Kowalski v. Gagne

914 F.2d 299, 1990 WL 130977
CourtCourt of Appeals for the First Circuit
DecidedSeptember 14, 1990
DocketNo. 90-1134
StatusPublished
Cited by126 cases

This text of 914 F.2d 299 (Kowalski v. Gagne) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kowalski v. Gagne, 914 F.2d 299, 1990 WL 130977 (1st Cir. 1990).

Opinion

BOWNES, Senior Circuit Judge.

This appeal arises out of a diversity suit brought by plaintiff Linda Kowalski against defendant Richard Gagne, seeking damages under the Massachusetts wrongful death statute for the fatal shooting of plaintiff’s husband by defendant. The dis[301]*301trict court entered judgment on a jury verdict awarding $45,000 to the plaintiff, and defendant now appeals. For the reasons that follow, we affirm.

I. BACKGROUND

Richard Gagne shot and killed Robert Kowalski at Gagne’s Pharmacy in Holyoke, Massachusetts on the night of October 29, 1970. The precise circumstances of the shooting are unknown. Gagne and Kowal-ski were both pharmacists and knew each other professionally and socially. There was evidence that Kowalski had gone to Gagne’s Pharmacy after closing hour to talk to the defendant about obtaining employment. Gagne disputed this account, asserting instead that he had surprised an armed intruder in the darkened store as he was closing for the night and shot the intruder in self-defense, not knowing it was Kowalski.

In February 1973, Gagne was tried and convicted of second degree murder for Kowalski’s death. Linda Kowalski, the victim’s wife, then initiated a civil suit against Gagne seeking damages under the Massachusetts wrongful death statute, Mass. Gen.L. ch. 229, § 2. This suit was dismissed in 1979 for failure to prosecute. The plaintiff subsequently settled a legal malpractice claim against her attorneys for $120,000.

In May 1987, the plaintiff filed a second wrongful death action against the defendant, this time for the benefit of her two children. In response to plaintiff’s motion, the district court granted partial summary judgment for the plaintiff, holding that the defendant’s murder conviction collaterally estopped him from contesting his liability under the wrongful death statute. The court also granted summary judgment for the intervening plaintiff, Aetna Life and Casualty Company, which had insured defendant at the time of the killing. The court ruled that the Aetna insurance policy did not cover Gagne’s liability for the injuries he had caused the decedent. There was a clause in the policy excluding coverage for intentional acts by the insured. .The court held that defendant’s murder conviction collaterally estopped him from denying that his shooting of decedent was an intentional act within the meaning of the insurance exclusion.

Following these grants of summary judgment, the question of damages was tried to a jury under the Massachusetts wrongful death statute. Applying the 1970 version of the statute, which provided only for punitive damages and which set a damages ceiling of $50,000, the jury awarded $45,000 to the plaintiff.1 Defendant now appeals, raising a number of legal and evidentiary challenges. We consider each of these challenges in turn.

II. MALPRACTICE SETTLEMENT

Defendant first argues that the plaintiff’s $120,000 legal malpractice settlement should be used as an offset against the wrongful death statute’s $50,000 damages ceiling. According to defendant’s calculations, $87,600 of the settlement amount is attributable to interest paid as a result of the delay caused by the law firm’s negligent failure to prosecute. Defendant contends that the remaining $32,400 of the settlement constitutes a payment of principal and should be offset against the $50,-000 statutory damages ceiling, leaving a maximum of $17,600 that the jury was entitled to award the plaintiff in her action against the defendant.

The Massachusetts wrongful death statute in effect at the time of the shooting provided for damages “to be assessed with reference to the degree of his [the defen[302]*302dant’s] culpability.” Mass.Gen.Laws Ann. ch. 229, § 2, at 395 (West 1985) (Historical Note). The statute thus was punitive rather than compensatory in nature. See, e.g., Oliveria, v. Oliveria, 305 Mass. 297, 25 N.E.2d 766, 768-69 (1940) (“Due weight must be given to the penal nature of our death statute.”), overruled on other grounds, Sorensen v. Sorensen, 369 Mass. 350, 339 N.E.2d 907 (1975); O’Connor v. Benson Coal Co., 301 Mass. 145, 16 N.E.2d 636, 637 (1938); Macchiaroli v. Howell, 294 Mass. 144, 146, 200 N.E. 905 (1936); Porter v. Sorell, 280 Mass. 457, 461-62, 182 N.E. 837 (1932). Because of the punitive nature of the statute, the money that the plaintiff was able to obtain in her legal malpractice action is irrelevant to the amount of damages that may properly be assessed against the defendant. See Arnold v. Jacobs, 316 Mass. 81, 54 N.E.2d 922, 923 (1944) (The wrongful death statute “does not limit the amount that can be collected from a number of wrongdoers for one death.... [A]s in the criminal law, each wrongdoer may be made to suffer the maximum penalty, no matter how many are guilty.”). The defendant was not punished in the slightest by the law firm’s payment of $120,000. To allow the malpractice settlement to reduce defendant’s damages burden would defeat the punitive purposes of the statute. Accordingly, we reject defendant’s offset argument.2

III. COLLATERAL ESTOPPEL

Defendant next challenges the district court’s application of collateral estoppel principles as the basis for partial summary judgment for the plaintiff on the question of wrongful death liability and for full summary judgment for intervenor Aetna Casualty and Life Company on the applicability of the “intentional act” exclusion provision in defendant’s insurance policy. The district court based both applications of collateral estoppel on defendant’s state conviction for second degree murder.

Because our jurisdiction rests on diversity and because the case relied on by the parties invoking estoppel was decided by a Massachusetts court, we apply Massachusetts law on collateral estoppel in reviewing the lower court’s actions. See Lynch v. Merrell-National Laboratories, 830 F.2d 1190, 1192 (1st Cir.1987). Under Massachusetts law, “a party to a civil action against a former criminal defendant may invoke the doctrine of collateral estop-pel to preclude the criminal defendant from relitigating an issue decided in the criminal prosecution.” Aetna Casualty and Surety Co. v. Niziolek, 395 Mass. 737, 481 N.E.2d 1356, 1360 (1985). To invoke collateral estoppel, Massachusetts requires that the issue have been actually litigated and determined by a valid and final judgment, that the determination be essential to the judgment, and that the estopped party have had a full and fair opportunity to litigate the issue. See, e.g., Martin v. Ring, 401 Mass. 59, 514 N.E.2d 663, 664 (1987); Massachusetts Property Ins. Underwriting Ass’n v. Norrington, 395 Mass. 751, 481 N.E.2d 1364, 1366 (1985); Niziolek, 481 N.E.2d at 1363; see also Cinelli v. Revere, 820 F.2d 474, 479 (1st Cir.1987), cert. denied, 485 U.S. 1037, 108 S.Ct. 1600, 99 L.Ed.2d 915 (1988). Having set forth these general principles, we examine the two invocations of collateral estoppel challenged by defendant on appeal.

A. Wrongful Death Liability

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Bluebook (online)
914 F.2d 299, 1990 WL 130977, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kowalski-v-gagne-ca1-1990.