai-treatment-General" was affirmed by an administrative law judge (ALJ), and KY. appealed to the juvenile court.

T7 During trial de novo in the juvenile court, the DCFS investigator admitted that although Student indicated that the other children were laughing, Student did not state that "they were laughing at her." In her recorded statement, which was read at trial, Student reported that the other children "were paying attention to their teacher," "happy," and "laughing." The investigator indicated that she inferred from this statement, and from Student's answers to questions the investigator asked after turning off the recording device, that the children were laughing at Student. During closing argument, DCFS suggested, for the first time, that if K.Y.'s conduct did not rise to the level of abuse, it could be substantiated as neglect.

T8 After taking the matter under advisement, the juvenile court entered a substantiated finding of "neglect-emotional maltreatment." The juvenile court concluded that Student had been "subjected to neglect," that K.Y. taped Student's hands "to embarrass or humiliate [Student] and therefore modify her behavior," and that KY. had engaged in a "serious incident of psychologically destructive behavior." KY. appeals the decision of the juvenile court.

ISSUES AND STANDARDS OF REVIEW

T9 KY. argues that emotional maltreatment is not a valid basis for the juvenile court's decision a creation of DCFS and is not encompassed within the statutory definition of either abuse or neglect. "[Wlhether the juvenile court properly applied the appropriate definition ... is a question of law that we review under a correction of error standard. Although we review [this question] for correctness, we may still grant a trial court discretion in its application of the law to a given fact situation." In re L.P., 1999 UT App 157, ¶ 4, 981 P.2d 848 (second alteration in original) (citation and internal quotation marks omitted).

110 KY. further argues that even if emotional maltreatment is a valid category of abuse or neglect, there was insufficient evidence to support the juvenile court's findings as to essential elements of emotional maltreatment. We will overturn the juvenile court's findings of fact only when "the result is against the clear weight of the evidence or leaves us with a firm and definite conviction that a mistake has been made." In re Z.D., 2007 UT App 83, ¶ 4, 156 P.3d 844 (internal quotation marks omitted).

ANALYSIS

I. The Juvenile Court Erred by Basing Its Decision on DCFS's Practice Guidelines Rather than the Statutory Definitions.

T11 The statutory authority under which DCFS investigates and reports incidents of abuse and neglect does not include any explicit reference to "emotional maltreatment." See Utah Code Ann. §§ 62A-42-101 to ~1010 (2008 & Supp.2010). Rather, emotional maltreatment is defined in DCFS's Practice Guidelines (the Guidelines), see Utah's Division of Child & Family Services, Practice Guidelines, Definitions 14 (2009) [hereinafter DCFS Guidelines ] 7 *402 K.Y.'s main assertion on appeal is that the juvenile court erroneously based its substantiated finding of neglect on emotional maltreatment as defined by the Guidelines, which were adopted by DCFS for internal use and were neither codified by statute nor promulgated as rules pursuant to the Utah Administrative Rulemaking Act (the UARA). See generally Utah Code Ann. § 68G-3-301 (Supp.2010) (prescribing administrative rule-making procedures). Although DCFS supported the allegation against KY.

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Bluebook (online)
2010 UT App 335, 244 P.3d 399, 670 Utah Adv. Rep. 6, 2010 Utah App. LEXIS 338, 2010 WL 4870969, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ky-v-division-of-child-family-services-utahctapp-2010.