Kennedy v. Commonwealth

962 S.W.2d 880, 1997 Ky. App. LEXIS 48, 1997 WL 283383
CourtCourt of Appeals of Kentucky
DecidedMay 30, 1997
Docket95-CA-3475-MR
StatusPublished
Cited by13 cases

This text of 962 S.W.2d 880 (Kennedy v. Commonwealth) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kennedy v. Commonwealth, 962 S.W.2d 880, 1997 Ky. App. LEXIS 48, 1997 WL 283383 (Ky. Ct. App. 1997).

Opinion

OPINION

COMBS, Judge.

The appellant, Fred Kennedy, appeals from the judgment of the Jefferson Circuit Court sentencing him to a total of nine years’ imprisonment. The appellánt argues that the court erroneously refused to allow him to withdraw his guilty plea. He contends that the court should have afforded him the opportunity to withdraw his guilty plea when it deviated from the Commonwealth’s sentencing recommendation. We agree and reverse and remand.

On June 20, 1995, the Jefferson County Grand Jury indicted the appellant for nine counts of theft of labor over $300 and one count of theft of labor under $300. Pursuant *881 to a plea agreement, the appellant agreed to plead guilty to the charges contained in the indictment. The Commonwealth agreed to recommend a sentence of three years’ imprisonment on each of the nine counts of theft of labor over $300 and twelve months imprisonment on the one count of theft of labor under $300 — with all of the sentences to run concurrently for a total of three years’ imprisonment. In addition to its recommendation, the Commonwealth agreed not to take a position on the issue of probation and not to indict the appellant on additional charges on the proviso that the appellant pay restitution to his victims.

On July 20, 1995, the appellant entered a guilty plea pursuant to North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970). Before accepting his guilty plea, the court thoroughly advised the appellant of his rights as well as the effect and consequences of entering a guilty plea. The court specifically informed the appellant that the decision to run the sentences concurrently or consecutively was wholly a matter of the court’s discretion. However, the court advised him that if it chose to reject the plea agreement, it must so inform the appellant and allow him either to persist with his plea in light of the possibility of a less favorable disposition or to withdraw his plea and proceed to trial. Satisfied that the appellant’s guilty plea was voluntarily, intelligently, and knowingly entered, the court accepted his plea and scheduled the appellant’s sentencing hearing for November 13,1995.

At the sentencing hearing, the court sentenced the appellant to three years’ imprisonment on each of the nine counts of theft of labor over $300 and to twelve months’ imprisonment on the one count of theft of labor under $300. The court ordered the first three counts of theft of labor over $300 to run consecutively and the remaining six counts of theft of labor over $300 and the one count of theft of labor under $300 to run concurrently with the first three counts for a total of nine years’ imprisonment. Upon the court’s pronouncement of appellant’s sentence, he made a motion to withdraw his guilty plea and to proceed to trial. The court overruled this motion. However, after discussion between the court and appellant’s counsel regarding RCr 8.10, the court postponed entry of final judgment to allow the appellant the opportunity to present relevant case law on whether RCr 8.10 required the court to permit the appellant to withdraw his plea.

On December 8, 1995, counsel failed to produce any case law on point. Nevertheless, he continued to maintain that pursuant to RCr 8.10 the court was required to give the appellant the opportunity to withdraw his guilty plea in light of its deviation from the Commonwealth’s recommendation. The court rejected the argument and entered judgment sentencing the appellant to a total of nine years’ imprisonment. This appeal followed.

The appellant argues on appeal that since its 1989 amendment, RCr 8.10 mandates that the trial court inform a defendant of its decision not to follow the plea agreement and to allow him to withdraw his plea if he so chooses. Appellant insists that the trial court erroneously denied his motion to withdraw his plea after the court failed to sentence him in accordance with the plea agreement.

Appellant strongly relies upon Edwardson v. Edwardson, Ky., 798 S.W.2d 941, 945 (1990). In Edwardson, supra, the Supreme Court stated:

Indeed, this Court has recently amended RCr 8.10 to permit a defendant an absolute right to withdraw a guilty plea in the event the trial court fails to sentence in accordance with the plea agreement. (Emphasis added).

This language occurs merely as dicta in Ed-wardson and is in no way linked factually to the case sub judice. Its precedential value here, therefore, is academic. Reliance on Edwardson for direct precedential guidance is misplaced due to lack of factual congruence.

RCr 8.10 provides:

At any time before judgment the court may permit the plea of guilty or guilty but mentally ill, to be withdrawn and a plea of not guilty substituted.
*882 If the court rejects the plea agreement, the court shall, on the record, inform the parties of this fact, advise the defendant personally in open court or, on a showing of good cause, in camera, that the court is not bound by the plea agreement, afford the defendant the opportunity to then withdraw his plea, and advise the defendant that if he persists in his guilty plea the disposition of the case may be less favorable to the defendant than that contemplated by the plea agreement.
The court can defer accepting or rejecting the plea agreement until there has been an opportunity to consider the presentence report. (Emphasis added).

Lest there be any doubt that Edwardson announced a firm pronouncement as to the meaning of RCr. 8.10 clothed in dicta, the Supreme Court recently clarified and re-iterated Edwardson ⅛ interpretation of the rule in Haight v. Commonwealth, Ky., 938 S.W.2d 243 (1996). The Supreme Court stated in unambiguous language that a court must permit the opportunity for withdrawal of a plea bargain if it has elected not to follow it:

By the 1989 amendment of RCr. 8.10, upon the determination of a trial court that it will not follow the plea agreement made between the prosecutor and the defendant, the defendant has a right to withdraw the guilty plea without prejudice to the right of either party to go forward ftwn that point. Commonwealth v. Corey, Ky., 826 S.W.2d 319 (1992). (Emphasis added.)

The language of RCr. 8.10 is clearly mandatory and requires a court to permit a defendant to withdraw a guilty plea if the court rejects the plea agreement. We recognize that the trial court has ultimate sentencing authority and that it is not bound by the plea negotiations of the Commonwealth or the plea bargain itself. Commonwealth v. Doughty, Ky.,

Related

Bains v. Commonwealth
568 S.W.3d 7 (Court of Appeals of Kentucky, 2018)
Griffith v. Commonwealth
454 S.W.3d 315 (Court of Appeals of Kentucky, 2015)
Prater v. Commonwealth
421 S.W.3d 380 (Kentucky Supreme Court, 2014)
Commonwealth v. Peters
353 S.W.3d 592 (Kentucky Supreme Court, 2011)
Commonwealth v. Marshall
345 S.W.3d 822 (Kentucky Supreme Court, 2011)
Covington v. Commonwealth
295 S.W.3d 814 (Kentucky Supreme Court, 2009)
Jones v. Commonwealth
260 S.W.3d 355 (Court of Appeals of Kentucky, 2008)
Noel v. State
943 So. 2d 768 (Court of Appeals of Mississippi, 2006)
Rigdon v. Commonwealth
144 S.W.3d 283 (Court of Appeals of Kentucky, 2004)
XB v. Com.
105 S.W.3d 459 (Court of Appeals of Kentucky, 2003)
In the Interest of X.B. v. Commonwealth
105 S.W.3d 459 (Court of Appeals of Kentucky, 2003)

Cite This Page — Counsel Stack

Bluebook (online)
962 S.W.2d 880, 1997 Ky. App. LEXIS 48, 1997 WL 283383, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kennedy-v-commonwealth-kyctapp-1997.