UNITED STATES DISTRICT COURT THE DISTRICT OF NEW HAMPSHIRE
KRISTINA RAPUANO, VASSIKI ) CHAUHAN, SASHA BRIETZKE, ) ANNEMARIE BROWN, ANDREA ) COURTNEY, MARISSA EVANS, JANE ) DOE, JANE DOE 2, AND JANE DOE 3, ) ) Plaintiffs, ) Civil Action No. 1:18-cv-01070-LM ) Opinion No. 2020 DNH 119 ) v. ) ) TRUSTEES OF DARTMOUTH ) COLLEGE, ) ) Defendant. )
FINAL ORDER APPROVING CLASS ACTION SETTLEMENT AND MOTION FOR ATTORNEYS’ FEES, COSTS, AND SERVICE AWARDS On August 6, 2019, the parties reached a settlement agreement, subject to the approval of
the Court, as a result of intensive, non-collusive, arm’s-length negotiations.
On September 25, 2019, Plaintiffs filed a Motion for Preliminary Approval of Class Action
Settlement.
On September 18, 2019, Defendant served the Class Action Fairness Act (“CAFA”) notice
required by 28 U.S.C. § 1715. On March 16, 2020, Defendant served a Supplemental CAFA
Notice.
On January 29, 2020, the Court granted Plaintiffs’ Motion for Preliminary Approval of
Class Action Settlement (the “Preliminary Approval Order”). In that order, doc. no. 50, the Court
conducted a rigorous and searching analysis of whether it would likely be able to certify the class for the purposes of settlement and find that the proposed settlement is fair, reasonable, and
adequate.
On February 12, 2020, Class Counsel and the Settlement Administrator sent the Notice of
Proposed Settlement of Class Action (the “Notice”) as ordered.
On July 9, 2020, the Court held a fairness hearing regarding the parties’ class action
settlement. The Court now finds and rules as follows.
1. Having considered Plaintiffs’ motion for Final Approval of the Class Settlement
and the statements made at the fairness hearing, the Court hereby grants final approval of the
Agreement. The Court has not reviewed or heard any information that would change the Court's
view expressed in the Preliminary Approval Order that the class can be certified for settlement
purposes and that the proposed settlement is fair, reasonable, and adequate. The Court grants
approval of the Agreement for all the reasons stated in its Preliminary Approval Order, doc. no.
50, and the reasons outlined in Plaintiffs’ final approval pleadings.
2. Any term with initial capitalization that is not defined in this Order shall have the meaning provided in the Agreement. 3. The Court confirms that it has jurisdiction over this matter and the parties to it.
4. The Court hereby affirms its findings in its Preliminary Approval Order, that, for
purposes of settlement only, the prerequisites for a class action under Rules 23(a) and (b)(3) of the
Federal Rules of Civil Procedure have been satisfied in that: (a) the number of Settlement Class
Members is so numerous that joinder thereof is impracticable; (b) there are questions of law and fact
common to the Settlement Class; (c) the claims of the Class Representatives are typical of the claims
of the Settlement Class Members; (d) the Class Representatives and Class Counsel have and will
fairly and adequately represent the interests of the Settlement Class Members; (e) the questions of
law and fact common to the Settlement Class Members predominate over any questions affectingly
2 only individual Settlement Class Members; and (f) a class action is superior to other available
methods for the fair and efficient adjudication of the controversy.
5. For purposes of settlement only, the Court further affirms its determinations in the Preliminary Approval Order and finally certifies, pursuant to Rule 23(a) and (b)(3) of the Federal
Rules of Civil Procedure, the Action as a class action, composed of the following individuals: A. All current and former women graduate students at Dartmouth who meet any of the
following criteria:
i. Between April 1, 2012 and August 31, 2017 were graduate advisees
of one or more of Todd Heatherton, William Kelley, and/or Paul
Whalen (collectively “the Three Professors”);
ii. Between April 1, 2012 and August 31, 2017 were teaching or
research assistants for one or more of the Three Professors;
iii. Were graduate students in the Psychological and Brain Sciences
Department and co-authored papers with one or more of the Three
Professors based on research conducted between April 1, 2012 and
August 31, 2017; OR
iv. Were graduate students in the Psychological and Brain Sciences
Department between March 31, 2015 and August 31, 2017 who do
not fit within categories (i)-(iii), but who attested that they
experienced dignitary, emotional, educational and/or professional
harm during this period as a result of the misconduct of one or more
of the Three Professors.
B. All current and former women undergraduate students at Dartmouth who, between
April 1, 2012 and August 31, 2017, worked as research assistants for one or more of
the Three Former Professors. As used herein, “research assistants” includes individuals 3 working on an honors thesis or independent research study in one or more of the Three
Former Professors’ labs.
6. This Court finally approves the terms of the Agreement and the Plan of Allocation, the
material terms of which include, but are not limited to:
A. Defendant will pay the Class Settlement Amount of $14,000,000 in the manner set
forth in the Settlement Agreement;
B. Defendant will implement the programmatic relief described in Exhibit A to the
Agreement;
C. Class Counsel will receive attorneys’ fees of $4,900,000 from the Class Settlement
Amount;
D. Class Counsel’s litigation expenses ($125,756.42) will be deducted from the Class
Settlement Amount;
E. Settlement administration costs incurred by the Settlement Administrator, Rust
Consulting, Inc. (in an amount not to exceed $24,217.00) and the Independent Claims
Expert, Maria C. Walsh, Esq. (in an amount not to exceed $85,000) will be deducted
from the Class Settlement Amount;
F. The Plaintiffs will each receive service awards of $75,000 for their contributions to the
litigation and their services to the Class, including incurring the risks and burdens of
litigation on behalf of the Class Members;
G. The remainder of the Class Settlement Amount will be distributed to the Plaintiffs and
Settlement Class Members as detailed in the Plan of Allocation;
H. The Court finds that the distribution of residual monies to The New Hampshire
Coalition Against Domestic and Sexual Violence, an organization supporting and/or
4 advocating for victims of sexual assault, is an appropriate, fair, and reasonable cy pres
remedy. Therefore, the Court approves of the cy pres distribution provided for in the
Settlement to The New Hampshire Coalition Against Domestic and Sexual Violence.
I. The Plaintiffs and Settlement Class Members who did not exclude themselves are
bound by the terms of the Agreement, including all releases therein, and their claims
are dismissed with prejudice.
7. The Court finds that the Notice, and the distribution thereof, satisfied the
requirements of due process and Federal Rule of Civil Procedure
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UNITED STATES DISTRICT COURT THE DISTRICT OF NEW HAMPSHIRE
KRISTINA RAPUANO, VASSIKI ) CHAUHAN, SASHA BRIETZKE, ) ANNEMARIE BROWN, ANDREA ) COURTNEY, MARISSA EVANS, JANE ) DOE, JANE DOE 2, AND JANE DOE 3, ) ) Plaintiffs, ) Civil Action No. 1:18-cv-01070-LM ) Opinion No. 2020 DNH 119 ) v. ) ) TRUSTEES OF DARTMOUTH ) COLLEGE, ) ) Defendant. )
FINAL ORDER APPROVING CLASS ACTION SETTLEMENT AND MOTION FOR ATTORNEYS’ FEES, COSTS, AND SERVICE AWARDS On August 6, 2019, the parties reached a settlement agreement, subject to the approval of
the Court, as a result of intensive, non-collusive, arm’s-length negotiations.
On September 25, 2019, Plaintiffs filed a Motion for Preliminary Approval of Class Action
Settlement.
On September 18, 2019, Defendant served the Class Action Fairness Act (“CAFA”) notice
required by 28 U.S.C. § 1715. On March 16, 2020, Defendant served a Supplemental CAFA
Notice.
On January 29, 2020, the Court granted Plaintiffs’ Motion for Preliminary Approval of
Class Action Settlement (the “Preliminary Approval Order”). In that order, doc. no. 50, the Court
conducted a rigorous and searching analysis of whether it would likely be able to certify the class for the purposes of settlement and find that the proposed settlement is fair, reasonable, and
adequate.
On February 12, 2020, Class Counsel and the Settlement Administrator sent the Notice of
Proposed Settlement of Class Action (the “Notice”) as ordered.
On July 9, 2020, the Court held a fairness hearing regarding the parties’ class action
settlement. The Court now finds and rules as follows.
1. Having considered Plaintiffs’ motion for Final Approval of the Class Settlement
and the statements made at the fairness hearing, the Court hereby grants final approval of the
Agreement. The Court has not reviewed or heard any information that would change the Court's
view expressed in the Preliminary Approval Order that the class can be certified for settlement
purposes and that the proposed settlement is fair, reasonable, and adequate. The Court grants
approval of the Agreement for all the reasons stated in its Preliminary Approval Order, doc. no.
50, and the reasons outlined in Plaintiffs’ final approval pleadings.
2. Any term with initial capitalization that is not defined in this Order shall have the meaning provided in the Agreement. 3. The Court confirms that it has jurisdiction over this matter and the parties to it.
4. The Court hereby affirms its findings in its Preliminary Approval Order, that, for
purposes of settlement only, the prerequisites for a class action under Rules 23(a) and (b)(3) of the
Federal Rules of Civil Procedure have been satisfied in that: (a) the number of Settlement Class
Members is so numerous that joinder thereof is impracticable; (b) there are questions of law and fact
common to the Settlement Class; (c) the claims of the Class Representatives are typical of the claims
of the Settlement Class Members; (d) the Class Representatives and Class Counsel have and will
fairly and adequately represent the interests of the Settlement Class Members; (e) the questions of
law and fact common to the Settlement Class Members predominate over any questions affectingly
2 only individual Settlement Class Members; and (f) a class action is superior to other available
methods for the fair and efficient adjudication of the controversy.
5. For purposes of settlement only, the Court further affirms its determinations in the Preliminary Approval Order and finally certifies, pursuant to Rule 23(a) and (b)(3) of the Federal
Rules of Civil Procedure, the Action as a class action, composed of the following individuals: A. All current and former women graduate students at Dartmouth who meet any of the
following criteria:
i. Between April 1, 2012 and August 31, 2017 were graduate advisees
of one or more of Todd Heatherton, William Kelley, and/or Paul
Whalen (collectively “the Three Professors”);
ii. Between April 1, 2012 and August 31, 2017 were teaching or
research assistants for one or more of the Three Professors;
iii. Were graduate students in the Psychological and Brain Sciences
Department and co-authored papers with one or more of the Three
Professors based on research conducted between April 1, 2012 and
August 31, 2017; OR
iv. Were graduate students in the Psychological and Brain Sciences
Department between March 31, 2015 and August 31, 2017 who do
not fit within categories (i)-(iii), but who attested that they
experienced dignitary, emotional, educational and/or professional
harm during this period as a result of the misconduct of one or more
of the Three Professors.
B. All current and former women undergraduate students at Dartmouth who, between
April 1, 2012 and August 31, 2017, worked as research assistants for one or more of
the Three Former Professors. As used herein, “research assistants” includes individuals 3 working on an honors thesis or independent research study in one or more of the Three
Former Professors’ labs.
6. This Court finally approves the terms of the Agreement and the Plan of Allocation, the
material terms of which include, but are not limited to:
A. Defendant will pay the Class Settlement Amount of $14,000,000 in the manner set
forth in the Settlement Agreement;
B. Defendant will implement the programmatic relief described in Exhibit A to the
Agreement;
C. Class Counsel will receive attorneys’ fees of $4,900,000 from the Class Settlement
Amount;
D. Class Counsel’s litigation expenses ($125,756.42) will be deducted from the Class
Settlement Amount;
E. Settlement administration costs incurred by the Settlement Administrator, Rust
Consulting, Inc. (in an amount not to exceed $24,217.00) and the Independent Claims
Expert, Maria C. Walsh, Esq. (in an amount not to exceed $85,000) will be deducted
from the Class Settlement Amount;
F. The Plaintiffs will each receive service awards of $75,000 for their contributions to the
litigation and their services to the Class, including incurring the risks and burdens of
litigation on behalf of the Class Members;
G. The remainder of the Class Settlement Amount will be distributed to the Plaintiffs and
Settlement Class Members as detailed in the Plan of Allocation;
H. The Court finds that the distribution of residual monies to The New Hampshire
Coalition Against Domestic and Sexual Violence, an organization supporting and/or
4 advocating for victims of sexual assault, is an appropriate, fair, and reasonable cy pres
remedy. Therefore, the Court approves of the cy pres distribution provided for in the
Settlement to The New Hampshire Coalition Against Domestic and Sexual Violence.
I. The Plaintiffs and Settlement Class Members who did not exclude themselves are
bound by the terms of the Agreement, including all releases therein, and their claims
are dismissed with prejudice.
7. The Court finds that the Notice, and the distribution thereof, satisfied the
requirements of due process and Federal Rule of Civil Procedure 23(e), that it was the best
practicable under the circumstances, and that it constitutes due and sufficient notice to all persons
entitled to notice of the Agreement.
8. The Court similarly finds that the Notice was adequate and gave all Settlement Class
Members sufficient information to enable them to make informed decisions as to the parties’
proposed settlement, and the right to object to, or opt-out of it.
9. The Court also finds that the parties’ settlement, on the terms and conditions set
forth in the Agreement, is in all respects fundamentally fair, reasonable, adequate, and in the best
interests of the Settlement Class Members.
10. The Court further finds that the Settlement Class Members were given a fair and
reasonable opportunity to object to the settlement. Zero (0) Settlement Class Members objected to
the settlement. Six (6) Settlement Class Members requested exclusion. Those individuals are
excluded from the Settlement Class and are not bound by this order.
11. This Order is binding on all Settlement Class Members, except those individuals
who validly and timely excluded themselves from the Settlement Class and the Agreement, or
whose late exclusion was agreed to by the parties.
5 12. This action is dismissed with prejudice as to all other issues and as to all parties and claims. 13. Upon the Effective Date, the Released Parties, as defined in the next paragraph,
shall be released and forever discharged by Plaintiffs and all Settlement Class Members (except
those individuals who validly excluded themselves from the Settlement Class and the Agreement)
(“Releasing Parties”) from any and all causes of action, judgments, liens, indebtedness, costs,
damages, penalties, expenses, obligations, attorneys’ fees, losses, claims, liabilities and demands
of whatever kind or character (each a “Claim”), known or unknown, arising on or before the
Effective Date, that are, were or could have been asserted against any of the Released Parties by
reason of or arising out of the same factual predicate as the claims that were or could have been
asserted in the Litigation (namely the alleged conduct of the Three Former Professors and
Defendant’s alleged conduct and any related acts and omissions, including the 2017 Title IX
investigation), whether any such Claim was or could have been asserted by any Releasing Party
on her own behalf or on behalf of other Persons.
14. Released Parties means Defendant, and expressly includes its administrators,
trustees, employees, insurers, representatives, and assigns. The Release does not extend to claims
or potential claims that any Releasing Party may possess against the Three Professors, provided
that such claims may proceed only against the Three Professors personally, and any potential
liability that the Released Parties may have had, or arguably had, individually or jointly and
severally, for such conduct is released.
15. This Order does not, and is not intended to constitute, nor shall it be deemed to
constitute, an admission by any party as to the merits, validity, or accuracy of any of the allegations,
claims, or defenses of any other party in this case. The Court has made no findings and expresses
no opinion concerning the merits, validity, or accuracy of any of the allegations, claims, or defenses
in this case.
6 16. Plaintiffs, including but not limited to the Class Representatives, and all Settlement
Class Members, and anyone who acts or purports to act on their behalf, shall not bring, assert, or
prosecute any claims, actions, or causes of action that assert any of the released Claims against
any of the Released Parties.
17. The Court grants Plaintiffs’ Motion for Attorneys’ Fees, Costs, and Service Awards,
doc. no. 55, for all the reasons stated in Plaintiffs’ memorandum in support of that motion.
18. The Court retains continuing and exclusive jurisdiction over the parties and the
administration of the Settlement Agreement only with respect to the distribution of the Class
Settlement Amount.
In conclusion, the Court grants Plaintiffs’ Motion for Final Approval of the Proposed Class
Settlement (doc. no. 54) and Plaintiffs’ Motion for Attorneys’ Fees, Costs, and Service Awards
(doc. no. 55).
SO ORDERED.
_____________________________ Landya B. McCafferty United States District Judge July 10, 2020
cc: Counsel of Record