Kurtanidze v. Mizuho Bank, Ltd.

District Court, S.D. New York·Decided July 9, 2025·No. 1:23-cv-08716·Unknown

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK

DAVID KURTANIDZE, Plaintiff, 23 Civ. 8716 (PAE) ~ OPINION & ORDER MIZUHO BANK, LTD. ef ai., Defendants.

PAUL A. ENGELMAYER, District Judge: Plaintiff David Kurtanidze brings this employment discrimination suit against his former employer, Mizuho Bank, Ltd. and Mizuho Americas Services LLC (collectively, “Mizuho”). He brings claims of race discrimination under 42 U.S.C. § 1981, the New York State Human Rights Law, N.Y. Exec. Law § 290 et seq. (“NYSHRL”), and the New York City Human Rights Law, N.Y.C, Admin. Code § 8-502(a) ef seg. (NYCHRL”); discrimination based on national origin, gender, caregiver status, and disability in violation of the NYSHRL and the NYCLRL; retaliation based on sex, caregiver status, and disability under the Family and Medical Leave Act, 29 U.S.C. § 2601 et seg. C FMLA”), the NYSHRL, and NYCHRL; and interference based on disability under the FMLA. Before the Court is Mizuho’s motion for summary judgment. For the reasons that follow, the Court grants the motion in full.

1, Background! A. The Parties : Kurtanidze is a white male from the country of Georgia. JSF 1-2; Pl. 56.19 288. He is a naturalized United States citizen and resides in New Jersey. JSF G11; TAC { 2. Kurtanidze writes and speaks English fluently and speaks with an Eastern European accent. Pl. 56.1 451. Mizuho Bank, Ltd. (“Mizuho Bank”) is a global bank whose parent entity, Mizuho Financial Group, Inc. (“Mizuho Financial”), is headquartered and incorporated in Japan. ISF 9 5-7, 21. Mizuho America Services LLC (“Mizuho Americas”) is an entity affiliated

' The Court draws the following facts from the parties’ submissions in support of and in opposition to defendants’ summary-judgment motion. These include the following: (1) the parties’ joint statement of stipulated facts, Dkt. 105 (“JSF”); (2) the parties’ Local Rule 56.1 statements in support of (“Def. 56.1”) and opposition to (“PI. 56.1”) the summary-judgment motion, Dkts. 114, 125; (3) the declarations in support of the motion (plus attached exhibits) of Keesha Pellam, Dkt. 108, (“Pellam Decl.”); Florencia Luccioni, Dict. 109 (“Luccioni Dec!.”); and Edward M. Yennock, Dkt. 111 (“Yennock Decl.”); the declarations in opposition to the motion (and attached exhibits) of David Kurtanidze, Dkt. 121 C‘Kurtanidze Decl.”), and Siobhan Klassen, Dkt. 122 (“Klassen Decl.”); and (4) as background but not evidence, Kurtanidze’s Third Amended Complaint, Dkt. 81 (‘TAC’). Citations to a party’s Rule 56.1 statement incorporate by reference the documents cited therein. Where facts in a party’s Rule 56.1 statement are supported by testimonial or documentary evidence, and are denied by a conclusory statement by the other party without citation to conflicting testimonial or documentary evidence, the Court finds such facts true. See $.D.N.Y. Local Rule 56.1(c) (“Each numbered paragraph in the statement of material facts set forth in the statement required to be served by the moving party will be deemed to be admitted for purposes of the motion unless specifically controverted by a correspondingly numbered paragraph in the statement required to be served by the opposing party.”); id. at 56.1(d) (“Each statement by the movant or opponent... controverting any statement of material fact[] must be followed by citation to evidence which would be admissible, set forth as required by Fed. R. Civ. P. 56(c).”). * On November 22, 2024, the Court granted Kurtanidze’s request for leave to file an amended complaint to add Mizuho Americas, the entity Kurtanidze represents was his “actual employer” during part of the relevant employment period. Dkts. 60, 80. Kurtanidze was transferred from Mizuho Bank to Mizuho Americas on January 1, 2021. Dkts. 57, 60. Neither party offers a basis upon which to treat these related entities separately, and as such, the Court refers to them as collective. See Kashefv. BNP Paribas SA, No, 16 Civ. 3228, 2021 WL 1614406, at *2 (S.D.N.Y. Apr. 26, 2021) (“It may be especially appropriate to refer to defendants collectively

with Mizuho Bank. JSF § 7,21; PL 56.1 971. Both are subsidiaries of Mizuho Financial. JSF 921, B. Kurtanidze’s Employment at Mizuho On December 27, 2016, Mizuho hired Kurtanidze as a vice president within the finance division of its Jersey City, New Jersey office. fd 95. As part of the hiring process, Kurtanidze provided Mizuho with a background information sheet containing self-reported information about his employment history. Id. ]3. He signed a certification stating that his employment “will” be terminated if Mizuho discovers that any information he provided was misleading or incomplete.’ Pl. 56.1 2. Kurtanidze’s work centered on projects related to United States regulatory reporting requirements. JSF 4 10, He was supervised by Satoshi Kinoshita from October 2017 through April 2019, id. 9 24, and by Jumpei Yoshida from April 2019 until he was terminated, id. Kinoshita and Yoshida were both “rotational employees,” i.e., Japanese nationals assigned to work in the United States for a specified period, /d. | 26. In November 2019, Mizuho’s chief

where the defendants are related corporate entities, as opposed to unaffiliated entities or individuals, accused of acting in concert.”); see also, e.g., Nat'l Union Fire Ins. Co. of Pittsburgh v. Surgalien Spine Techs., Inc., No. 22 Civ, 9870, 2024 WL 477031, at *5 (S.D.N_Y. Feb. 7, 2024) (“[N]othing in Rule 8 prohibits collectively referring to multiple defendants where the complaint alerts defendants that identical claims are asserted against each defendant.” (citation omitted)). 3 Kurtanidze represented in the background sheet that he left his previous role at Credit Suisse because he “[nJeeded more business exposure.” Pl. 56.1 93. At his deposition, however, Kurtanidze revealed for the first time that he had been involuntarily terminated from Credit Suisse due to a “security incident” involving entry into a space he was not authorized to enter. 45. Kurtanidze also failed to disclose in his hiring materials, as was required, that he owned two limited liability companies that he continued to manage simultaneously with his employment at Mizuho. Jd. §| 7-13. Mizuho states that, had it been aware of these misrepresentations, “Mizuho’s policies and practices would have dictated that it terminate Kurtanidze’s employment based on this information.” Jd. ¥ 14.

financial officer, David Kronenberg, announced a restructuring of its finance division in which Mizuho’s finance groups would combine into one United States regional team titled the “Finance Change Group.” /d J§ 7-9. After the restructuring, Kurtanidze’s team was placed under the supervision of Yoshida and Bill Gavaris. Jd. §29. Yoshida and Gavaris both reported to Colin Willox, the head of the Finance Change Group. /d. □□ 7-9. Gavaris, Willox, and Kronenberg are white males. /d. 4431, 34, 37. In March 2020, after the onset of the COVID-19 pandemic, the finance change group migrated to full remote work. /d. 12. Kurtanidze worked from home from then until his termination on April 6, 2021. Jd 413. Kurtanidze’s title was vice president throughout his Mizuho tenure. Jd. As detailed more fully below, on April 6, 2021, Kurtanidze was terminated. Id { 13. The reasons stated for the termination were that his existing role had become redundant and that he lacked the skills to take on open roles at Mizuho. Pl. 56.1 304.

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