Kelley v. Secretary of Health & Human Services

68 Fed. Cl. 84, 2005 U.S. Claims LEXIS 294, 2005 WL 2654374
CourtUnited States Court of Federal Claims
DecidedAugust 31, 2005
DocketNo. 02-223 V
StatusPublished
Cited by52 cases

This text of 68 Fed. Cl. 84 (Kelley v. Secretary of Health & Human Services) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Kelley v. Secretary of Health & Human Services, 68 Fed. Cl. 84, 2005 U.S. Claims LEXIS 294, 2005 WL 2654374 (uscfc 2005).

Opinion

OPINION AND ORDER

HEWITT, Judge.

Petitioner Ryan Kelley seeks review in this court of the chief special master’s dismissal of his Amended Petition for Vaccine Compensation (Petition or Pet.), filed under the National Vaccine Injury Compensation Program (Vaccine Act or Act), 42 U.S.C. §§ 300aa~l to -34 (2000). On March 22, 1999, Mr. Kelley received a tetanus toxoid [86]*86(TT) vaccination alleged to have caused him neurological injury first diagnosed as Guillain-Barré Syndrome (GBS),1 Pet. at 1, but later categorized as Chrome Inflammatory Demyelinating Polyneuropathy (CIDP),2 id. at 6, ¶ 10. Petitioner filed for compensation on March 21, 2002 and amended his petition on November 5, 2002. See Kelley v. Sec’y of Health & Human Servs., No. 02-223V, 2005 WL 1125671, at *1 (Fed.Cl.Spec.Mstr. March 17, 2005). In a decision published March 17, 2005, the chief special master dismissed the Petition for failure to prove by preponderant evidence that the vaccination had in-fact caused petitioner’s injury. Id. at *15.

Petitioner timely filed a motion for review under section 300aa-12(e) of the Act, claiming that the chief special master’s decision imposed an improper standard of causation and should be reversed. See generally, Petitioner’s Motion for Review (Pet’r’s Mot.). Respondent argues that the chief special master applied the correct standard of causation and properly exercised his role as “gatekeeper” in rejecting the causation theory of petitioner’s expert witness. See generally Response to Petitioner’s Motion for Review (Resp.). For the reasons set forth below, the court GRANTS petitioner’s motion for review, REVERSES and VACATES the chief special master’s decision and REMANDS the case for an award of compensation to petitioner.

I. Standard of Review

This court reviews the decisions of the special master under the following standard:

[T]he United States Court of Federal Claims shall have jurisdiction to ... review ... the record ... and may thereafter ... set aside any findings of fact or conclusion of law of the special master found to be arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law and issue its own findings of fact and conclusions of law----

42 U.S.C. § 300aa-12(e)(2)(B); see also Rules of the Court of Federal Claims, App. B, Rule 27(b) (“The [court] ... may ... [s]et aside any finding of fact or conclusion of law found to be arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law, and issue [its] own decision----”); Saunders v. Sec’y of Health & Human Servs., 25 F.3d 1031, 1033 (Fed.Cir.1994).

II. Background

A. Standard of Proof for Causation-in-Fact of an Off-Table Vaccine Injury

The Act requires petitioners seeking compensation for vaccine-related injuries to prove causation in one of two ways. An injury shown to fall under the Vaccine Injury Table, see 42 U.S.C. § 300aa-14(a)-a so-called Table injury-is afforded a presumption of causation by operation of law, see § 300aa-11(c)(1). Any injury not listed in the Vaccine Injury Table (an off-Table or non-Table injury) must be proven by causation in fact, § 300aa-ll(c)(l)(C)(ii)(I). Petitioners’ theories of causation must be substantiated “by medical records or by medical opinion.” § 300aa-13(a)(l). The Act further provides that

[compensation shall be awarded under the Program to a petitioner if the special master or court finds on the record as a whole ... that the petitioner has demonstrated [causation for a Table or non-Table injury] by a preponderance of the evidence ... and ... that there is not a preponderance of the evidence that the ... injury ... is due to factors unrelated to the administration of the vaccine____

Id. The Act presumptively favors vaccine-related evidence of causation over allegations that the cause of a petitioner’s injury is uncertain. See § 300aa-13(a)(2)(A) (“[T]he term ‘factors unrelated to the administration of the vaccine’ ... does not include any idiopathic, unexplained, unknown, hypothetical, or undocumentable cause, factor, injury, [87]*87illness, or condition.”) (emphasis added); cf. Knudsen v. Sec’y of Health & Human Servs., 35 F.3d 543, 549 (Fed.Cir.1994) (“[T]o require identification and proof of specific biological mechanisms [of causation] would be inconsistent with the purpose and nature of the vaccine compensation program.”). In light of the legislative history of the Vaccine Act, the Federal Circuit has adopted a “substantial factor” standard of proof for actual causation. See Shyface v. Sec’y of Health & Human Servs., 165 F.3d 1344, 1351-53 (Fed.Cir.1999) (rejecting the government’s argument that petitioners in non-Table cases must show that a vaccine was the “predominant cause” of injury). Legal causation of a non-Table injury may be proven by a preponderance of evidence showing “that the vaccine was not only a but for cause of the injury but also a substantial factor in bringing about the injury.” Id. at 1352.

More recently, in Althen v. Sec’y of Health & Human Servs., 418 F.3d 1274 (Fed.Cir.2005), the Federal Circuit refined the standard of proof for causation-in-fact. See id. at 1281-82 (finding the chief special master acted contrary to law by denying compensation for lack of medical literature supporting causation by tetanus toxoid (TT) vaccination of a non-Table injury).3 The “requisite showings,” Althen holds, for establishing by preponderant evidence causation-in-fact for a non-Table vaccine injury are:

[1) ] a medical theory causally connecting the vaccination and the injuryf; 2) ] a logical sequence of cause and effect showing that the vaccination was the reason for the injury[; and 3) ] a proximate temporal relationship between the ... vaccination and [petitioner’s] injury.

Id. These requirements track the plain language of the Act, which requires no “objective confirmation” in the form of “medical documentation.” Id. at 1278-81 (“To require [petitioner] to provide medical documentation would contravene the plain language of the statute.”). As the Federal Circuit explained,

The statute’s language is clear; section 300aa-13(a)(l) instructs that a petitioner must prove causation in fact by a “preponderance of the evidence,” substantiated by medical records or

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68 Fed. Cl. 84, 2005 U.S. Claims LEXIS 294, 2005 WL 2654374, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kelley-v-secretary-of-health-human-services-uscfc-2005.