Kendrick v. Advertiser Co.

213 So. 3d 573, 2016 Ala. LEXIS 79
CourtSupreme Court of Alabama
DecidedJune 24, 2016
Docket1150275
StatusPublished
Cited by1 cases

This text of 213 So. 3d 573 (Kendrick v. Advertiser Co.) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kendrick v. Advertiser Co., 213 So. 3d 573, 2016 Ala. LEXIS 79 (Ala. 2016).

Opinion

BRYAN, Justice.

Kevin Kendrick, in his official capacity as director of compliance (“the director”) at Alabama State University (“ASU”), appeals from a summary judgment of the Montgomery Circuit Court (“the trial court”) ordering him to provide The Advertiser Company d/b/a The Montgomery Advertiser (“the Advertiser”) with redacted copies of each “request for reduction/cancellation of athletic financial aid” form (“the financial-aid form”) submitted to the director involving the ASU football program since December 15, 2014.1

Facts and Procedural History

On April 23, 2015, Josh Moon, a reporter employed by the Advertiser, sent a written request to Kenneth Mullinax, director of media relations at ASU, requesting copies of all financial-aid forms submitted to the [575]*575director involving students participating in the ASU football program since December 15, 2014. The financial-aid form is a record maintained by ASU that reflects a reduction or cancellation of a student’s athletic financial aid. A financial-aid form contains the following information: a student’s name, address, and ASU identification number; the ASU sport or sports in which the student participates; and the reason or reasons the student’s athletic financial aid- has been reduced or canceled.2 In addition, the financial-aid form instructs an ASU head coach seeking to reduce or cancel a student’s athletic financial aid to attach to the financial-aid form “any disciplinary form, transcripts, medical records, correspondence, etc.”

On May 8, 2015, Mullinax spoke with Moon by telephone and informed Moon that the financial-aid forms he had requested “would be so redacted that there would be nothing on them.” (Emphasis in original.) On May 13, 2015, Moon emailed Mullinax and stated that, because the requested financial-aid forms would be heavily redacted, he would “take just the list of names of players whose scholarships have been revoked since December [2014].” Later that day, Mullinax e-mailed Moon and informed him that legal counsel for ASU had advised Mullinax that the director could not release the names of students whose athletic financial aid had been revoked because, he said, the Family Educational Rights and Privacy Act of 1974, 20 U.S.C. § 1232g (“FERPA”), and the regulations promulgated pursuant to FERPA, 34 C.F.R. Part 99, prohibit the disclosure of that information.

Legal counsel for the Advertiser and legal counsel for ASU exchanged correspondence regarding whether the financial-aid forms are subject to disclosure. The Advertiser argued that § 36-12-40, Ala.Code 1975 (“the Open Records Act”), which provides, in pertinent part, that “[ejvery citizen has a right to inspect and take a copy of any public writing of this state, except as otherwise expressly provided by statute,” authorizes the disclosure of the financial-aid forms. Legal counsel for ASU, on the other hand, argued that FERPA prohibits the release of education records without the student’s consent3 and, thus, that FERPA expressly provides that the financial-aid forms are not subject to the Open Records Act.

On June 17, 2015, the Advertiser filed a “petition for a writ of mandamus and complaint for declaratory judgment” asking the trial court to declare that the financial-aid forms are public writings subject to inspection under the Open Records Act. In support of its request, the Advertiser claimed that FERPA provides an exception that allows the disclosure of “directory information,” which, the Advertiser claimed, includes a student’s name and any officially recognized sport or sports in which the student participates. The Ad[576]*576vertiser asked the trial court to order the director to provide the Advertiser with the requested financial-aid forms from which all “nondirectory” information had been redacted.

On June 22, 2015, the director filed a “motion to dismiss or alternatively motion for a summary judgment” in which he argued that FERPA prohibits the disclosure of education records and that, therefore, the financial-aid forms are not subject to disclosure under the Open Records Act. On July 28, 2015, the Advertiser filed a motion for a summary judgment in which it reiterated its argument that the disclosure of the financial-aid forms does not violate FERPA if the forms are redacted so as to provide only directory information, i.e., a student’s name and the sport or sports in which the student participates. The Advertiser requested that the trial court order the director to provide the requested financial-aid forms with all “non-directory” information redacted.

On August 31,2015, the trial court heard arguments of counsel and subsequently entered a judgment on September 4, 2015, that stated, in pertinent part:

“[T]his Court is of the opinion that there are no issues of material disputed fact and that, as a matter of law, the documents as requested by the [Advertiser] are public records and should be turned over to [the Advertiser] pursuant to the Alabama Open Records Act subject to [the Advertiser’s] agreement that [the director] may redact other portions of the documents. There are undeniable benefits that come from government transparency.
“WHEREFORE, it is ORDERED, ADJUDGED and DECREED, that [the director] produce within (10) ten business days, and at a cost to the [Advertiser] of .20 cents per page, legible copies of all [financial-aid forms] submitted by the football program to [the director] or anyone else at [ASU] since Dec. 15, 2014. That portion of the form showing the date, student name, and sport shall be unaltered. Any other information on the form pertaining to the student athlete may be redacted by [the director] at [the director’s] expense.”

(Capitalization in original.)

On September 10, 2015, the director filed a motion to alter, amend, or vacate the judgment; the trial court denied that motion on September 17, 2015. This appeal followed.

Standard of Review

‘“Our standard of review is straightforward when, as here, the facts are undisputed:
“ ‘ “An order granting or denying a summary judgment is reviewed de novo, applying the same standard as the trial court applied. American Gen. Life & Accident Ins. Co. v. Underwood, 886 So.2d 807, 811 (Ala. 2004). In addition, ‘[t]his court reviews de novo a trial court’s interpretation of a statute, because only a question of law is presented.’ Scott Bridge Co. v. Wright, 883 So.2d 1221, 1223 (Ala.2003). Where, as here, the facts of a case are essentially undisputed, this Court must determine whether the trial court misapplied the law to the undisputed facts, applying a de novo standard of review. Carter v. City of Haleyville, 669 So.2d 812, 815 (Ala.1995). Here, in reviewing the [entry] of a summary judgment when the facts are undisputed, we review de novo the trial court’s interpretation of statutory language and our previous caselaw on a controlling question of law.” ’
“McKinney v. Nationwide Mut. Fire Ins. Co., 33 So.3d 1203, 1206-07 (Ala. 2009) (quoting Continental Nat’l Indem. [577]*577Co. v. Fields, 926 So.2d 1033, 1034-35 (Ala.2005)).”

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Cite This Page — Counsel Stack

Bluebook (online)
213 So. 3d 573, 2016 Ala. LEXIS 79, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kendrick-v-advertiser-co-ala-2016.