Kater v. Maloney

459 F.3d 56, 2006 U.S. App. LEXIS 20728, 2006 WL 2336943
CourtCourt of Appeals for the First Circuit
DecidedAugust 14, 2006
Docket05-1640
StatusPublished
Cited by36 cases

This text of 459 F.3d 56 (Kater v. Maloney) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kater v. Maloney, 459 F.3d 56, 2006 U.S. App. LEXIS 20728, 2006 WL 2336943 (1st Cir. 2006).

Opinion

LYNCH, Circuit Judge.

James Michael Kater, who is serving a life sentence for murder and kidnapping, appeals from the district court’s denial of his petition for habeas corpus relief under 28 U.S.C. § 2254. Our review is subject to the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), Pub.L. No. 104-132, 110 Stat. 1214 (1996). Kater’s habeas petition raises, inter alia, a due process claim based on the introduction of a prior bad act for the purpose of establishing identity, an unusual voir dire claim, and a claim under the Confrontation Clause related to the introduction of testimony by previously hypnotized witnesses. We reject Kater’s claims, affirm the district court’s denial of the petition, and resolve one issue of first impression for this court.

We address Kater’s assumption that in a federal habeas proceeding on de novo review of a state court’s judgment under Fortini v. Murphy, 257 F.3d 39 (1st Cir.2001), we may apply a new rule of law, which was not clearly established by existing precedent at the time the state conviction became final. Our circuit law has not yet addressed this aftermath issue to Fortini, which held that, post-AEDPA, preserved federal constitutional claims on habeas would be reviewed de novo, when such claims were not “adjudicated on the merits in State court proceedings.” 28 U.S.C. § 2254(d); Fortini, 257 F.3d at 47. While we consider such claims “de novo,” that does not mean we review those claims as an original matter, as if the claims were raised on direct appeal. Rather, the claims of habeas petitioners, even on de *59 novo review under Fortini, continue to be limited by the principles laid out in Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989), and its progeny, which generally bar claims that require the application or announcement of “new rules” of law.

I.

This case has an over twenty-year history in the courts of Massachusetts. We begin with a thumbnail sketch of that history to set the stage.

Kater was indicted in 1978 in Massachusetts for the kidnapping and murder of a fifteen-year-old girl, Mary Lou Arru-da. He was convicted in 1979, but the Massachusetts Supreme Judicial Court (SJC) reversed the conviction because certain hypnotically aided testimony had been introduced at trial. Commonwealth v. Kater (Kater I), 388 Mass. 519, 447 N.E.2d 1190 (1983). The SJC ordered the trial court on remand to hold a hearing and to admit only such testimony as was based on pre-hypnotic memories. Commonwealth v. Kater (Kater II), 394 Mass. 531, 476 N.E.2d 593 (1985). After two more trials ended inconclusively, 1 Kater was tried for a fourth time. 2 Kater was convicted after his fourth trial, in 1996; this conviction was upheld by the SJC. Commonwealth v. Kater (Kater VII), 432 Mass. 404, 734 N.E.2d 1164 (2000). It is the affirmance of his conviction at his fourth trial which is at issue here.

Before the fourth trial began, the state trial court ordered that the testimony of previously hypnotized witnesses be limited to facts that had been documented in the record before the witnesses had been hypnotized. Id. at 1177. This was more favorable to Kater than the SJC’s directive that pre-hypnotic testimony be separated from hypnotically aided testimony. Id. The trial court also ruled, at motion in limine before trial, that the prosecution could introduce evidence of Kater’s state conviction for a similar kidnapping, for the purpose of establishing Kater’s identity. 3 Id. at 1172, 1175. The SJC affirmed this ruling. Id. at 1176.

At jury selection, on Kater’s motion and with the Commonwealth’s agreement, the state trial court asked potential jurors individually a second round of questions. After describing Kater’s prior conviction, the judge asked whether knowledge of that conviction would affect the jurors’ ability to accept and understand the presumption of innocence and the limitation on the use of prior bad act evidence to the issue of identification. Id. Seven of fifteen jurors were struck based on their responses to these questions.

The trial court later decided that voir dire on the prior bad acts was inappropriate, and excused the previously selected jurors. Id. It did so for two reasons. First, it found that “if evidence of other *60 crimes were admitted, it would not be extraneous within the meaning of [Mass. Gen. Laws ch. 234, § 28], and voir dire would not be authorized.” Id. The court referred to state law “providing] that a trial judge must, for the purpose of determining whether a juror stands indifferent in a case, conduct an individual voir dire of each prospective juror if it appears that a substantial risk exists that an extraneous issue might affect the outcome of the case.” Id. (citing Mass. Gen. Laws ch. 234, § 28). The SJC said that, under Massachusetts law, “[a]n extraneous issue is one that goes beyond the record and raises a serious question of possible prejudice.” Id. at 1175. Second, the trial court found that “if the evidence [of prior bad acts] were ultimately not admitted at trial, the questions would have then contaminated the jury.” Id. at 1174. Jury selection then began anew without any inquiry as to Kater’s prior conviction.

The SJC affirmed the reasoning of the state trial court on the voir dire issue on state law grounds. Id. at 1174-75 (“Ka-ter’s obstacle is that the issue of his prior similar crime was not extraneous.... Here, the issue of Kater’s prior similar crime did not lie beyond the record. Evidence of the prior similar crime was fully relevant and probative on the issue of Ka-ter’s identity as the perpetrator.”).

II.

We briefly recount the facts as found by the state court, which are detailed in Kater VII, 734 N.E.2d at 1170-72. Arruda disappeared in September 1978 while riding a bike near her home in Raynham, Massachusetts. Her bike was found the same day; nearby was a Benson & Hedges cigarette and a car tire track with an acceleration mark and an abnormal tread wear pattern. Two months later, in November 1978, Arruda’s clothed body was found tied to a tree. A pathologist testified that Ar-ruda had been tied to the tree while conscious, but that she lost consciousness and that the weight of Arruda’s head against the restraint around her neck strangled her. Id. at 1170.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Rivera v. Kelly
D. Massachusetts, 2025
Ferreira v. Alves
D. Massachusetts, 2024
Perkins v. Alves
D. Massachusetts, 2023
Swiridowsky v. Wall
D. Rhode Island, 2023
Massie v. Medeiros
D. Massachusetts, 2021
Lopez v. Medeiros
D. Massachusetts, 2020
United States v. Tsarnaev
968 F.3d 24 (First Circuit, 2020)
Rosa v. Gelb
D. Massachusetts, 2020
Lessieur v. Ryan
D. Massachusetts, 2020
Spinucci v. Vidal
D. Massachusetts, 2020
Jackson v. Servello
D. Massachusetts, 2020
COOKSON v. MAGNUSSON
D. Maine, 2020
Watkins v. Medeiros
D. Massachusetts, 2020
Robert v. Towle v. Warden, New Hampshire State Prison
2019 DNH 173 (D. New Hampshire, 2019)
Towle v. NH State Prison, Warden
D. New Hampshire, 2019
Green v. Kenneway
D. Massachusetts, 2019
Green v. Kenneway
390 F. Supp. 3d 275 (District of Columbia, 2019)
Robertson v. Ryan
D. Massachusetts, 2019
Silva v. Tompkins
D. Massachusetts, 2019
Yacouba-Issa v. Calis
D. Massachusetts, 2019

Cite This Page — Counsel Stack

Bluebook (online)
459 F.3d 56, 2006 U.S. App. LEXIS 20728, 2006 WL 2336943, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kater-v-maloney-ca1-2006.