Kelly v. State

163 S.W.3d 722, 2005 Tex. Crim. App. LEXIS 569, 2005 WL 858027

• Court: Court of Criminal Appeals of Texas
• Decided: April 13, 2005
• Docket: PD-0023-04
• Status: Published

Opinion

OPINION

KELLER, P.J.,

delivered the opinion of

the Court in which

MEYERS, PRICE, HOLCOMB, and COCHRAN, JJ„ joined.

We granted review to determine whether the court of appeals erred in its speedy trial analysis. We conclude that the court of appeals erred in several respects.

I. BACKGROUND

A. Facts

Appellant was arrested on May 6, 2001. He was charged with possession of more than four grams of a controlled substance (the present offense) and was released on bond. The State also filed a motion to revoke probation in a prior case — alleging the present offense as grounds for revocation. Appellant was indicted on July 20, 2001, and the State filed an announcement of ready on that date. Appellant appeared for arraignment on August 21, 2001.

In a motion for physical inspection of the evidence, filed on September 21, 2001, appellant asserted that he had a good faith belief that the amount of substance seized was less than the State claimed. Appellant subsequently appeared for a setting on September 27, 2001, but his attorney was absent. Appellant and his attorney both appeared at a setting on October 18, 2001. On October 22, 2001, the State submitted the seized substance for analysis by the Texas Department of Public Safety (DPS). While analysis was pending, another setting occurred on November 13, 2001, but defense counsel did not appear at this setting. On December 6, 2001, the DPS laboratory provided a report that concluded the amount of controlled substance was 0.92 grams.

Another setting occurred on December 17, 2001 and again defense counsel did not appear. He did appear for the next setting, on February 7, 2002. The motion to revoke in the prior case was heard on February 27, 2002. Appellant’s probation was revoked, and he was sentenced to five years imprisonment.

On June 12, 2002, the State sent a letter to the district clerk announcing that the case was “now ready to be set on the criminal docket” and requesting a trial setting on July 9, 2002. Appellant appeared for the setting on July 9, 2002, but was late for court. The trial court reset the case for July 29, 2002. On July 10, 2002, the State filed an unopposed motion for continuance on the ground that one of its witnesses was required to undergo training to renew a certification and would be unavailable on July 29.

On August 2, 2002, appellant filed a motion to dismiss on speedy trial grounds. The trial court reset the case to September 17, 2002 and later to October 7, 2002. Appellant’s motion to dismiss was heard on October 7, 2002, which was also the date of trial. During the hearing, appellant testified that he had been employed before his arrest, but could not find work because he was required to repeatedly appear at court. He also explained that he was required to seek transportation to and from court from other family members, who were also inconvenienced. Appellant also claimed that he was “real worried” because of the pendency of the case, which he understood to be a second-degree felony, as charged by the State. He further testified that his memory of events surrounding his search and arrest was not as clear as it was immediately after the events. On cross-examination, appellant acknowledged that his attorney had told him that the laboratory tests confirmed the actual amount of controlled substance at less than a gram. He also admitted that his probation reporting requirements in the prior case required him to miss work and to travel farther than his court appearances in the present case demanded.

The prosecutor testified that he could have been ready for trial before receiving the laboratory analysis in December of 2001 because he could have ordered the lab analysis to be expedited. He did not do so because the case was not set for trial and it was expensive for the lab to take things out of order. Other than the comments about the lab and the brief unavailability of a prosecution witness (discussed above), the prosecutor provided no explanation for the seventeen-month delay in this case.

The trial court denied the motion to dismiss without issuing findings of fact. That same day, appellant pleaded no contest to possession of less than one gram of a controlled substance, a lesser offense than that alleged in the indictment. Pursuant to a plea agreement, the trial court deferred adjudication, assessed a fine of $1500, and placed appellant on community supervision for five years, to begin upon release from imprisonment in the companion case.

B. Court of Appeals Opinion

On original submission, the court of appeals addressed appellant’s speedy trial claim under the four-factor balancing test set out in Barker v. Wingo, which requires balancing the following factors: (1) length of delay, (2) reason for delay, (3) assertion of the right, and (4) prejudice. 1 The court initially found that the seventeen-month delay in this case was sufficiently long to trigger examination of the other Barker factors, and in fact, was more than twice as long as the minimum amount of time held necessary to do so. 2 The court further found that the State did not have good reasons for the delay and concluded that the cause of the delay was the State’s negligence. 3 In reaching this conclusion, the court observed the following: (1) the State could have, but did not, expedite laboratory testing of the seized controlled substance, (2) cases in the district court were set in accordance with the request of the prosecutor, and the prosecutor was slow in requesting a trial setting, (3) assuming arguendo that the certification training for one of the State’s witnesses was a good excuse, the State did not explain why the trial could not have been set in the months preceding the training deadline or shortly after training was completed, and (4) the State provided no explanation for the delay of the case for eight months after the companion probation revocation case was resolved in February of 2002. 4

With regard to the “assertion of the right” factor, the court of appeals found that appellant’s failure to oppose the State’s motion for continuance of the July 29, 2002, trial setting was the equivalent of the single “not ready” announcement attributable to the defendant in Zamorano v. State. 5 Observing that appellant asserted his right to a speedy trial four days after the continued setting, the court concluded that the third Barker factor weighed against the State.

Finally, the court of appeals reviewed the prejudice factor de novo because “the State did not refute the facts asserted by Kelly with regard to the prejudice the delay caused him.” 6 The court conceded that prejudice was mitigated by the fact that appellant was on bail and that appellant failed to prove any specific prejudice to the preparation and presentation of his defense. 7 Nevertheless, the court of appeals held that the prejudice factor weighed in appellant’s favor because appellant testified to an inability to find a job due to the time commitment imposed by court appearances and because appellant testified that the severity of the charged, second-degree offense worried him. 8

After the court of appeals issued its original opinion, the State filed a motion to supplement the record and a motion for rehearing. The motion to supplement requested that the record be supplemented with resetting docket notices signed by appellant and/or his attorney during the pendency of this case. The notices indicated that appellant’s attorney was not present in court on three dates. In its motion for rehearing, the State urged three circumstances justifying the delay in this case: “(1) trial counsel’s absence from three pre-trial court appearances; (2) ongoing plea negotiations that were hampered by trial counsel’s absence; and (3) the prosecutor’s trial of one jail case after February 27, 2002.” 9

In a written opinion, the court of appeals granted the motion to supplement but denied rehearing. The court rejected the argument that defense counsel may have hampered plea negotiations because the prosecutor “did not testify that plea negotiations were ongoing or that negotiations were hampered by defense counsel’s absence.” 10 The court further questioned whether “counsel’s absence from court for pre-trial appearances on days that the accused personally appeared is a reason for delay that weighs against the accused.” 11 In any event, the court held that at least two of the three absences were irrelevant because they occurred before laboratory testing was completed, and “[ujntil the test results were back, any plea negotiations would have centered on the ‘overcharged’ second-degree felony, not the state jail felony to which Kelly ultimately pleaded.” 12

With regard to the State’s argument that some of the delay was due to the State giving priority to a jail case, the court observed that the prosecutor never testified that the delay of appellant’s case was due to a crowded docket or that the jail case delayed the trial of appellant’s case. The court pointed out that the prosecutor never testified to how long the jail case took to try.

II. ANALYSIS

As the court of appeals stated, Barker v. Wingo sets out the appropriate test for evaluating speedy trial claims. In conducting a speedy trial analysis under the Barker test, we review legal issues de novo but give deference to a trial court’s resolution of factual issues. 13 We conclude that the court of appeals’s opinion is mistaken in three respects, two of which relate to the resolution of factual issues and one of which relates to a purely legal question. We address each of these in turn.

A. Factual Issues — Deference to the Trial Court

1. The Ability to Draw Inferences from the Facts (Reasons for Delay)

In this case, what it means to give deference to the resolution of factual issues warrants some discussion. We have held that the standard for evaluating factual' issues within the context of a speedy trial claim is the same as the standard for reviewing historical fact issues in the context of a motion to suppress. 14 Under this standard, deference must be given not only to a trial court’s resolution of disputed facts, but also to the drawing of reasonable inferences from the facts. In Manzi v. State, 15 we discussed the United States Supreme Court’s holding in Anderson v. City of Bessemer City 16 that deference must be given to trial court findings even when those findings do not turn upon the assessment of credibility and demeanor. 17 Anderson referred not only to a trial court’s evaluation of the reliability of documentary evidence but also to the trial court’s ability to draw inferences from undisputed facts: “Where there are two permissible views of the evidence, the factfinder’s choice between them cannot be clearly erroneous. This is so even when the district court’s findings do not rest on credibility determinations, but are based instead on physical or documentary evidence or inferences from other facts.” 18 The reasons for giving deference when evaluating the credibility of affidavits — that trial judges have acquired expertise as factfinders and that re-litigating the facts entails substantial costs with only a negligible contribution to accuracy 19 — apply equally to the drawing of inferences. Moreover, the trial judge’s personal knowledge of the parties and the sequence of events do in fact place him in a better position to draw inferences than an appellate court without such familiarity. 20

With regard to the “reasons for delay” factor, the court of appeals failed to properly defer to the trial court’s ability to draw inferences from the facts. Contrary to the court of appeals’s conclusion, the trial court could have inferred that defense counsel’s failure to appear at three settings caused some of the delay in the case. And as the court of appeals pointed out, one of the absences occurred after the substance had been analyzed — indicating that defense counsel’s own readiness was not, in fact, solely dependent on the progress of the laboratory testing.

Moreover, while the prosecutor did not testify to the existence of ongoing plea negotiations, the trial court could have inferred it from the circumstances. Plea negotiations are an extremely common occurrence, as the vast majority of criminal cases are resolved by negotiated settlement. The trial court had reason to believe that plea negotiations began as early as September 21, 2001, when appellant first claimed that the amount of controlled substance was substantially less than what was charged, and there was even greater reason to believe that negotiations were ongoing after the State’s own testing revealed that appellant’s claim was correct. Indeed, one rational explanation for the eight-month delay after the resolution of companion revocation case could be that the parties were still wrangling over the amount and type of punishment to be imposed. And in fact, the present case was resolved by plea bargain.

Moreover, the court of appeals errs to discount plea negotiations before the receipt of laboratory test results on the ground that such negotiations could not involve the lesser offense. Appellant placed the State on notice that he anticipated test results showing a substantially smaller amount of controlled substance, and the parties could well have taken into account in plea negotiations the possibility that laboratory analysis would confirm appellant’s claim.

2. The ability to disbelieve witnesses (prejudice)

Although the trial court deserves deference even when credibility is not in issue, deference is especially appropriate when credibility is involved. 21 Accordingly, we held in State v. Ross 22 that the factfinder is empowered, on the basis of credibility and demeanor evaluations, to completely disregard a witness’s testimony, even if that testimony is. uncontrovert-ed. 23

In Zamorano v. State we suggested that evidence of anxiety, offered solely through the defendant’s own testimony, was “some evidence” to support a finding of prejudice because “the State did not challenge the [defendant’s] testimony.” 24 But that suggestion was unnecessary because we concluded that “the sword of Damocles weighs no less” even if the anxiety suffered was simply the usual fear of conviction and punishment. 25 Moreover, the present situation does not appear to be the type envisioned in Whitehead v. State 26 as being amenable to a less deferential factual review. While evidence of anxiety and financial disruption attending the delay in trial may in some ways be similar to evidence of the defendant’s financial ability in the context of appointment of counsel, the consequence of erroneously ruling in the defendant’s favor in the latter type of case— dismissing the prosecution — is not “relatively innocuous.” 27

At any rate, Zamorano did not hold, or even suggest, that the presence of uncon-troverted testimony gave an appellate court the authority to conduct a de novo review of underlying historical facts. Even under Whitehead’s less deferential standard, a great deal of deference is still given to the trial court’s resolution of such matters: the trial court is permitted to disbelieve evidence so long as there is a reasonable articulable basis for doing so. 28

In the present case, the record provides several reasonable articulable bases for disbelieving appellant’s Claims of prejudice. Appellant acknowledged on cross-examination that the. trial appearances required by the prosecution of the present case were less onerous than the reporting requirements for his probation. Moreover, appellant knew by December of 2002 that testing had revealed the amount of the substance to be much smaller than that charged. The trial court could have reasonably surmised that appellant knew, from discussion with his attorney, that this amount was in the state-jail-felony range rather than in the second-degree range.

Once appellant’s probation was revoked on the prior offense and he was sentenced to five years in prison in February of 2002, having a job was no longer an issue. And appellant’s then-existing incarceration attenuated any “Sword of Damocles” concern about the risk of future incarceration. That risk had been realized. Although this prosecution had the potential to add more time to that imprisonment, it was no longer true that a dramatic life-change was hanging over appellant’s head, and in fact, the maximum punishment he could receive was significantly less than the sentence he was already serving. For these reasons, the trial court could have concluded that appellant’s claims of anxiety and loss of work, even if believed, did not weigh in his favor because he was already incarcerated for another offense.

B. Legal Issue: Assertion of the Right

The court of appeals found appellant’s failure to oppose the State’s motion for continuance on one occasion to be the equivalent of the single “not ready” announcement in Zamorano. But in so holding, the court of appeals overlooked the context in which the Zamorano “not ready” announcement took place. In Zamorano, the defendant was charged on October 20, 1995, and made bail. 29 On a setting occurring on July 19, 1996, the defendant announced, “not ready” because he needed three days to draft and file written pretrial motions in limine, to suppress evidence, and to request a list of the State’s witnesses. 30 On June 3, 1998, nearly two years after this three-day continuance, the defendant filed a motion to dismiss on speedy trial grounds. 31 This motion was heard and denied on August 21, 1998. 32 A motion to reconsider was filed on October 19, 1998, but trial did not occur until August 6, 1999, more than a year after the defendant filed his original motion. 33 In Zamorano, we acknowledged that the defendant’s original motion to dismiss was tardy, but held that the second attempt to seek a speedy trial evidenced persistence, causing the assertion of the right factor to weigh in the defendant’s favor. 34

In the present case, the tardiness of the appellant’s motion to dismiss is a far more significant factor than any alleged “not ready” equivalent that might be read into the defendant’s acquiescence to the State’s July 29th motion for continuance. Appellant waited over a year to file his motion to dismiss on speedy trial grounds, but the case progressed to trial approximately two months after the motion was filed. By contrast, Zamorano’s trial took place over a year after the filing of his motion. So while Zamorano’s motion was tardy, it was well in advance of the date on which he was actually tried. Here, however, appellant received his trial only two months after he first indicated his interest in a speedy trial. And Zamorano’s request for reconsideration, which we found to be evidence of persistence in asserting the right, was filed four months after the original motion was filed (and nearly two months after the court had denied the original motion). Had Zamorano’s case progressed as quickly as appellant’s after the initial motion was filed, he would have had no occasion to file a motion for reconsideration because the case would have been resolved by then. Under those circumstances, we cannot agree with the court of appeals’s legal conclusion that the assertion of the right factor weighs in appellant’s favor. Appellant’s assertion was tardy, it was made only once, and trial occurred within a relatively short time thereafter.

C. Balancing the factors

Because the court of appeals erred in several respects in its speedy trial analysis and our resolution of the State’s ground for review has resulted in our reanalyzing most of the Barker factors, we exercise our discretion to resolve the speedy trial issue under the principles set forth in this opinion. Although the delay was somewhat lengthy in this case, the trial court could have reasonably concluded that some of that delay — especially at the beginning of the case — was attributable to appellant. Because of counsel’s failure to appear at three settings, we cannot conclude that the reasons for delay weigh heavily, if at all, against the State before appellant’s probation revocation in February. And the amount of prejudice suffered before the February revocation was relatively limited. The trial court could have rationally concluded that appellant’s probation on the prior offense interfered more with his ability to find a job than the burdens associated with the new prosecution. And the trial court could have found that anxiety about the offense was significantly attenuated in December, when the drug test results showed that the substance weighed significantly less than the State had originally claimed.

The delay after appellant’s probation revocation is less excusable, and we find that the latter delay weighs moderately against the State. But the trial court could have concluded that the prejudice suffered after that point was virtually nonexistent, because appellant was already incarcerated on a different offense. Moreover, appellant’s failure to assert his right until August 2002 weighs heavily against him. Not only was this assertion tardy, occurring after a year had passed, but the assertion was made when appellant was no longer suffering the same degree of prejudice suffered by one who is not incarcerated. Further, the case was tried approximately two months after the speedy trial right was first asserted. And had there been witnesses appellant wished to call, they could have appeared at the hearing on the motion to revoke probation. After balancing the factors, we conclude that they weigh against finding a speedy trial violation.

The judgment of the court of appeals is reversed and the case is remanded to that court to address appellant’s remaining points of error.

WOMACK, JOHNSON, KEASLER, and HERVEY, JJ., concurred in the result.

1 .Kelly v. State, 122 S.W.3d 227, 236 (Tex.App.-Corpus Christi 2003)(citing Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972)).

2 . Id. at 238.

3 . Id. at 239.

4 . Id.

5 . Id. at 240 (citing Zamorano v. State, 84 S.W.3d 643, 651 (Tex.Crim.App.2002)).

6 . Id. (citing Moreno v. State, 987 S.W.2d 195, 201 (Tex.App.-Corpus Christi 1999, pet. ref'd)).

7

8

9 . Kelly v. State, 122 S.W.3d 227, 242 (Tex.App.-Corpus Christi 2003).

10

11

12

13 . Zamorano v. State, 84 S.W.3d at 648 (Tex.Crim.App.2002); Johnson v. State, 954 S.W.2d 770, 771 (Tex.Crim.App.1997).

14 . State v. Munoz, 991 S.W.2d 818, 821 (Tex.Crim.App.1999)(citing Guzman v. State, 955 S.W.2d 85 (Tex.Crim.App.1997)).

15 . 88 S.W.3d 240 (Tex.Crim.App.2002)

16 . 470 U.S. 564, 105 S.Ct. 1504, 84 L.Ed.2d 518 (1985).

17 . 88 S.W.3d at 243 (quoting from Anderson, 470 U.S. at 573-574, 105 S.Ct. 1504).

18 . Manzi, 88 S.W.3d at 243 (quoting Anderson, 470 U.S. at 574, 105 S.Ct. 1504)(emphasis added).

19 . Id. at 244-255.

20 .See Ornelas v. United States, 517 U.S. 690, 699, 116 S.Ct. 1657, 134 L.Ed.2d 911 (1996)(discussing the trial judge’s view of "the facts of a particular case in light of the distinctive features and events of the community” as providing a context for drawing "inferences that deserve deference”).

21 . Guzman, 955 S.W.2d at 89.

22 . 32 S.W.3d 853 (Tex.Crim.App.2000).

23 . Id. at 855.

24 .84 S.W.3d at 654.

25

26 . 130 S.W.3d 866 (Tex.Crim.App.2004).

27 . Id. at 876.

28 .Id.

29 . 84 S.W.3d at 647.

30 . Id. at 650.

31 . Id. at 647.

32

33

34 . Id. at 651-652.