Kirby Highland Lakes Surgery Center, L.L.P. v. Kirby

183 S.W.3d 891, 2006 WL 66718
CourtCourt of Appeals of Texas
DecidedJanuary 13, 2006
Docket03-05-00423-CV, 03-05-00502-CV
StatusPublished
Cited by36 cases

This text of 183 S.W.3d 891 (Kirby Highland Lakes Surgery Center, L.L.P. v. Kirby) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kirby Highland Lakes Surgery Center, L.L.P. v. Kirby, 183 S.W.3d 891, 2006 WL 66718 (Tex. Ct. App. 2006).

Opinion

OPINION

BOB PEMBERTON, Justice.

Kirby Highland Lakes Surgery Center (the Partnership) filed a petition for writ of *893 mandamus, 03-05-00502-CV, relying on the Federal Arbitration Act (FAA) 1 to contend that the district court abused its discretion in denying the Partnership’s motion to compel arbitration of a dispute with one of the partners, Dr. Edward Kirby, and his wife, Helen Kirby. Contemporaneously, the Partnership also filed an interlocutory appeal, 03-05-00423-CV, purporting to challenge the district court’s order under the Texas Arbitration Act (TAA). Concluding that the FAA rather than the TAA governs and that the Partnership is entitled to relief, we conditionally grant the petition for writ of mandamus and dismiss the interlocutory appeal as moot. See In re Valero Energy Corp., 968 S.W.2d 916, 916-17 (Tex.1998) (orig.proceeding).

BACKGROUND

Dr. Edward Kirby and his wife, Helen Kirby, operated an outpatient surgical center in the Highland Lakes area. 2 In 2001, they were approached by several other doctors who were interested in forming a partnership and purchasing the center. After protracted negotiations, the parties ultimately agreed to a transaction in which (1) the Partnership would be formed between the other doctors, Edward Kirby, and Highland Lakes Physician Management, L.L.P., with the latter serving as managing partner with day-to-day responsibilities over operations and billing; and (2) the Partnership would simultaneously purchase the assets of the surgical center. The transaction was effectuated through two agreements, a Partnership Agreement and a Purchase and Sale Agreement, that were simultaneously executed on December 31, 2002.

The parties to the Partnership Agreement were Edward Kirby and the other doctors. Helen Kirby was not listed as a partner and did not sign the principal agreement. However, she did sign a “Joinder of Spouses” addendum, in which she stated that she was aware of the provisions of the Partnership Agreement and its effect on her community property interests and that she was “fully aware of, [understood], and fully consented[ed] to and agreed to” its provisions. The Partnership Agreement contained an arbitration clause, providing that all “disputes or controversies arising under or related to this Agreement shall be arbitrated.”

Under the Purchase and Sale Agreement, the Kirbys sold to the Partnership the surgical center’s real estate and all their equipment at the surgical center with the exception of certain personalty including the ‘TAG equipment and all fees generated in association with such YAG equipment.” 3 The Kirbys’ “right to retain all fees generated from the YAG equipment located on the Property ... so long as such YAG equipment remains on the Property” was recited as part of the consideration for the Purchase and Sale Agreement. Unlike the Partnership Agreement, the Purchase and Sale Agreement did not contain an arbitration clause. However, the Purchase and Sale Agreement explicitly required “Seller” to execute the Part *894 nership Agreement, which was attached and incorporated by reference.

For a time, the Partnership remitted fees to the Kirbys for use of the YAG equipment. In August 2003, however, the Partnership notified the Kirbys that it would no longer remit fees from the use of the YAG equipment, citing prohibitions in federal anti-kickback statutes. The Kir-bys eventually filed suit in district court on November 18, 2004. As later amended, the Kirbys’ pleadings assert a claim for breach of contract solely under the “Purchase Agreement and related agreements, regarding the billing of the YAG laser,” not the Partnership Agreement. 4 The Partnership moved to compel arbitration of the Kirbys’ claims. On June 29, the district court denied the motion, ordering that the dispute was not governed by the arbitration clause and that Helen Kirby was not a party to a binding arbitration clause. The Partnership then filed this petition and the related interlocutory appeal from the district court’s order.

DISCUSSION

In both its petition for writ of mandamus and its interlocutory appeal, the Partnership argues that the Kirbys’ breach-of-contract claims are subject to the arbitration clause of the Partnership Agreement because either (1) the Partnership Agreement, including its arbitration clause, was incorporated by reference into the Purchase and Sale Agreement, or (2) this dispute “arises under or is related to” the Partnership Agreement. Separately, the Partnership also argues that Helen Kirby was bound to the arbitration clause through the “joinder of spouses” provision of the Partnership Agreement.

Availability of mandamus versus interlocutory appeal

Mandamus is an extraordinary remedy, available only when a trial court clearly abuses its discretion and when there is no adequate remedy on appeal. See In re Kuntz, 124 S.W.3d 179, 180 (Tex.2003). When a request to arbitrate under the FAA is denied, the appellate remedy is through mandamus. Jack B. Anglin Co. v. Tipps, 842 S.W.2d 266, 272 (Tex.1992); American Med. Techs., Inc. v. Miller, 149 S.W.3d 265, 269 (Tex.App.-Houston [14th Dist.] 2004, orig. proceeding). In contrast, interlocutory appeal is the proper remedy if this case is governed by the TAA rather than the FAA. See Jack B. Anglin Co., Inc., 842 S.W.2d at 272 & n. 10, 273. The Texas Supreme Court has instructed appellate courts that when, as here, parallel mandamus proceedings and interlocutory appeals are brought under the FAA and TAA, respectively, we should consolidate the two proceedings and con *895 sider them together. See In re Valero Energy Corp., 968 S.W.2d at 916-17. We accordingly consolidate the two proceedings.

In its first issue in cause 03-05-00502-CV, the Partnership argues that the FAA, and not the TAA, governs this case. See id.; see also Tex. Civ. Prac. & Rem. Code Ann. §§ 171.001-.098 (West 1997 & Supp.2005). The Partnership explains that it filed its interlocutory appeal invoking the TAA “[o]ut of an abundance of caution” in the event we find that the TAA applies. In their reply to the petition for writ of mandamus, the Kirbys concede that the FAA applies because the underlying dispute concerns billings to Medicare and Medicaid. We conclude that this dispute is governed by the FAA. We sustain the Partnership’s first issue presented in cause 03-05-00502-CV; we dismiss the interlocutory appeal, 03-05-00423-CV, as moot; 5 and we will proceed to address the merits of the FAA claim in the petition for writ of mandamus.

Compelling arbitration under the FAA; general principles

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Cite This Page — Counsel Stack

Bluebook (online)
183 S.W.3d 891, 2006 WL 66718, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kirby-highland-lakes-surgery-center-llp-v-kirby-texapp-2006.