Khan v. State

278 P.3d 893, 2012 WL 2203049, 2012 Alas. LEXIS 81
CourtAlaska Supreme Court
DecidedJune 15, 2012
DocketNo. S-13501
StatusPublished
Cited by31 cases

This text of 278 P.3d 893 (Khan v. State) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Khan v. State, 278 P.3d 893, 2012 WL 2203049, 2012 Alas. LEXIS 81 (Ala. 2012).

Opinion

OPINION

FABE, Justice.

I. INTRODUCTION

Petitioner Izaz Khan was indicted on one count of perjury based on four allegedly false statements made in a financial affidavit. At trial, the court instructed the jury, without objection from Khan, that they did not need to be unanimous regarding which statements were false. The jury convicted Khan.

The court of appeals affirmed, concluding that even assuming the instruction was erroneous, the error would not rise to the level of plain error. The court of appeals reasoned that any error was not prejudicial because Khan had presented a single defense that applied to all four statements.

Khan filed a petition for hearing, which we granted on the following questions: "(1) whether a unanimous jury verdict is a right under the Alaska Constitution, and (2) if so, the appropriate plain error analysis for reviewing the effect of a contrary jury instruction given without any objection by the defendant."

Both parties agree that the right to a unanimous jury verdict is constitutional in nature. We agree that Khan's right to have the jury unanimously agree on what criminal conduct he committed is protected by the Due Process Clause of the Alaska Constitution.

The parties disagree about the proper plain error analysis for constitutional errors. But last year, in a case decided after we granted this petition, we clarified our constitutional plain error analysis in Adams v. State.1 Khan now argues that we should depart from Adams to adopt the analysis of the Supreme Court of Hawaii in State v. Nichols2 in analyzing erroneous jury instructions. The State, in turn, argues that we should depart from Adams and adopt the federal plain error standard from the United States Supreme Court's decision in United States v. Olano.3 We decline both parties' invitations to reconsider Adams, and we reaffirm our decision in that case. Adams sets out the correct analysis of the plain error doctrine for an erroneous jury instruction that violates a defendant's constitutional rights. Because the court of appeals did not apply the correct standard for constitutional plain error, we remand this case for a determination whether, if the challenged jury instruction was erroneous, reversal is required under the proper plain error analysis.

II. FACTS AND PROCEEDINGS

A. Facts

In October 2004 Petitioner Izaz Khan, a homeless resident of Unalaska, was being held in jail on misdemeanor charges.4 Khan asked a Department of Corrections employee for the paperwork necessary to obtain court-appointed counsel. Khan filled out the paperwork, including a financial statement, and signed it.

In the financial statement, Khan stated that he had last worked on September 11, 2001, that he had no employers in the preceding 12 months, and that he had received no income in the preceding 12 months. He also left blank a space on the form asking the value of any motor vehicles and listed his total assets as "None."

[896]*896Based on these four statements, which the State alleged were false, the State indicted Khan for one count of perjury, a felony.

B. Proceedings

At trial, the State presented evidence that Khan's four statements were not true. An employee with the Department of Labor testified that Khan had worked for several employers since 2001, including three in the preceding year, and that he had earned roughly $3,000 in the preceding year. Additionally, Department of Motor Vehicles records showed that Khan owned a truck at the time he signed his affidavit Khan did not dispute the falsity of his statements, but rather he argued that due to his "anger, fright, agitation, and frustration, he was not paying careful attention to how he filled out the affidavit-and, therefore, he did not make these false statements knowingly.'"5

The superior court instructed the jury that to find Khan guilty of perjury, it did not have to agree which of the four statements was false.6 Khan's attorney did not object to this instruction. Khan was convicted, and he appealed.

Among his points on appeal, Khan argued that the superior court erred in giving this jury instruction, maintaining "that it was unlawful for the jury to convict him unless the jurors reached unanimous agreement concerning which statement or statements were knowingly false."7 The court of appeals said that "[in the context of jury instructions, 'Tpliain error exists when [the] jury instruction obviously ereate[d] a high likelihood that the jury w[ould] follow an erroneous theory resulting in a miscarriage of justice' "8 The court of appeals noted that "jurors must 'unanimously agree that the defendant committed the wrongful deed'"9 and therefore "assume[d]" that the superior court erred in giving the jury instruction.10 But the court of appeals, relying on State v. Covington,11 concluded that any error was harmless because Khan presented a "blanket defense"namely that he lacked the requisite mens rea-and so the superior court's error "did not affect the jury's verdict."12 The court therefore affirmed Khan's conviction.13

Khan filed a petition for hearing. We granted the petition with respect to two issues: "(1) whether a unanimous jury verdict is a right under the Alaska Constitution, and (2) if so, the appropriate plain error analysis for reviewing the effect of a contrary jury instruction given without objection by the defendant."

III. STANDARD OF REVIEW

We review questions of constitutional and statutory interpretation de novo, adopting "the rule of law that is the most persuasive in the light of precedent, reason, and policy."14 Trial errors to which the parties did not object are reviewed for plain error.15 The proper analysis under this standard is one of the main issues in this case, and we address it in detail below.

[897]*897IV. DISCUSSION

A. - Jury Unanimity Is Required By The Alaska Constitution.

Khan argues that the right to a unanimous jury verdict is protected by various provisions of the Alaska Constitution. The State, "without conceding the existence of an error" in the superior court's instruction, "acknowledges that an alleged violation of jury unanimity would implicate" constitutional rights.

As the State suggests in its brief, jury unanimity describes two things: First it means literally that all jurors must agree to return a guilty verdict. Article 1, section 11 of the Alaska Constitution guarantees that all criminal defendants "shall have the right to a speedy and public trial, by an impartial jury of twelve...." The United States Supreme Court has held that a similar requirement in the Sixth Amendment of the United States Constitution16 requires that jury verdicts be unanimous.17 - Khan argues that Alaska's right to trial by jury similarly requires a unanimous verdict in his case. As the State suggests in its brief, though, the issue here is not simply the requirement of numerical unanimity.

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Cite This Page — Counsel Stack

Bluebook (online)
278 P.3d 893, 2012 WL 2203049, 2012 Alas. LEXIS 81, Counsel Stack Legal Research, https://law.counselstack.com/opinion/khan-v-state-alaska-2012.