KENTUCKY BAR ASS'N v. Hardin

219 S.W.3d 188, 2007 WL 1159417
CourtKentucky Supreme Court
DecidedApril 25, 2007
Docket2006-SC-000268-KB
StatusPublished
Cited by3 cases

This text of 219 S.W.3d 188 (KENTUCKY BAR ASS'N v. Hardin) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
KENTUCKY BAR ASS'N v. Hardin, 219 S.W.3d 188, 2007 WL 1159417 (Ky. 2007).

Opinions

OPINION AND ORDER OF RECIPROCAL DISCIPLINE

The Kentucky Bar Association (KBA) has moved this Court under SCR 3.435 to impose reciprocal discipline on J. Thomas Hardin, KBA No. 81516, whose last known bar roster address is KY Rt. 292; P.O. Box 1416; Inez, Kentucky 41221-1416. Hardin was admitted to the practice of law in Kentucky on April 26, 1986, and in West Virginia on November 6,1986.

On September 13, 2005, the West Virginia Supreme Court of Appeals suspended Hardin from the practice of law for a period of two years, with conditions for reinstatement; notwithstanding the recommendation of the West Virginia Lawyer’s Disciplinary Board that he be sanctioned with a Public Reprimand. See Lawyer Disciplinary Board v. Hardin, 217 W.Va. 659, 619 S.E.2d 172, 176 (2005).

The KBA now recommends that this Court impose a reciprocal two-year suspension upon Hardin in this jurisdiction. Under SCR 3.435, we ordered Hardin to show cause why reciprocal discipline should not be imposed. Hardin responded, through counsel, as did the KBA. Hardin’s claim is that identical reciprocal discipline is not appropriate under SCR [189]*1893.435(4)(b) because the misconduct he was disciplined for in West Virginia warrants substantially different discipline under Kentucky law. Following our review of the parties’ supplemental briefs, we agree that substantial evidence does exist to warrant the imposition of substantially different discipline in this case pursuant to SCR 3.435(4)(b).

I.FACTUAL BACKGROUND.

Hardin filed a medical malpractice suit on behalf of a client in the Circuit Court of Cabell County, West Virginia. Over the course of the next year, the suit failed to progress because Hardin “consistently failed to appear at properly-noticed hearings before the circuit court” and “also failed to adequately follow the circuit court’s orders regarding discovery issues.” Hardin, 619 S.E.2d at 174 (factual summary of misconduct provided in West Virginia Supreme Court of Appeals opinion).1 As a result, the trial court “twice held [Hardin] in contempt of court, twice ordered his conduct reported to the ODC [Office of Disciplinary Counsel], twice fined [Hardin] $500.00, and assessed [Hardin] $750.00 in attorney’s fees” and, ultimately, dismissed the case, with prejudice. Id.

The only evidence before the tribunal in regard to Respondent’s mental state noted, “that Respondent’s conduct was grounded in neglect and poor office procedures, rather than an intentional misconduct.” Moreover, the evidence indicated that “[t]he Respondent did not inflict injury to his client, because her case most likely would have been dismissed before trial, because they were unable to find an expert witness based upon the facts of the case.” It further noted, “that Respondent’s file indicated that he wrote to his client on more than one occasion asking whether she wanted him to file a Motion to Reinstate under rule 60(b) of the [West Virginia] rules of civil procedure, and he received no answer.” Finally, the evidence acknowledged the presence of the following mitigating circumstances:

1. Respondent has never been formally disciplined in Kentucky or West Virginia.2
2. Respondent’s conduct flowed from poor office practices and poor judgment, rather than from selfish or dishonest motive.
3. Respondent has expressed his remorse to the hearing panel sub committee and regrets that poor office practices caused problems in this disciplinary proceeding once the Statement of Charges was filed.

(Emphasis added).

This evidence led the West Virginia Lawyers Disciplinary Board to conclude, “he exercised poor judgment and made wrong decisions in dealing with consequences in failing to meet discovery deadlines and being unsuccessful in finding an expert witness.”

The KBA filed a petition for reciprocal discipline in April 2006. Hardin, by counsel, responded and objected. Before us, [190]*190he has requested oral argument and the appointment of a trial commissioner to hold an evidentiary hearing on whether identical discipline is warranted.

We now decline to order an evidentiary hearing because the underlying facts were conclusively established by stipulation in the West Virginia disciplinary proceeding, and we are fully capable of determining the legal question of whether identical discipline is merited in Kentucky under these stipulated facts. We have ordered supplemental briefing by the parties concerning whether Kentucky law would require substantially different discipline, and we find these briefs to address fully the issues before us. So we conclude that oral argument would unnecessarily delay our resolution of this case.

II. ANALYSIS.

In determining whether “the misconduct established” merits “substantially different discipline” in this jurisdiction, we have reviewed cases presented by the parties. Upon review of these eases, we have determined that a two-year suspension is not warranted for Hardin’s misconduct.

Pursuit to Section 116 of the Kentucky Constitution, “the Supreme Court shall, by rule, govern admission to the bar and the discipline of members of the bar.” For this reason, we have never given a sister state “carte blanche” authority to exercise our constitutional disciplinary prerogatives within the confines of this Commonwealth. We said as much in Kentucky Bar Association v. Shane, 553 S.W.2d 467 (Ky.1977), wherein we announced that “[tjhis Court is not bound by the disciplinary penalties imposed ... in a foreign jurisdiction for the same conduct for which [one] is to answer in Kentucky.” “Moreover, SCR 3.435(4)(b) gives this Court sufficient discretion to impose a lesser degree of discipline when and where appropriate.” Kentucky Bar Association v. Fish, 2 S.W.3d 786, 787 (Ky.1999). Thus, under SCR 3.435(4)(b), “this Court shall impose the identical discipline unless Respondent proves by substantial evidence ... that [the] misconduct established, warrants substantially different discipline in this State.” (Emphasis added). “To [otherwise] give automatic and unquestioning effect to the judgment of a foreign tribunal would be to fail to exercise the discretion vested in this court by our state constitution.” The Florida Bar v. Wilkes, 179 So.2d 193, 197 (Fla.1965).

In fact, the Shane Court increased the disciplinary penalty assessed by Ohio from a Private Reprimand to a Public Reprimand. In Kentucky Bar Association v. Sullivan, 979 S.W.2d 104 (Ky.1998), the lawyer was permanently disbarred by the Ohio Bar. Id. at 105. When the Kentucky Bar Association sought “to impose reciprocal discipline pursuant to SCR 3.435,” the lawyer in Sullivan moved to terminate the proceedings and requested a one (1) year suspension. Id. at 105. The Kentucky Bar concurred, “agreeing that the charges in [Sullivan] were quite similar to those found in Kentucky Bar Ass’n. v. Harris, Ky., 875 S.W.2d 97 (1994).” Id. We, in turn, agreed with the reasoning set forth by the Bar and decreased

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Related

Kentucky Bar Association v. Richard Grove Ward
467 S.W.3d 785 (Kentucky Supreme Court, 2015)
KENTUCKY BAR ASS'N v. Hardin
219 S.W.3d 188 (Kentucky Supreme Court, 2007)

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219 S.W.3d 188, 2007 WL 1159417, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kentucky-bar-assn-v-hardin-ky-2007.