Kish v. Graham

40 A.D.3d 118, 833 N.Y.S.2d 313
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMarch 16, 2007
StatusPublished
Cited by8 cases

This text of 40 A.D.3d 118 (Kish v. Graham) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kish v. Graham, 40 A.D.3d 118, 833 N.Y.S.2d 313 (N.Y. Ct. App. 2007).

Opinions

OPINION OF THE COURT

Gorski, J.

Plaintiff commenced this medical malpractice and wrongful death action alleging that, while plaintiff’s decedent was a patient at defendant Jones Memorial Hospital, defendants David H. Graham, M.D., Phyllis A. Kephart, M.D. and Mohammed Ayyub, M.D. failed to diagnose and treat decedent’s serious condition, i.e., perineal necrotizing fasciitis secondary to a penetrating wound of the scrotum. According to plaintiff, decedent died days later because that condition was not appropriately and immediately treated upon decedent’s arrival at defendant hospital.

Following the completion of discovery, defendants’ attorney served upon plaintiffs attorney a demand for authorizations in compliance with the federal Health Insurance Portability and Accountability Act of 1996 (HIPAA) (42 USC § 1320d et seq.) permitting defendants’ attorneys and staff to conduct ex parte interviews with decedent’s treating physicians. Plaintiffs attorney refused to provide the authorizations, and defendants thereafter moved for an order compelling plaintiff to comply with defendants’ demand for the HIPAA-compliant medical authorizations or, in the alternative, precluding plaintiff from [120]*120offering testimony or records of decedent’s treating physicians at trial and prohibiting plaintiffs attorney from speaking with decedent’s treating physicians prior to trial. Supreme Court granted the motion and directed plaintiff to provide the requested authorizations permitting such interviews on certain conditions. For the reasons that follow, we conclude that the order should be reversed and the motion denied.

In Cwick v City of Rochester (54 AD2d 1078 [1976]), this Court was presented with the issue whether the trial court had properly allowed defendants to interview a plaintiffs medical expert with respect to his opinion letter. We concluded that “[n]o authority to ‘interview’ a medical witness exists under the rules of this department” (id. at 1078), and we noted that “there are ample disclosure devices in CPLR article 31 for defendants to obtain whatever information that is properly obtainable in connection with [the expert’s opinion letter] that they seek” (id. at 1079).

In Anker v Brodnitz (98 Misc 2d 148 [1979], affd 73 AD2d 589 [1979], lv dismissed 51 NY2d 743 [1980]), Supreme Court, Queens County, wrote that “[t]he import of the [Cwick] case is that medical discovery should be limited to that obtainable by rule, statute, or express consent and that private interviews would not be allowed even after the exchange of medical records” (id. at 151). The court also wrote that “the better rule denies defendant the right to question plaintiffs doctors outside formal discovery procedures” (id.). The court further wrote that “[t]o permit private interviews upon the service of a complaint would subject physicians to improper pressures to disclose” (id. at 153). The court concluded by observing that “[t]he adequacy of formal discovery procedures, the difficulty of determining what medical information is relevant, and the possibility of doctors or insurers becoming the object of lawsuits for unauthorized disclosure require that there be no private interviews without a patient’s express consent” (id. at 154). In affirming Supreme Court’s order in Anker, the Second Department did not write.

Plaintiff contends that the Cwick/Anker rule began to be eroded based on the following language in the decision of the Second Department in Zimmerman v Jamaica Hosp. (143 AD2d 86 [1988], lv denied 73 NY2d 702 [1988]):

“Moreover, we discern no violation of any recognized legal or ethical proscription occasioned by the [121]*121testimony of Dr. Rueben, a hospital physician who treated the infant plaintiff prior to the commencement of the action. The trial court properly determined that the rule announced in Anker . . . did not bar Dr. Rueben from testifying. That decision precludes an opponent’s use of unauthorized private interviews with treating physicians during the pretrial discovery phase of a medical malpractice action absent the patient’s express consent or a court order” (id. at 88).

Thereafter, a series of cases cited the Zimmerman “rule” and seemed to relegate the Cwick/Anker rule, which prohibited interviews, to a pre-note of issue rule only. For example, the Second Department wrote in Levande v Dines (153 AD2d 671 [1989]) that the trial court precluded the testimony of one of plaintiff wife’s treating physicians based on Anker,

“which precludes a defendant from conducting an unauthorized, private interview with the plaintiffs treating physician during the pretrial discovery phase of a medical malpractice action (see, Stoller v Moo Young Jun, 118 AD2d 637). The rationale for this rule is the sanctity of the physician-patient privilege during discovery (Zimmerman . . . , 143 AD2d 86). We find that the trial court’s reliance on the Anker case was misplaced. The record contains no indication that the defendant conducted such prohibited interviews. The defendant first contacted [the treating physician in question] after the note of issue had been filed, when the discovery phase of the action clearly had been completed (see, Zimmerman[, 143 AD2d 86]). In light of the fact that [the treating physician in question], unlike any of the other doctors who had testified, could have given a medical opinion based on his personal observations of the plaintiff’s condition as it existed [when he examined plaintiff], the preclusion of such testimony was prejudicial, and accordingly, we reverse” (emphasis added).

The practice of permitting post-note of issue ex parte interviews was continued and has been used in recent years primarily in medical malpractice litigation to allow post-note of issue interviews. In 1999, this Court wrote in Luce v State of New York (266 AD2d 877 [1999]) that the claimant’s reliance on Stoller (118 AD2d 637 [1986]), Cwick and Anker “is misplaced. [122]*122Those cases hold only that defense counsel may not privately interview nonparty treating physicians during the discovery phase of an action” (Luce, 266 AD2d at 878). We note, however, that those three cases did not precisely so hold. In Stoller (118 AD2d at 637), the Second Department cited Anker in determining that “Special Term correctly held that the appellants are not entitled to conduct an unauthorized (i.e., without the plaintiffs’ consent) private interview with ... a nonparty treating physician; they are limited to the discovery devices prescribed in CPLR article 31 . . . .’’As previously noted, the Cwick/Anker holding is that there is no authority for conducting private interviews with an opposing party’s medical expert and that there otherwise are ample disclosure devices available for seeking information that is properly discoverable under CPLR article 31.

The Second Department recently clarified its position on this issue in Arons v Jutkowitz (37 AD3d 94 [2006]). The Second Department wrote that it has held that the treating physician’s testimony should not be precluded “on the ground that defense counsel had private discussions with him or her after the note of issue was filed,” and the Court noted that, since the issuance of its decisions in, e.g., Levande and Zimmerman,

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Bluebook (online)
40 A.D.3d 118, 833 N.Y.S.2d 313, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kish-v-graham-nyappdiv-2007.