Kim Kinder v. Michael White

609 F. App'x 126
CourtCourt of Appeals for the Fourth Circuit
DecidedApril 22, 2015
Docket13-4198
StatusUnpublished
Cited by9 cases

This text of 609 F. App'x 126 (Kim Kinder v. Michael White) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kim Kinder v. Michael White, 609 F. App'x 126 (4th Cir. 2015).

Opinions

Reversed by unpublished opinion. Chief Judge TRAXLER wrote the majority opinion, in which Judge RUSSELL joined. Judge WYNN wrote a dissenting opinion.

Unpublished opinions are not binding precedent in this circuit.

TRAXLER, Chief Judge:

Kim Kinder was the government’s primary witness at trial against Michael White, who was charged with arson-related offenses arising from an October 2009 fire that destroyed a duplex apartment building that White owned in Van, West Virginia. See United States v. White, 771 F.3d 225 (4th Cir.2014). The district court granted White’s pretrial motion for production of Kinder’s mental health records for use during cross-examination, rejecting the argument that the records were protected from disclosure by the psychotherapist-patient privilege. See Jaffee v. Redmond, 518 U.S. 1, 15, 116 S.Ct. 1923, 135 L.Ed.2d 337 (1996). We conclude that the district court’s order of disclosure was in error. To the extent the district court has retained any of Kinder’s mental health records, the court is required to return or destroy them.

I.

Shortly before White was indicted for conspiring with Kinder and Kinder’s husband to burn White’s duplex for the insurance proceeds, Kinder pled guilty to a one-count information charging her with conspiracy to commit arson in violation of 18 U.S.C. § 844(i). In response to the district court’s questions during the plea hearing, Kinder told the court that she was taking numerous medications, including anti-depressants, anti-anxiety drugs, and muscle relaxers. Kinder also revealed to the court she had received, within the preceding ten years, extensive psychiatric treatment. Kinder claimed that she had been diagnosed with bipolar disorder and schizophrenia. Kinder also explained that during that time period, she was admitted — at least once involuntarily — as an inpatient to four different hospital mental health units; the most recent of these mental health admissions had occurred ap[128]*128proximately one year before the plea hearing.

Based on the information revealed by Kinder to the judge during her plea hearing, White filed a pre-trial motion under Criminal Rule 17(c) seeking “early production” of Kinder’s medical records maintained by each of the four hospitals where Kinder received inpatient treatment. Specifically, White wanted each hospital to produce any document “relate[d] to Kim Kinder’s psychiatric history, diagnosis, treatment and drug usage and abuse.” J.A. 18. In support, White relied on a West Virginia statute permitting access to confidential mental health records if a court determines the relevance of such information “outweigh[s] the importance of maintaining ... confidentiality.” W. Va. Code § 27-3-l(b)(3). The government opposed production of such documents, arguing that Kinder’s mental health records were protected from disclosure by the therapist-patient privilege recognized by the Supreme Court in Jaffee. See 518 U.S. at 15, 116 S.Ct. 1923. Without objection, Kinder intervened in the motion and filed an objection through counsel, adopting the government’s argument with regard to privilege and noting further that White did not need the records for impeachment purposes since her mental health history was already a matter of public record in the transcripts of her plea colloquy. Kinder also appeared at the hearing on White’s pretrial motion and expressly invoked the therapist-patient privilege.1 The district court, relying on the West Virginia statute, found “that the requested documents [were] sufficiently relevant ... to warrant in camera review,” J.A. 91, to determine if White’s evidentiary need “outweigh[ed] the importance of maintaining [Kinder’s] confidentiality,” W. Va.Code § 27-3-l(b)(3). Thus, the district court entered a preliminary order directing each of the four hospitals to produce Kinder’s mental health records to the district court alone for an in camera determination of admissibility.

After conducting its in camera review, the district court determined that to the extent the hospital records revealed any communications from Kinder to, or any diagnoses from, her psychiatrists, they fell within the scope of the patient-therapist privilege.2 The district court then “turn[ed] to the question of whether the privilege may be overcome by the assertion of [White’s] constitutional right to the confidential materials.” J.A. 111. Observing that the psychotherapist-patient privilege recognized in Jaffee is not absolute, see 518 U.S. at 18 n. 19, 116 S.Ct. 1923 the district court concluded that “[t]he psychotherapist-patient privilege contemplates an exception where necessary to vindicate a criminal defendant’s constitutional rights.” J.A. 119. And, having concluded such an exception exists, the district court considered whether Kinder’s privacy rights pro[129]*129tected by the privilege should give way either to White’s Sixth Amendment right to effectively confront the witnesses against him or to his right to a fundamentally fair trial under the Due Process Clause of the Fifth Amendment. Although the district court decided that White was not entitled to Kinder’s mental health records in order to vindicate his rights under the Confrontation Clause, the court concluded that "White could obtain the records under the Due Process Clause. The court reasoned that because Kinder was the “central government witness against [White] and the ... case may well hinge on her credibility,” J.A. 123, White’s right to a fundamentally fair trial entitled him to disclosure of mental health records that were otherwise protected by the psychotherapist-patient privilege. Accordingly, the district court ordered the disclosure under seal of specified documents that “cast['] substantial doubt on [Kinder’s] mental acuity during the time of the purported conspiracy,” J.A. 124, and raised questions about Kinder’s 'state of mind when she was testifying before the grand jury and cooperating with the government’s investigation of White.3

II.

Kinder argues that in deciding whether her mental health records were protected from disclosure by the psychotherapist-patient privilege, the district court engaged in the type of balancing analysis expressly rejected by the Supreme Court in Jaffee. We review a district court’s “evidentiary rulings, including rulings on privilege, for abuse of discretion,” but we review “factual findings as to whether a privilege applies for clear error, and the application of legal principles de novo.” United States v. Hamilton, 701 F.3d 404, 407 (4th Cir.2012). By definition, an abuse of discretion occurs if the court commits “[a]n error of law.” United States v. Basham, 561 F.3d 302, 326 (4th Cir.2009). We agree with Kinder that the court’s use of the balancing approach was erroneous and that its decision to disclose Kinder’s mental health records therefore amounted to an abuse of discretion.

A.

Under Federal Rule of Evidence 501, matters of privilege in federal courts are to be resolved based on the common law “as interpreted by United States courts in the light of reason and experience” unless it is contrary to the “United States Constitution,” a “federal statute,” or the “rules prescribed by the Supreme Court.” In Jaffee,

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Cite This Page — Counsel Stack

Bluebook (online)
609 F. App'x 126, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kim-kinder-v-michael-white-ca4-2015.