Keeler Brass Co. v. Continental Brass Co.

678 F. Supp. 1185, 1987 U.S. Dist. LEXIS 12832, 1987 WL 39668
CourtDistrict Court, M.D. North Carolina
DecidedAugust 17, 1987
DocketNo. C-84-413-G
StatusPublished
Cited by1 cases

This text of 678 F. Supp. 1185 (Keeler Brass Co. v. Continental Brass Co.) is published on Counsel Stack Legal Research, covering District Court, M.D. North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Keeler Brass Co. v. Continental Brass Co., 678 F. Supp. 1185, 1987 U.S. Dist. LEXIS 12832, 1987 WL 39668 (M.D.N.C. 1987).

Opinion

MEMORANDUM OPINION AND ORDER

HIRAM H. WARD, Chief Judge.

This matter comes before the Court for supplemental findings regarding defendants’ Rule 41(b) motions to dismiss at the close of plaintiff’s evidence. Plaintiff Keel-er Brass Co. [Keeler] brought this action alleging that defendants Continental Brass Co. [Continental] and Everett Bryant Sales, Inc. [Bryant Sales] infringed its copyright interests by producing an oriental drawer pull similar to one made by plaintiff. Finding Keeler to have made out a prima facie case on the remanded theory, the Court will reserve ruling on the 41(b) motions until the close of all the evidence.

I. Procedural History

The procedural history of this case is important to the resolution of the pending motions. The matter was tried without a jury on March 13, 1986. At the close of plaintiff’s evidence, defendants made motions to dismiss pursuant to Rule 41(b), Federal Rules of Civil Procedure. The Court granted these motions and dismissed Keeler’s complaint. Keeler appealed. The Fourth Circuit held that the district court was correct in dismissing that part of Keel-er’s claim which alleged infringement by copying the Keeler pull itself. The Fourth Circuit agreed that, as a utilitarian object, the pull itself was not copyrightable. See Keeler Brass Co. v. Continental Brass Co., No. 86-2077, slip op. at 3 (4th Cir. Feb. 17, 1987), [812 F.2d 1401 (Table)]. However, the Fourth Circuit decided that Keel-er had raised a second theory of infringement upon which the district court had not made findings. The second theory is that “defendants copied plaintiff’s copyrighted drawings and made the accused three dimensional pull from the pirated material.” Id. at 4. The court of appeals indicated that such a theory is legally sufficient and if proven would constitute infringement of the copyrighted drawings. See id. To summarize, the Court will now consider defendants’ Rule 41(b) motion at the close of plaintiff’s evidence as it relates to the theory argued on appeal1 and remanded to this Court.

II. Discussion

“Reduced to its most fundamental terms, there are only two elements necessary to the plaintiff’s case in an infringement action: (1) ownership of the copyright by plaintiff, and (2) copying by the defendant.” 3 M. Nimmer & D. Nimmer, Nimmer On Copyright § 13.01, at 13-3 (1986) [hereinafter Nimmer].

A. Copyright Ownership

If plaintiff is the author of the subject [1187]*1187matter,2 his ownership is composed of the following elements: “(1) originality in the author,3 (2) copyrightability of the subject matter, (3) citizenship status of the author such as to permit a claim of copyright, (4) compliance with applicable statutory formalities.” See id. at § 13.01[A].

Procedural matters related to shifting burdens of production are important in infringement actions. A copyright registration certificate constitutes prima facie evidence in plaintiffs favor on the constituent elements of ownership. Id.; 17 U.S.C. § 410(c). “Once the plaintiff has established prima facie his ownership (through the registration certificate), the burden then shifts to the defendant to counter this evidence.” Id. § 13.01[A], at 13-4 to -5. At trial, plaintiff introduced the registration certificate for a technical drawing of its oriental pull. See (Plaintiffs Trial Exhibit No. 8). Therefore, versions of the drawing covered by the registration certificate are subject to the prima facie presumption regarding the elements of ownership. Thus, the issue arises whether the drawing alleged to have been copied by defendants is within the scope of the registration.

Plaintiffs factual theory is that defendant copied the initial drawing it produced of its oriental pull (Plaintiffs Exhibit No. 3). Plaintiff contends that the initial drawing is covered by the registration and deposit with the copyright office. On the other hand, defendants contend that plaintiffs claim is fatally flawed because the drawing allegedly copied is different from the drawing actually deposited for registration. In other words, defendants contend that the initial drawing is not within the scope of the registration.

“Registration is a condition precedent to the filing of an infringement action. However, once such registration occurs, a subsequent infringement action may be for infringing acts that occurred either after, or prior to such registration.” 2 Nimmer § 7.16R, at 7-117.

Registration requires, inter alia, the deposit of complete copies of the best edition of the work. Id. § 7.17[E][2][b].

The requirement of complete copies ... means that the copies as deposited must be fully as complete in all elements, including the placement of copyright notice, as were the copies theretofore published. Thus, if only a fragment or portion of the published work is deposited (such as the first of several published chapters) this will not comply with the statutory requirement of complete copies. However, if the work as published is in fragmentary or otherwise incomplete form, the requirement of depositing complete copies will be satisfied if the copies deposited are as complete as those theretofore published.

Id. § 7.17[E][l][a]. Defendants argue that the deposited drawings do not cover plaintiff’s initial drawing because the deposited drawings are more detailed in that dimensions are included. The Court believes the above quoted portion of Nimmer makes clear that the deposited drawing must be as complete as the published drawing but does not require the published drawing to be as complete as the one deposited. Under the evidence thus far, it appears that plaintiff’s initial drawing is comprehended within the deposited drawing, the deposited drawing only containing more detail. Therefore, at this stage the Court must resolve the registration issue in favor of plaintiff that plaintiff’s initial drawing is covered by the registration made with the copyright office. Thus, introduction of the registration certificate makes out Keeler’s prima facie case of copyright ownership in the initial drawing. The effect of the certificate is to shift the burden of production on the constituent elements of owner[1188]*1188ship to defendants, not to conclusively establish them.

B. Copying

As stated above, the second element in an infringement action is copying. On remand, the issue of copying is narrow. It focuses on whether defendants copied Keeler’s initial drawing (Plaintiff’s Exhibit No. 3) in producing its own working drawing (Plaintiff’s Exhibit No. 6).4

A plaintiff in a copyright infringement action rarely has access to direct evidence of cogging. Therefore, courts have generally accepted a two prong circumstantial proof scheme.

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Related

Keeler Brass Co. v. Continental Brass Co.
678 F. Supp. 1190 (M.D. North Carolina, 1988)

Cite This Page — Counsel Stack

Bluebook (online)
678 F. Supp. 1185, 1987 U.S. Dist. LEXIS 12832, 1987 WL 39668, Counsel Stack Legal Research, https://law.counselstack.com/opinion/keeler-brass-co-v-continental-brass-co-ncmd-1987.