Kutler, Stanley I. v. Carlin, John W.

139 F.3d 237, 329 U.S. App. D.C. 200, 1998 U.S. App. LEXIS 6313, 1998 WL 141172
CourtCourt of Appeals for the D.C. Circuit
DecidedMarch 31, 1998
Docket97-5097
StatusPublished
Cited by1 cases

This text of 139 F.3d 237 (Kutler, Stanley I. v. Carlin, John W.) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kutler, Stanley I. v. Carlin, John W., 139 F.3d 237, 329 U.S. App. D.C. 200, 1998 U.S. App. LEXIS 6313, 1998 WL 141172 (D.C. Cir. 1998).

Opinion

HARRY T. EDWARDS, Chief Judge:

In 1977, in Nixon v. Administrator of Gen. Servs., 433 U.S. 425, 429, 97 S.Ct. 2777, 2783, 53 L.Ed.2d 867 (1977), the Supreme Court found that the Presidential Recordings and Materials Preservation Act of 1974, 44 U.S.C. § 2111 note (1994) (“Act”), “directs” the Administrator of General Services 1 to take custody of the Presidential papers and tape recordings of former President Richard M. Nixon and then to promulgate regulations that provide for the return to Nixon of all materials that are “personal and private in nature.” See 433 U.S. at 429, 97 S.Ct. at 2783 (emphasis added). In short, the Court said that, pursuant to regulations “mandate[d]” by the Act, “the Government will not even retain long-term control over such private information ... [because] purely private papers and recordings will be returned to appellant [Nixon] under § 104(a)(7) of the Act.” 433 U.S. at 458-59, 97 S.Ct. at 2798 (emphasis added).

Five years after the decision in Nixon v. Administrator, this court repeated the accepted plain meaning of the Act:

*239 The parties are in agreement that, once [personal] material is identified by means of archival processing, the archivists must return the material immediately to Mr. Nixon.

Nixon v. Freeman, 670 F.2d 346, 361 (D.C.Cir.1982) (emphasis added).

Now, more than twenty years after the Court’s decision in Nixon v. Administrator, the Nixon estate has been forced to return to court to challenge a Government regulation purporting to allow the Archivist of the United States (“Archivist”) to retain full control and possession of the entire set of the Nixon tapes. In flat defiance of what the Court said in Nixon v. Administrator, the Government claims that the Archivist has authority under the Act to retain, possess and control all original tape recordings, without regard to whether any portions of the tapes contain purely personal and private material. ‘The Nixon estate counters that, when the Act is read as a whole (with a principal focus on §§ 104(a)(7) and 104(e)), along with all previous judicial interpretations of the Act, it is clear that the Nixon estate, alone, is entitled to full custody and control over tape recordings containing purely personal and private material. The Nixon estate undoubtedly has the better of this most recent disagreement between the parties.

We hold that, under the privacy protections of the Act as interpreted by the Supreme Court and this court, the Archivist must return to the estate all existing tapes and copies of conversations that do not shed light upon the Watergate affair and lack “general historical significance.” § 104(a)(7). The Act strikes a delicate balance between privacy and disclosure under which President Nixon’s estate is entitled to sole custody and control over recordings that are personal and private in nature. Any regulation to the contrary is unlawful under the Act. Accordingly, the Archivist must now do what the Supreme Court instructed over twenty years ago and what this court repeated sixteen years ago: “the archivists must return the material immediately to [the Nixon estate].” 670 F.2d at 361.

I. BACKGROUND

On September 8, 1974, the day President Gerald Ford pardoned him, Nixon signed an agreement with Arthur F. Sampson, Administrator of General Services (“Administrator”), to deposit his presidential materials in a federal facility subject to a variety of provisions that gave substantial control over access and future preservation to Nixon. See Nixon v. Administrator, 433 U.S. at 431-32, 97 S.Ct. at 2784-85. Dissatisfied with this agreement, Congress quickly proposed and adopted the superseding Act, which President Ford signed into law on December 19, 1974. See id. at 432-33, 97 S.Ct. at 2784-85. As noted by the Court in Nixon v. Administrator, the Act directs the Archivist

to take custody of the Presidential papers and tape recordings of appellant, former President Richard M. Nixon, and promulgate regulations that (1) provide for the orderly processing and screening by Executive Branch archivists of such materials for the purpose of returning to appellant those that are personal and private in nature, and (2) determine the terms and conditions upon which public access may eventually be had to those materials that are retained.

433 U.S. at 429, 97 S.Ct. at 2783. The disputed tape recordings consist of some 950 reels of tape, most of which contain both historically significant and purely private material. Following passage of the Act, Nixon lodged a facial challenge to its constitutionality, which the Court rejected. See Nixon v. Administrator, 433 U.S. at 430, 97 S.Ct. at 2783-84. However, in upholding the Act, the Court recognized Nixon’s privacy interest in many of the tape recordings, finding that § 104(a)(7) of the Act ensured Nixon’s custody and control over purely private material. See id. at 454, 458-59, 97 S.Ct. at 2795-96, 2797-98.

During 1975 and 1976, the Administrator submitted three sets of regulations implementing the Act to Congress. Under the original structure of the Act, regulations were to become effective on a certain date if Congress did not act upon them. See 44 U.S.C. § 2111 note § 104(b) (repealed 1984). This arrangement obtained until the Su *240 preme Court held the legislative veto unconstitutional in INS v. Chadha, 462 U.S. 919, 103 S.Ct. 2764, 77 L.Ed.2d 317 (1983). Each of these three proposed sets of regulations contained provisions for making copies of the original tapes, and specified that the Administrator would retain tapes or documents that included both private and publicly disclosable material. See, e.g., Proposed Regulation § 105-63.401-5(c), S. Rep. No. 94-368, at 36 (1975). Congress rejected portions of each set of regulations. 2

In 1977, the Administrator submitted a fourth set of regulations, which were to take effect absent congressional disapproval on December 16, 1977. See 42 Fed.Reg. 63,626 (1977). Like the first three proposed sets of regulations, these regulations specified that the Archivist could retain permanently tapes that included both private and public material. See id. at 63,628. Nixon filed an action in District Court to challenge the fourth set of regulations. See Nixon v. Solomon, Civil Action No. 77-1395 (D.D.C.).

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Bluebook (online)
139 F.3d 237, 329 U.S. App. D.C. 200, 1998 U.S. App. LEXIS 6313, 1998 WL 141172, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kutler-stanley-i-v-carlin-john-w-cadc-1998.