Kumar, ph.D. v. George Washington University

174 F. Supp. 3d 172, 2016 U.S. Dist. LEXIS 43279
CourtDistrict Court, District of Columbia
DecidedMarch 31, 2016
DocketCivil Action No. 2015-0120
StatusPublished
Cited by17 cases

This text of 174 F. Supp. 3d 172 (Kumar, ph.D. v. George Washington University) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kumar, ph.D. v. George Washington University, 174 F. Supp. 3d 172, 2016 U.S. Dist. LEXIS 43279 (D.D.C. 2016).

Opinion

MEMORANDUM OPINION

JOHN D. BATES, United States District Judge

Plaintiff Dr. Rakesh Kumar, a professor of biochemistry and molecular medicine, brings suit against his employer George Washington University (“GW” or “the university”), alleging that the university improperly handled its investigation into his suspected research misconduct. The university’s motion to dismiss on the ground of official immunity succeeds in disposing of Kumar’s claim for tortious interference with business relations, but there is no immunity as to his other four claims. And his tortious invasion of privacy claims must be dismissed for failure to state a claim. But the university’s motion to dismiss will be denied in part because Kumar has pled sufficient facts to state a claim for breach of contract and breach of the implied covenant of good faith and fair dealing. '

BACKGROUND

The university’s inquiry into Kumar’s alleged research misconduct began in late 2012 when the federal Office of Research Integrity (“ORI”) received anonymous allegations of scientific research misconduct against Kumar and transmitted those allegations to GW for review. First Am. Compl. [EOF No. 11] ¶ 17. In December 2012, GW notified Kumar that it had decided to open a formal inquiry into the allegations. Id. After a lengthy investigation process that included a draft inquiry report, a final inquiry report, witness interviews, and a draft investigation report, the university in July 2014 issued its final investigation report finding misconduct. As a result of the misconduct finding, the university took several actions against Kumar including the (1) removal of Kumar from his position as Department Chair, id. ¶ 73; (2) relinquishment of a federal grant, which had previously funded Kumar’s research, id. ¶ 85; (3) replacement of Kumar as the supervisor of a Ph.D. candidate, id. ¶ 96; and (4) closure of Kumar’s laboratory and office, id. ¶ 103.

Kumar alleges that the university’s inquiry and investigation processes were fraught with unfairness and, more importantly, were improper under the university’s research misconduct policy and D.C. law. He asserts five claims against the university: (1) breach of contract;' (2) breach of the covenant of good faith and fair dealing; (3) tortious interference with business relations; (4) tortious invasion of *176 privacy (public disclosure of private facts); and (5) tortious invasion of privacy (false light). The university has responded with two motions to dismiss. One asserts that this case must be dismissed for lack of subject-matter jurisdiction as a result of the university’s Westfall immunity, 1 Def.’s 12(b)(1) Mot. to Dismiss [EOF No. 18]. The other seeks to dismiss all five counts of Kumar’s complaint for failure to state a claim. Def.’s 12(b)(6) Mot. to Dismiss [ECF No. 8].

ANALYSIS

I. Westfall Immunity

The university’s -12(b)(1) motion to dismiss raises a novel question for the Court: whether a non-governmental entity such as George Washington University, which engages in research misconduct investigations pursuant to the Public Health Services Act, is entitled to absolute immunity from state-law tort claims pursuant to the doctrine of official immunity. The question sounds at first like an open-and-shut case: what could “official” immunity have to do with a private university? But the label “official” is not as narrow as it first sounds.

A. Whether the university was delegated a governmental function

Official immunity attaches “to particular official functions, not to particular offices.” Westfall v. Erwin, 484 U.S. 292, 296 n. 3, 108 S.Ct. 580, 98 L.Ed.2d 619 (1988). A principal purpose of official immunity is to prevent “disruption of governmental functions” by providing immunity to those “official function[s] [that] would suffer under the threat of prospective litigation.” Id. And when private entities perform “government functions,” “there is obviously implicated the same intei-est in getting the Government’s work done.” Boyle v. United Techs. Corn., 487 U.S. 500, 505, 108 S.Ct. 2510, 101 L.Ed.2d 442 (1988). “[T]he same policy considerations that justify immunity for government employees can apply with equal force to private actors when they are charged with implementing government policies.” Murray v. Northrop Grumman Info., Tech., Inc., 444 F.3d 169, 175 (2d Cir.2006). Hence, Courts have extended immunity to non-governmental entities when they are performing “official” or “governmental” functions. Mangold v. Analytic Servs., 77 F.3d 1442, 1446-48 (4th Cir.1996) (extending immunity to private sector government contractors participating in official investigations of government contracts).

To decide whether GW is entitled to official immunity, the Court must first determine whether the university was performing a governmental function when it *177 investigated Kumar’s alleged research misconduct. Certain functions, like the detention of individuals charged with committing crimes, are unquestionably governmental. See Viehdeffer v. Tryon, No. 12-CV-23S, 2012 WL 3746872, at *12 (W.D.N.Y. Aug. 28, 2012). But “Mot every activity in which government might decide to engage is a function of government in private hands.” Houston Cmty. Hosp. v. Blue Cross and Blue Shield of Tex., 481 F.3d 265, 271 (5th Cir.2007). And deciding whether to label an activity as “governmental” is hardly a precise science. Courts look to whether the activity is “critical to the efficient conduct of government,” Mangold, 77 F.3d at. 1447, as well as whether the activity “aligns with traditionally protected ... functions] of government,” Houston Cmty. Hosp., 481 F.3d at 276. This is not a particularly limiting set of criteria, despite the Supreme Court’s “sparing ... recognition of claims to absolute official immunity?’ Forrester v. White, 484 U.S. 219, 224, 108 S.Ct. 538 98 L.Ed.2d 555 (1988).

This case, fortunately, does not require the Court to tread entirely new ground in deciding whether a function is governmental. Here, Kumar’s lawsuit arises out of the university’s inquiry, investigation, and report of Kumar’s alleged misconduct in the course of federally funded research. Among the most frequently immunized “government functions” are the investigation of fraud in a government program and the reporting of information to the government pursuant to a federal duty. See Fani v. Empire Blue Cross Blue Shield, 152 F.3d 67, 73 (2d Cir.1998) (“The investigation and reporting of possible Medicare fraud is precisely the type of delegated discretionary function that the public interest requires to be protected by immunity.”); Mangold, 77 F.3d at 1447 (extending immunity to “government contractors participating in official investigations of government contracts”); Slotten v. Hoffman, 999 F.2d 333

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Bluebook (online)
174 F. Supp. 3d 172, 2016 U.S. Dist. LEXIS 43279, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kumar-phd-v-george-washington-university-dcd-2016.