Kendrick v. Director, Office of Worker's Compensation Programs

70 F. App'x 346
CourtCourt of Appeals for the Sixth Circuit
DecidedJuly 23, 2003
DocketNo. 02-3192
StatusPublished

This text of 70 F. App'x 346 (Kendrick v. Director, Office of Worker's Compensation Programs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kendrick v. Director, Office of Worker's Compensation Programs, 70 F. App'x 346 (6th Cir. 2003).

Opinion

SUHRHEINRICH, Circuit Judge.

Petitioner Dollie Kendrick, the widow of Robert E. Kendrick, a coal miner, appeals the decision of the Department of Labor’s Benefits Review Board (“Board”), affirming an Administrative Law Judge’s (“ALJ”) determination denying her request for federal Black Lung Benefits as a survivor to her late husband.1

The ALJ denied Kendrick’s claim, finding that it was a duplicative claim, and barred by principles of res judicata, because Kendrick had filed an earlier claim in 1983 that was denied on its merits. The Board affirmed the ALJ’s decision. We affirm the decision of the Board.

I.

Robert Kendrick was born on December 7, 1925. During his adult life, he worked as a coal miner in Kentucky. Although his work history is not clearly presented in the briefs or in the record, it appears that Kendrick accumulated between seven and eight years in the mines. He worked for two different mines from November 1946 to September 1950, and then left mining. [347]*347He returned to mine work in 1974, where he worked as a bolter and driller until January 1976. It appears he took another year off, and then, in January 1977, took another job as a driller. His last mine position was with the Carryback Coal Company in Prestonsburg, Kentucky. He retired from mine work altogether in August 1978.

Kendrick apparently began to develop lung problems, and, on October 26, 1978, first filed a claim with the Department of Labor for federal Black Lung Benefits under the provisions of Title IV of the Federal Coal Mine Health and Safety Act of 1969, as amended by the Black Lung Benefits Reform Act (“BLBRA”) of 1977. 80 U.S.C. §§ 901-945. At some point, Kendrick also filed a claim for state benefits under the Kentucky Workmen’s Compensation Act. K.R.S. § 342.0011, et seq. (1978).

In order to prove a case for federal Black Lung Benefits, the miner must show: 1) that he was a coal miner as defined by the statutes and regulations; 2) that he was totally disabled; 3) due to pneumoconiosis; and 4) that his pneumoconiosis is attributable to his work in the mines. 20 C.F.R. § 410.410(b). In order for a surviving spouse to obtain benefits, she must show that the miner’s death was “due to pneumoconiosis.” 20 C.F.R. § 725.212(a)(3)(ii). To establish death due to pneumoconiosis, it is sufficient to establish that pneumoconiosis is a “substantially contributing cause or factor leading to the miner’s death” or for the miner’s death to be “caused by complications of pneumoconiosis.” 20 C.F.R. § 718.205(c)(2).

Pneumoconiosis, more commonly known as black lung disease, is a dust disease of the lungs caused by overexposure to coal dust during coal mine employment. See, e.g., Dailey v. Director, OWCP, 936 F.2d 241, 242 (6th Cir.1991). In 1978, Robert Kendrick had visited several doctors to test for the disease. Each of the doctors visited by Kendrick relied primarily on x-ray evidence. Dr. James P. Adams examined Kendrick many times, last seeing him on October 17, 1978. When deposed, Adams stated that “it is [his] medical opinion that ... [Kendrick] does have coal worker[’]s pneumoconiosis and is disabled for any form of gainful employment.” On November 17, 1978, Dr. Lowell D. Martin examined Kendrick. He stated that he had diagnosed Kendrick with a “Category A,” which Martin explained was “indicative by definition of advanced pneumoconiosis.” On December 5, 1978, Dr. Robert W. Penman examined Kendrick. He concluded that “[t]here is an adequate history of exposure to coal mine dust and x-ray change for diagnosis of coal workers pneumoconiosis stage I.” On December 18, 1978, Dr. Richard P. O’Neill examined Kendrick. He opined that Kendrick “probably” had coalworker’s pneumoconiosis, but that he could not say for certain based only on x-ray evidence. He stated that the only way to know for sure would be through a pathological examination performed on the lungs. On December 21, 1978, Dr. William H. Anderson examined Kendrick and found he suffered from Category I pneumoconiosis, among other lung diseases. On February 2, 1979, a Dr. Sutherland examined Kendrick. He stated that it was “unknown” whether Kendrick’s condition was related to dust exposure.

On October 22, 1979, Kentucky awarded Kendrick benefits under his state claim. Kendrick had presented the Kentucky Workmen’s Compensation Board the same medical evidence discussed above. In a short opinion providing only findings of fact with no analysis, the State Board found that Kendrick was “totally and permanently disabled as a result of the occu[348]*348pational disease of silicosis/pneumoconiosis....”

On May 10, 1980, Kendrick married the Petitioner, Dollie Kendrick. On September 16, 1980, the Department of Labor denied Robert Kendrick’s federal claim. He filed a request for a formal hearing with an ALJ by letter on December 9, 1980. Robert Kendrick died on May 27, 1983, while his request for a hearing was still pending. Dollie Kendrick filed a claim for Black Lung Benefits as Robert’s surviving spouse, on June 13, 1983. Her claim was likewise denied on December 9, 1983. On December 15, she also sent a letter requesting a formal hearing. The two claims were consolidated and transferred to the ALJ’s office on May 4,1984.

On March 26, 1986, the ALJ held a hearing on this matter in Prestonsburg, Kentucky. The ALJ denied the consolidated claims, finding that the Kendricks had not established that Robert had suffered from pneumoconiosis. The ALJ relied most heavily on the extensive autopsy and postmortem reports. Many doctors reviewed Robert Kendrick’s case. The bulk of the opinions concluded that Robert Kendrick did not have pneumoconiosis when he died. For example, one postmortem report, authored by a Dr. Green, concluded that “[n]o evidence of coal workers’ pneumoconiosis or other forms of pneumoconiosis were found in the lung parenchyma.” A Dr. Caffrey likewise concluded that “[i]t was [his] opinion that the necessary findings to make a diagnosis of coal workers’ pneumoconiosis are definitely not present on the slides [he had] reviewed, therefore it would be [his] opinion that [Robert Kendrick] did not have the disease entity or any other occupational pneumoconiosis.... ” Furthermore, after his review of the post-mortem pathological evidence, Dr. O’Neill recanted his 1978 diagnosis, opining that Robert Kendrick did not suffer from pneumoconiosis, and that his lung problems were “primarily caused by his habit of cigarette smoking.”

The only doctor who reviewed Robert Kendrick’s autopsy evidence and found pneumoconiosis was a Dr. Bartlett, a professor of surgery at the University of Michigan. The ALJ downplayed his evidence finding that his letters were “conclusory and [did] not contain a detailed description of his own gross and microscopic examination of [Robert Kendrick’s] lung tissue, if indeed he made such an examination.” The ALJ therefore concluded that Robert Kendrick did not have pneumoconiosis.

Moreover, the ALJ rejected the reports made by Drs.

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