Koutrakos v. Astrue

906 F. Supp. 2d 30, 2012 WL 1247263, 2012 U.S. Dist. LEXIS 52659
CourtDistrict Court, D. Connecticut
DecidedApril 13, 2012
DocketNo. 3:11-CV-306 (CSH)
StatusPublished
Cited by18 cases

This text of 906 F. Supp. 2d 30 (Koutrakos v. Astrue) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Koutrakos v. Astrue, 906 F. Supp. 2d 30, 2012 WL 1247263, 2012 U.S. Dist. LEXIS 52659 (D. Conn. 2012).

Opinion

RULING ON DEFENDANT’S OBJECTION TO RECOMMENDED RULING OF MAGISTRATE JUDGE

CHARLES S. HAIGHT, JR., Senior District Judge.

Defendant Michael J. Astrue, the Commissioner of Social Security (“Commissioner”), has filed a timely objection [Doc. 25] to a Recommended Ruling filed by Magistrate Judge Joan G. Margolis [Doc. 24], Plaintiff Nancy E. Koutrakos defends the Recommended Ruling. [Doc. 26]. This Court considers the propriety of the Recommended Ruling de novo. See 28 U.S.C. § 636(b)(1) (“A judge of the court shall make a de novo determination of those portions of the report or specified proposed findings or recommendations to which objection is made.”).

I.

A.

In this action, Plaintiff Koutrakos sought review of the Commissioner’s final decision denying her claim for disability insurance benefits. She filed a motion to reverse that adverse decision. The Defendant Commissioner cross-moved to affirm his decision. Magistrate Judge Margolis’s recommended rulings granted plaintiffs motion in part, such that Plaintiffs disability claim matter would be remanded to the Social Security Administration (“SSA”) with instructions, and denied the Commissioner’s motion to affirm.1

The Commissioner’s objection turns upon the nature and effect of what Judge Margolis characterized as an error committed by an SSA administrative law judge (“ALJ”) during a hearing on the merits of [32]*32Koutrakos’s claim for disability benefits. Specifically, the ALJ allowed a vocational expert witness, selected and called by the SSA, to testify and be cross-examined by telephone. Plaintiffs counsel objected to that procedure, asserting that the witness should appear in person at the hearing before the ALJ and counsel for the parties, to be examined and cross-examined in that setting. The ALJ overruled that objection and convened a hearing on August 5, 2010, at which the vocational expert testified by telephone, over Koutrakos’s renewed objection. There were apparently no further proceedings before the SSA. On December 10, 2010, the ALJ issued his decision, denying plaintiffs application for benefits.

That denial became the Commissioner’s decision, and the subject matter of these cross-motions. Plaintiff Koutrakos contended before Judge Margolis that the ALJ erred in taking the vocational expert witness’s testimony by telephone, and that the error required reversal of the Commissioner’s decision denying her claim for disability benefits. She prayed for an order reversing the Commissioner’s decision and remanding her claim to the SSA so that a vocational expert witness could testify in person before an ALJ and counsel for the parties. The Commissioner contended that the ALJ had not erred in taking the witness’s testimony by telephone, even over the objection of plaintiffs counsel, or alternatively, if the ALJ’s action was erroneous, it was harmless error and did not justify reversing the Commissioner’s decision to deny plaintiffs claim. Judge Margolis agreed with Koutrakos. She recommends to this Court that the case be “remanded to the ALJ for a rehearing, including testimony from a vocational expert taken by the means provided for in the regulations” [Doc. 24] at 14-15, which in Judge Margolis’s perception means “live” testimony, not testimony given over a telephone.2

B.

Before addressing these issues, it is appropriate for the Court to note the central and crucial importance of opinion testimony given by a vocational expert in cases such as this one. Plaintiffs underlying claim for disability benefits asserts that “she has been disabled since June 27, 2005 due to lower back pain, tendinitis, and left shoulder pain, resulting from a car accident.” R.R. at 1. On that date, plaintiff claims, “plaintiff was rear-ended, pushing her car into the vehicle in front of her. As a result of the accident, plaintiff has migraine headaches, suffers from nausea, and has pain in her right hip that radiates down her leg. Additionally, plaintiff has knee pain that pre-dates the accident.” Id. at 1 n. 1. Under the Social Security statutory and regulatory scheme, determining whether a claimant is disabled requires a five-step process, which for the purposes of the present case may be summarized thus: A claimant who was previously employed before the onset of the claimed disability, but who is not currently employed, and has a severe mental or physical impairment which is not considered automatically disabling because it is not included in regulatory Listings of such impairments, “will have to show that he cannot perform his former work. If the claimant shows he cannot perform his former work, the burden shifts to the Commissioner to show that the claimant can perform other gainful work. Accordingly, a claimant is entitled to receive disability benefits only if he shows he cannot perform his former employment, and the [33]*33Commissioner fails to show that the claimant can perform alternate gainful employment.” R.R. at 5 (citations omitted).

It is at this stage of an application for disability benefits that a vocational expert frequently appeal's. The Commissioner may meet his burden of showing that a claimant can perform other gainful work by applying regulatory guidelines (“the Grid”) to the claimant’s demonstrated residual functional capacity, which in some circumstances may “be used to dictate a conclusion of disabled or disabled.” In such a case, “[a] proper application of the Grid makes vocational testing unnecessary.” However, the Grid does not cover all impairments; and “[i]f the Grid cannot be used, i.e., when nonexertional impairments are present or when exertional impairments do not fit squarely within Grid categories, the testimony of a vocational expert is generally required to support a finding that employment exists in the national economy which the claimant could perform based on his residual functional capacity.” R.R. at 5-6 (citations omitted). The case at bar is such a case.

The careful reader will note that if the testimony of a vocational expert witness is sought at this stage of a disability proceeding, typically it is for the purpose of determining whether the Commissioner can sustain his burden of showing that the claimant can perform other gainful work, a finding that results in rejection of the claim. The -procedural history of the case at bar reveals that is what happened. Plaintiff first applied for disability benefits in November 2005. SSA initially denied her claim. Plaintiff requested and received a hearing by an ALJ; “on March 29, 2007 and May 14, 2007, hearings were held before ALJ Robert A. DiBiccaro, the latter of which was held for the purpose of soliciting testimony from a vocational expert, Kenneth R. Smith.” R.R. at 2. The ALJ denied plaintiffs claim, her request for review was denied, the ALJ’s decision became the final decision of the Commissioner, and plaintiff filed an earlier action in this Court, before District Judge Droney (as he then was): Koutrakos v. Astrue, 3:08-cv-791 (CFD). Judge Droney granted plaintiffs voluntary motion to remand, and directed “that the case be remanded to the ALJ for vocational testimony.” Id. The parties attended a conference before ALJ DiBicarro, who on July 26, 2010 issued a notice that a hearing was scheduled for August 5, 2010 “because [the ALJ] decided that an expert witness -should testify.” Id. (quotation is from the administrative record).

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906 F. Supp. 2d 30, 2012 WL 1247263, 2012 U.S. Dist. LEXIS 52659, Counsel Stack Legal Research, https://law.counselstack.com/opinion/koutrakos-v-astrue-ctd-2012.