Knowles & Associates LLC v. Cook

784 N.E.2d 1063, 2003 Ind. App. LEXIS 416, 2003 WL 1228000
CourtIndiana Court of Appeals
DecidedMarch 18, 2003
Docket29A05-0209-CV-459
StatusPublished
Cited by5 cases

This text of 784 N.E.2d 1063 (Knowles & Associates LLC v. Cook) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Knowles & Associates LLC v. Cook, 784 N.E.2d 1063, 2003 Ind. App. LEXIS 416, 2003 WL 1228000 (Ind. Ct. App. 2003).

Opinion

OPINION

BAKER, Judge.

Appellant-plaintiff Knowles & Associates LLC (Knowles) appeals the denial of its motion for summary judgment and the entry of summary judgment for appellees-defendants Norman E. Cook and Linda G. Cook. Specifically, Knowles alleges that inasmuch as Norman and Linda paid a portion of their son and daughter-in-law's legal fees, a constructive contract arose that requires Norman and Linda to pay the remaining legal fees. Concluding that Norman and Linda had no obligation to pay Knowles, we affirm.

FACTS

The facts most favorable to Knowles reveal that in April 2001, David and Malis-sa Cook contacted Knowles and requested legal representation because they had each been served with a grand jury subpoena and target notice concerning their involvement in violations of federal mail-fraud and money-laundering laws. David and Malis-sa each signed engagement agreements with Knowles and paid Knowles a $7,000.00 retainer fee. After the initial *1065 retainer, David and Malissa paid Knowles only $200.00.

Beginning in June 2001, Norman and Linda paid Knowles by sending Knowles checks from their home in Mooresville, North Carolina Each check had on the memo line the inseription "Loan to David" or "Loan to Malissa." Appellant's App. p. 42-48. Norman and Linda's payments on David and Malissa's accounts totaled more than $16,800.00, the last payment being made in July 2001. Knowles received no further payments for David and Malissa's representation, though it did continue to assess late fees on their accounts. During the course of Knowles's representation, Knowles had no direct contact with either Norman or Linda. Norman attended three hearings during the federal government's proceedings against David but did not discuss the case with Knowles.

In all, Knowles's legal fees amounted to nearly $48,000 for its representation of David and Malissa The proceedings against David and Malissa concluded with David pleading guilty to one count of mail fraud with a suspended sentence. No charges were filed against Malissa.

On March 6, 2002, Knowles filed its complaint against Norman and Linda for relief under a quasi-contract theory wherein Knowles asked for $26,087.97 in damages. 1 The complaint alleged that Knowles "conferred a benefit" on Norman and Linda by defending their son and daughter-in-law. Appellant's App. p. 40. In their answer, Norman and Linda stated that the checks were sent directly to Knowles "at the request of my son or daughter-in-law." Appellant's App. p. 55. Norman and Linda noted that because David and Malissa's bank accounts had been frozen as a consequence of the criminal charges against them, sending checks directly to Knowles "avoided possible frozen funds." Appellant's App. p. 55.

Knowles filed for summary 'judgment and designated as its evidence its complaint and Norman and Linda's answer. Their motion asserted that they were entitled to judgment as a matter of law because Norman and Linda impliedly promised-through their payments on David and Malissa's accounts-to pay Knowles for legal representation. Norman and Linda did not file a brief in opposition to Knowles's motion and failed to designate evidence. A hearing on Knowles's motion for summary judgment was held on September 10, 2002, at which time both parties appeared pro se. Knowles argued that "the fees continued to come in, therefore, the Plaintiff continued to render the services with the understanding, subjective expectation that they were now being paid for the services by the Defendants Norman and Linda." Tr. p. 18.

Norman and Linda-who have no legal training but still managed to conduct themselves rather ably during the hearing-essentially argued that a quasi-contract remedy did not apply because a promise to pay for legal services could not be implied from the cireumstances of this case. They cited case law and scholarly authority for the principle that an agreement could not be implied in this case because they "had no contact at all with Knowles or any of his associates at any time." Tr. p. 20.

*1066 On September 18, 2002, the trial court denied Knowles's motion for summary judgment and entered summary judgment for Norman and Linda. The trial court found that "Knowles has not established by the evidence that Defendants' actions created an implied request for Knowles'[s] services. Further, Knowles has not established by the evidence that Defendants were benefited by Knowles'[s] legal representation of David and Malissa." Appellant's App. p. 6. Knowles now appeals.

DISCUSSION AND DECISION

We initially observe that Norman and Linda did not file an appellees' brief. "When an appellee does not submit a brief, an appellant may prevail by making a pri-ma facie case of error." Village of College Corner v. Town of West College Corner, 766 N.E.2d 742, 745 (Ind.Ct.App.2002). Prima facie error is defined as "'at first sight, on first appearance, or on the face of it"" Id. (quoting Ky. Truck Sales, Inc. v. Review Bd. of Ind. Dep't of Workforce Dev., 725 N.E.2d 523, 526 (Ind.Ct.App.2000)). However, even though we apply a less stringent standard of review in these cireumstances, Knowles must still demonstrate that error occurred. In re C.E.B., 751 N.E.2d 329, 330 (Ind.Ct.App.2001).

When this court reviews a trial court's ruling on summary judgment, it applies the same standards used by the trial court in deciding whether to affirm or reverse summary judgment. Creel v. I.C.E. & Assocs., Inc., 771 N.E.2d 1276, 1279 (Ind.Ct.App.2002). We will not weigh evidence but construe the facts in the light most favorable to the nonmoving party. Id. Summary judgment should be granted only if the designated evidence shows that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. Ind. Trial Rule 56(C). On appeal, we must determine whether there is a genuine issue of material fact and whether the trial court has correctly applied the law. Id. The party appealing the grant of summary judgment has the burden of persuading this court on appeal that the trial court's ruling was improper. Jordan v. Deery, 609 N.E.2d 1104, 1107 (Ind.1993).

We note that quasi-contract is a remedy that arises "from reason, law, and natural equity, and [is] clothed with the semblance of contract." Indianapolis Raceway Park, Inc. v. Curtiss, 179 Ind.App. 557, 559-60, 386 N.E.2d 724, 726 (1979). The quasi-contract remedy will lie when "one party is wrongfully enriched at the expense of another." Id. at 560, 386 N.E.2d at 726. Thus, "the plaintiff must show the benefit was rendered to the party sought to be charged at his implied request under cireumstance[s] in which a court of equity invokes the remedy of restitution in order to avoid unjust enrichment." Id.

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784 N.E.2d 1063, 2003 Ind. App. LEXIS 416, 2003 WL 1228000, Counsel Stack Legal Research, https://law.counselstack.com/opinion/knowles-associates-llc-v-cook-indctapp-2003.