Kesler v. Shehan

934 S.W.2d 254, 1996 Ky. LEXIS 123, 1996 WL 673621
CourtKentucky Supreme Court
DecidedNovember 21, 1996
DocketNo. 95-SC-910-DG
StatusPublished
Cited by8 cases

This text of 934 S.W.2d 254 (Kesler v. Shehan) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kesler v. Shehan, 934 S.W.2d 254, 1996 Ky. LEXIS 123, 1996 WL 673621 (Ky. 1996).

Opinion

WINTERSHEIMER, Justice.

This appeal is from a decision of the Court of Appeals which reversed a jury verdict and ordered a new trial on grounds that an expert offered an opinion going to the ultimate fact in a will contest case.

The questions presented are whether the Court of Appeals erred in its determination that the expert offered an opinion of the ultimate fact question which was reserved to the jury; whether the Shehan estate opened the door to the testimony about the badges of undue influence by eliciting such testimony from their own expert; whether the Shehan estate failed to preserve the asserted error [255]*255by failing to move the court to strike the portion they deemed objectionable; whether the appeal was fatally defective for lack of indispensable parties, and whether the action of the Court of Appeals in granting the petition for rehearing was an abuse of discretion.

Peggy W. Kesler, the daughter of the decedent, brought this will contest action seeking to set aside a will executed by her mother, Margaret M. Shehan, twenty days prior to her death on the grounds of undue influence and unsound mind. After a three day trial, the Nelson Circuit Court jury set aside the will. The Court of Appeals initially rendered a 2 to 1 opinion affirming the jury verdict, but on rehearing, issued a new 2 to 1 opinion reversing and remanding for a new trial. This Court accepted discretionary review.

At the time of her death on July 9, 1991, Margaret M. Shehan had two major assets, a $100,000 certificate of deposit, and a 347-acre farm which had been in her family for several generations and was valued at approximately $600,000 at the time of tidal. Peggy W. Kesler contends that in a ten-day period in June, 1991, during which she was ill and also attending to out-of-town business, her brother Teddy H. Shehan summoned a local attorney to prepare a will for Margaret M. Shehan.

On June 14,1991, the attorney came to the farm and spent between an hour and two hours with Mrs. Shehan. When he arrived, he was presented with a series of notes and instructions prepared by Teddy and his family purporting to reflect what Mrs. Shehan wanted in the will. During the discussion with Mrs. Shehan, the attorney made notes and reviewed materials that had been gathered. From this information, he drafted Mi’s. Shehan’s will. On June 18, 1991, he returned to Mrs. Shehan’s farm to deliver the will. He reviewed the proposed typed will with Mrs. Shehan which she signed in the presence of two witnesses. Mrs. She-han’s death occurred on July 9,1991.

The attorney never met privately with Margaret M. Shehan, but always in the presence of Teddy Shehan and members of his family. Teddy and his family were also present when the 83-year-old Margaret Shehan, heavily medicated and dying of liver cancer, executed the will which left Peggy the $100,-000 certificate of deposit and Teddy the family farm. The will was admitted to probate and Peggy challenged it.

The Court of Appeals was in error in its conclusion that Randolph Noe offered an opinion on the ultimate fact so as to invade the province of the jury.

At trial, Kesler called the challenged will’s scrivener to present the facts surrounding the circumstances of the preparation and execution of the will. On cross-examination, Shehan sought to elicit from him extensive testimony regarding the nature of undue influence, his familiarity with the concept and the presence or absence of the badges of undue influence. Subsequently, Kesler called her own expert, Louisville attorney Randolph Noe, to demonstrate that the scrivener had either not noted or had ignored of badges of undue influence, and that consequently, his conclusions and opinions were not credible.

A careful examination of the testimony by Noe indicates that he never addressed the specific question which was submitted to the jury for decision. The pertinent portion of his testimony states:

PARRENT: Mr. Noe, I’m going to rephrase that question a little bit. Based on materials that you reviewed, did you form an opinion as to whether [the attorney] had followed sufficient safeguards so as to ascertain that the Testatrix, Margaret She-han, was acting other than under undue influence?
NOE: Yes, I did form an opinion.
PARRENT: Okay.
NOE: Uh, yeah, my opinion is that he, uh, did not uh, uh, conduct the execution and the preparation of the will, uh, with uh, uh, in a circumspect way and, uh, with the safeguards in mind. The reason is, uh, that uh, there were certain factors that were uh, available to him and certainly, uh, should have been noticed by him, uh, with regard to this whole thing involving the preparation and the operation of this will. These things in the law are called badges. [256]*256Uh, badges of undue influence, uh, these badges—
HUBBARD: Object, he’s just rambling Your Honor. He’s not responsive to any question.
JUDGE: Overruled, overruled.
NOE: These badges are indicators that the courts of Kentucky have come up with, uh, to note certain things that would tend to put a person, a lawyer, uh, on notice, uh, that undue influence might be being practiced, uh, and these are called badges, badges of undue influence.

The instructions by the trial judge were not disputed and contained the standard definition of undue influence. Noe did not provide any testimony about those elements. The instructions did not contain any reference to the badges of undue influence, nor did they direct the jury to make findings on their presence or absence. The testimony by Noe did not relate to any matter on which the jury was required to decide.

Noe did not state that undue influence was actually present here. He merely testified that the attorney should have been on notice to do more to assure himself about the volun-tariness of the client’s action. Under the circumstances presented here, the jury was entitled to consider that, the attorney had overlooked or ignored undue influence and therefore had failed to do enough to form a credible opinion that his client was free from undue influence.

We believe that reliance by the Court of Appeals on Morton’s Administrator v. Kentucky-Tennessee Light & Power Company, 282 Ky. 174, 138 S.W.2d 345 (1940), is misplaced because that case is distinguishable. Morton’s, supra, noted that a witness cannot be allowed to express an opinion upon the exact question or matter directly in issue which the jury are required to decide. Here, Noe did not give an opinion on the exact question directly before the jury. His testimony was framed only in terms of possibility and was not a direct or unqualified assertion. In addition there are significant differences between Morton’s, a negligence case, and a will contest in which both lay and expert witnesses are entitled to give opinions about the mental capacity of a testator. Cf. Trust Dept. of First Nat’l Bank v. Heflin, Ky., 426 S.W.2d 128 (1968) and Smith v. Ridner, 293 Ky. 66, 168 S.W.2d 559 (1943). Morton’s is not a controlling precedent.

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Cite This Page — Counsel Stack

Bluebook (online)
934 S.W.2d 254, 1996 Ky. LEXIS 123, 1996 WL 673621, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kesler-v-shehan-ky-1996.