Kaz Manufacturing Co. v. Northern Electric Co.

412 F. Supp. 470, 189 U.S.P.Q. (BNA) 464, 1976 U.S. Dist. LEXIS 16549
CourtDistrict Court, S.D. New York
DecidedFebruary 20, 1976
Docket73 Civ. 2766 (WCC)
StatusPublished
Cited by9 cases

This text of 412 F. Supp. 470 (Kaz Manufacturing Co. v. Northern Electric Co.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kaz Manufacturing Co. v. Northern Electric Co., 412 F. Supp. 470, 189 U.S.P.Q. (BNA) 464, 1976 U.S. Dist. LEXIS 16549 (S.D.N.Y. 1976).

Opinion

OPINION AND ORDER

CONNER, District Judge:

This is an action for alleged infringement of three patents owned by plaintiff and relating to electric vaporizers. The action was tried without a jury and this opinion incorporates the Court’s findings of fact and conclusions of law pursuant to Rule 52(a) F.R.Civ.P.

FACTUAL BACKGROUND

The parties, the patents in suit and the issues

Plaintiff, Kaz Manufacturing Co., Inc. (Kaz), is a New York corporation engaged in the manufacture and sale of humidifiers and vaporizers and having its principal offices in New York City.

Defendant, Northern Electric Co. (Northern), is a Delaware corporation engaged in the manufacture and sale of household electrical appliances, including humidifiers and vaporizers, and having a regular and established place of business in New York City and within this District, where it sells the vaporizers charged to infringe the patents in suit.

This Court has jurisdiction of the subject matter and of the parties.

The three patents in suit are:

U.S. Patent No. 3,610,879 (the ’879 patent) issued October 5, 1971, in the names of Lawrence Katzman and Edward Briggin on an application filed December 15, 1969;

U.S. Patent No. 3,705,415 (the ’415 patent) issued December 5, 1972, in the names of Katzman and Briggin on an application filed February 8, 1971 as a continuation-in-part of the application for the ’879 patent, with a terminal disclaimer having been filed in the Patent Office disclaiming all the portion of the term of the ’415 patent subsequent to October 4, 1988, the expiration date of the ’879 patent;

U.S. Patent No. 3,714,391 (the ’391 patent) issued January 30, 1973, in the names of Katzman and Briggin on an application filed September 28, 1971 as a continuation-in-part of the applications for both the ’879 and ’415 patents.

The entire right, title and interest in and to all three patents, including the right to bring suit for infringement thereof, has been assigned to Kaz.

Kaz initially charged that Northern’s vaporizers Models 1301, 1302 and 1303 each infringes claims 3, 6 and 7 of the ’879 patent, claims 1, 2 and 4 of the ’415 patent and claims 1, 2 and 3 of the ’391 patent; however, during the trial it conceded that the Model 1302 does not infringe claims 6 and 7 of the ’879 patent and claim 2 of the ’391 patent. It makes no charge of infringement as to the remaining claims of said patents.

Northern denies the infringement of any of the claims in suit by any of the accused devices, and contends that the claims are invalid either as substantially anticipated by the prior art, 35 U.S.C. § 102, or as obvious in view thereof, 35 U.S.C. § 103, and further contends that both the ’415 and ’391 patents are invalid for double patenting, despite the terminal disclaimer filed in connection with the ’415 patent, because all three patents in suit claim the identical invention.

The recent history of the art

Electric vaporizers have been marketed for many years, the most popular type operating on the principle of electrolysis, having two spaced electrodes immersed in an electrolyte usually comprising ordinary tap water, with its conductivity enhanced, if necessary, by added materials such as a pinch of table salt, and with the electrodes connected to opposite terminals of a source of electrical power, such as ordinary household alternating current. The heat energy generated by electrical conduction through the water converts it to vapor or steam. Among the principal manufactures of such vaporizers in addition to the parties to this litigation are Hanks-craft Company of Reedsburg, Wisconsin *472 and The DeVilbiss Company of Toledo, Ohio.

Prior to 1969 these vaporizers generally comprised a glass or, more recently, plastic bowl or reservoir for containing about a gallon or more of tap water to be vaporized. The reservoir had at the top a water inlet opening which was closed during use by a cover or cap from which depended the spaced electrodes housed within a small heating chamber made of heat resistant electrical insulating material, such as a thermoplastic resin. When the cap was placed on the water-filled container, the heating chamber was immersed in the water and small openings in the bottom of the heating chamber allowed a restricted flow of water from the reservoir into the chamber to replace that which was vaporized. The steam or vapor generated in the heating chamber was discharged through an aperture in the cap.

Representative vaporizers of the pre1969 vintage, as marketed by the principal U.S. manufacturers of vaporizers, are disclosed in their following patents:

Conlin, et al., U.S. patent 3,020,385 (granted February 6, 1962) assigned to Hankscraft Company;
Fenstermaker, U.S. patent 3,308,267 (granted March 7, 1967) assigned to The DeVilbiss Company;
Katzman et al., U.S. patent 3,319,046 (granted May 9, 1967), assigned to Kaz.

Beginning at least as early as May 13, 1965, Underwriters’ Laboratories, Inc. (UL), became concerned because of safety hazards in the use of such vaporizers, including the high temperature of the water in the reservoir portions of these vaporizers. When they were operated for long periods of time, such as overnight in a bedroom, the water temperature in the reservoir rose to such high temperatures that if the vaporizer was accidentally upset, a not uncommon occurrence at a child’s bedside, for example, splashing of the hot reservoir water could produce painful and even serious burns.

UL conducted a series of tests on the electrolytic vaporizers then on the market in the United States and found that the maximum temperature of the water in the reservoir varied between 167 °F. and 194° F. On May 13, 1965, UL wrote to the manufacturers of electrolytic vaporizers, informing them that it was considering withdrawal of its listing of such vaporizers, an action tantamount to banning their sale in this country, and soliciting comments from the manufacturers before taking such action. There ensued a series of meetings with industry representatives commencing in late August, 1965. These meetings were attended by representatives of the parties here, including Northern’s Norbert Hernandez and Kaz’s president Lawrence Katzman.

On February 14, 1969, UL issued a proposed revision of standards for electrolytic vaporizers, which provided that the temperature of the water in the reservoir must not exceed 115 °F. Upon receipt of these tentative revisions, the vaporizer industry became aware that if they were adopted, all electrolytic vaporizers then on the market, with the possible exception of the DeVilbiss low-temperature vaporizer marketed under the name “Safety Sentinel,” would require substantial redesign to meet this specification.

On February 16, 1969, UL had another meeting with the manufacturers, again attended by Hernandez for Northern and Katzman for Kaz.

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412 F. Supp. 470, 189 U.S.P.Q. (BNA) 464, 1976 U.S. Dist. LEXIS 16549, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kaz-manufacturing-co-v-northern-electric-co-nysd-1976.