Kevin J. Sullivan v. Secretary, Florida Department of Corrections

837 F.3d 1195, 2016 U.S. App. LEXIS 17168, 2016 WL 5075937
CourtCourt of Appeals for the Eleventh Circuit
DecidedSeptember 20, 2016
Docket15-13993
StatusPublished
Cited by16 cases

This text of 837 F.3d 1195 (Kevin J. Sullivan v. Secretary, Florida Department of Corrections) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Kevin J. Sullivan v. Secretary, Florida Department of Corrections, 837 F.3d 1195, 2016 U.S. App. LEXIS 17168, 2016 WL 5075937 (11th Cir. 2016).

Opinion

MARCUS, Circuit Judge:

The Secretary of the Florida Department of Corrections (“Secretary”) appeals the district court’s grant of federal habeas corpus relief to petitioner Kevin Sullivan based on Sullivan’s claim that he received ineffective assistance of counsel when his trial attorney advised him to turn down the State’s plea offer and proceed to trial *1198 based on a fundamental misunderstanding of the relevant state law. After thorough review, and with the benefit of oral argument, we conclude that the petitioner was denied the effective assistance of counsel in violation of the Sixth Amendment and, therefore, affirm.

I.

A.

On July 26, 2003, the State of Florida filed a traffic citation that was subsequently amended by Information in the Circuit Court for Bay County, charging Kevin Sullivan with: fleeing and attempting to elude a law enforcement officer, Fla Stat. §316.1935(3); possession of cocaine, Fla. Stat. § 893.13; and possession of drug paraphernalia, Fla. Stat. § 893.147. The case proceeded to a one-day jury trial on May 4, 2005, at which Sullivan was represented by Charles Bennett Bollinger, III, Esq.

The State presented evidence that, on July 26, 2003, Sullivan led several deputy sheriffs on an extended car chase during which he ran red lights and stop signs, drove into oncoming traffic, and nearly struck pedestrians. Eventually, Sullivan crashed into a curb and the deputies boxed in his car. Sullivan opened his door to throw something out, at which time an officer was able to grab him. With the help of several other officers, Sullivan was finally subdued. The deputies brought him to the jail for booking, which refused to accept him because he appeared intoxicated or impaired. Sullivan was taken to the hospital, where he said that he had been using cocaine. Deputies found cocaine in Sullivan’s car, and the item he had thrown out during the chase was discovered to be a crack pipe. To one witness, Sullivan appeared “crazy,” not “in the right state of mind,” and “strung out on drugs.” Two of the arresting officers thought that Sullivan seemed mentally deranged.

During the charge conference at the end of the trial, the prosecutor asked for a jury instruction that voluntary intoxication is not a defense. Indeed, a Florida statute passed in 1999, four years before Sullivan’s crime and nearly six before his trial, provides exactly that. See Fla. Stat. § 775.051 (“Voluntary intoxication resulting from the consumption, injection, or other use of alcohol or other controlled substance as described in chapter 893 is not a defense to any offense proscribed by law.”). Defense counsel Bollinger denied that he was attempting to present a voluntary intoxication defense, and agreed with the prosecutor that the standard jury instructions provided that voluntary intoxication is not a defense. Instead, Bollinger sought a jury instruction regarding an insanity defense based on the testimony that Sullivan was not in his right mind. However, the trial court said that Sullivan had not given the State notice that he would be asserting an insanity defense, as required by state law, see Fla. R. Crim. P. 3.216(b), and that if he wanted to raise that defense, he would have to move for a mistrial.

After Bollinger and Sullivan conferred, Sullivan waived his right to move for a mistrial and consented to moving forward without presenting an insanity defense. In closing argument, Bollinger conceded that Sullivan was guilty of the possession charges and argued that Sullivan’s actions in fleeing from the police were not willful, intentional, or knowing because the evidence showed that Sullivan was mentally deranged during and after his flight.

The trial court instructed the jury that neither voluntary intoxication nor insanity is a defense to any of the offenses leveled against Sullivan. The jury found Sullivan guilty as charged. On July 15, 2005, the trial court sentenced Sullivan as an Habit *1199 ual Felony Offender to thirty years in prison on the fleeing charge, and to concurrent sentences of five years and time served on thé cocaine and drug paraphernalia charges, respectively.

B.

Sullivan' retained the Harper & Harper Law Firm (the “Harper Firm”) and Robert Harper, III, Esq. (“Harper”), to represent him on direct appeal and in his state post-conviction attack. On August 31, 2006, Sullivan’s conviction was affirmed on direct appeal. Sullivan v. State, 937 So.2d 128 (Fla. Dist. Ct. App. 2006) (table). No ineffective assistance of counsel claim was raised on direct appeal because Florida requires that ineffective assistance claims generally be raised on collateral review -pursuant to Florida Rule of Criminal Procedure 3.850. Smith v. State, 998 So.2d 516, 522 (Fla. 2008), as revised on denial of reh’g (Dec. 18,2008).

In order to assist Harper in preparing his post-conviction motion pursuant to Rule 3.850, Sullivan sent many letters to the Harper Firm and Harper. Of particular relevance to this appeal, Sullivan’s letters repeatedly suggested that Harper consider raising a Sixth Amendment ineffective assistance of counsel claim, specifically alleging that trial counsel provided ineffective assistance by attempting to present a voluntary intoxication defense, even though voluntary intoxication had been abolished as a defense four years before Sullivan was arrested. Thus, for example, on June 17, 2007, Sullivan wrote to Harper that, after trial, Bollinger had encouraged Sullivan to file an ineffective assistance claim arguing that “[h]is trial strategy could be turned around to prove ineffectual.” Again, around six weeks later, Sullivan again wrote to Harper to express his opinion that Harper’s proposed claims were not very strong and asking him to explore other claims, including Bollinger’s “attempting to present a voluntary intoxication defense through the back door.”

On September 22, 2007, Sullivan wrote that Bollinger’s statement to the trial court during the charge conference that voluntary intoxication was not his intended defense was untrue. In fact, during pretrial conversations, Bollinger told Sullivan that voluntary intoxication was his intended defense, but that he would present it through a “back-door” approach, which meant that he would not request a voluntary intoxication instruction from the trial court and would instead encourage the jury to “infer” that Sullivan could not have informed the requisite intent to be convicted of fleeing because he was high on cocaine. Sullivan explained that Bollinger “got caught at this ridiculous attempt at a legally impermissible defense by the State, and therefore had to state on the record to the Court, in an attempt to avoid the devastating limiting instruction for voluntary intoxication, that this was not his intended defense.” In a May 10, 2008 letter, Sullivan again explained that, prior to trial, Bollinger had “informed [Sullivan] that he would be pursuing a ‘Back-Door’ voluntary intoxication defense, even though it was no longer a legally recognized defense.”

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837 F.3d 1195, 2016 U.S. App. LEXIS 17168, 2016 WL 5075937, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kevin-j-sullivan-v-secretary-florida-department-of-corrections-ca11-2016.