Kramer v. United States

843 F. Supp. 1066, 1994 U.S. Dist. LEXIS 1537, 1994 WL 46468
CourtDistrict Court, E.D. Virginia
DecidedFebruary 14, 1994
DocketCiv. A. 4:93cv00038
StatusPublished
Cited by9 cases

This text of 843 F. Supp. 1066 (Kramer v. United States) is published on Counsel Stack Legal Research, covering District Court, E.D. Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kramer v. United States, 843 F. Supp. 1066, 1994 U.S. Dist. LEXIS 1537, 1994 WL 46468 (E.D. Va. 1994).

Opinion

OPINION AND ORDER

DOUMAR, District Judge.

This matter is before the Court on defendant’s motion to dismiss or for summary judgment. Plaintiff claims that the United States is liable for the alleged negligence of several individuals working in the Partnership Clinic at Langley Air Force Base. The United States has moved to dismiss this claim or, in the alternative, for summary judgment on the grounds that these individuals were independent contractors rather than employees of the United States.

By order dated October 20, 1993, this Court granted plaintiff a continuance to submit additional discovery materials in opposition to government’s motion. Plaintiff has now filed these materials. Defendant, over plaintiff’s objection has submitted a rebuttal brief along with the entire transcripts of the relevant depositions. 1 This motion is now ripe for decision.

I. Facts and Procedural History

On August 9, 1991, Beverly Kramer, the dependent wife of an enlisted member of the United States Navy, suffered a pathological fracture of her femur. The fracture was apparently caused by a malignant bone cancer. The treatment required the amputation of Kramer’s right leg and hip. Kramer was also forced to terminate her pregnancy which was then in the fifth month.

Plaintiff alleges that she consulted various medical personnel during 1990 and 1991 for recurring back and leg pain and that these medical personnel failed to adequately diagnose her condition. In July 1992, plaintiff filed a “Form 95” as required by the Federal Torts Claim Act notifying the federal government of the claim for medical malpractice. The government responded by forwarding its contract with the health care providers who treated Kramer. In order to preserve the related state claim, plaintiff then filed a notice of claim against the health care providers as required by state law.

In January 1993, plaintiff filed a state claim against the medical personnel and “F.G.J. Limited,” the entity which employed these personnel. In April 1993, plaintiff filed this claim against the United States of America under the Federal Torts Claim Act. 28 ' U.S.C. §§ 1346(b), 2671-2680. The same facts provide the basis for both claims.

*1068 In July 1993, the government filed a motion to dismiss or for summary judgment based on the grounds that F.G.J., Ltd. and its employees are “independent contractors” and that, therefore, plaintiffs claim was barred under the independent contractor exclusion to the Federal Torts Claim Act. 28 U.S.C. § 2671. Shortly thereafter, plaintiff began depositions of the health care providers in preparation for the state court proceeding. Plaintiff claimed that facts discovered during these depositions demonstrated a closer Government role in supervising the medical personnel than was shown by the contract language. By order of October 20, 1993, this Court allowed plaintiff additional time to submit these facts to the Court. The plaintiff has now done so, and the defendant has submitted a rebuttal brief.

II. Analysis

A Standard for Review

Although the government’s motion is framed in the alternative as a motion to dismiss or for summary judgment, it most properly is construed as a challenge to this Court’s subject matter jurisdiction under Rule 12(b)(1). If the persons in question were independent contractors and not government employees, then the government has not waived its immunity and is not subject to suit in this Court. See Broussard v. U.S., 989 F.2d 171, 177 (5th Cir.1993) (per curiam) (“We note didactically that, as a general rule, whenever the United States has not waived its sovereign immunity, the district court should dismiss the complaint for want of subject matter jurisdiction rather than dismissing by granting a motion for summary judgment.”). Review of this motion under Rule 12(b)(1) has two important consequences. First, this Court may consider evidence beyond the scope of the pleadings to resolve factual disputes concerning jurisdiction. Second, dismissal of a claim for jurisdictional defects has no res judicata effect. 2A James W. Moore et al., Moore’s Federal Practice, ¶ 12.07 (2d ed. 1985 & Supp.1991).

The pending motion pivots on whether F.G.J., Ltd. and certain individual health care providers were “independent contractors” or “employees” within the meaning of the Federal Tort Claims Act, 28 U.S.C. § 2671, at the time they treated the plaintiff. The parties agree that the relevant test to determine whether one is an employee or independent contractor is the “control” test. Though the parties have argued about the characterization of the facts, there is no dispute that the relevant evidence — in the form of the contract, depositions of the relevant personnel, and affidavits — is fully before the Court. The Court must find the relevant facts and apply the law. 2A Moore et al., ¶ 12.07.

B. The “Control” Test and Medical Professionals

Although the United States is generally immune from suit, plaintiffs may bring actions to the extent permitted under the waiver of immunity embodied in the Federal Tort Claims Act (FTCA). 28 U.S.C. §§ 1346(b), 2671-2680. Most importantly, the FTCA permits suits against the government for the “negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment.” 28 U.S.C. § 1346(b). The FTCA defines “employee” as including

officers or employees of any federal agency, members of the military or naval forces of the United States, and persons acting on behalf of a federal agency in an official capacity, temporarily or permanently in the service of the United States, whether with or without compensation.

28 U.S.C. § 2671. However, the definition of “federal agency” explicitly excludes “any contractor with the United States.” Id.

The Supreme Court has clarified the independent contractor exception in two leading eases. Logue v. U.S., 412 U.S. 521, 93 S.Ct. 2215, 37 L.Ed.2d 121 (1973); U.S. v. Orleans, 425 U.S. 807, 96 S.Ct. 1971, 48 L.Ed.2d 390 (1976). In Logue, the family of a federal prisoner who hung himself while in the custody of a state jail under contract with the federal government sued the United States under the FTCA. The government, however, successfully asserted that the state prison was an independent contractor to the United States rather than an employee.

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Bluebook (online)
843 F. Supp. 1066, 1994 U.S. Dist. LEXIS 1537, 1994 WL 46468, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kramer-v-united-states-vaed-1994.