Kariuki v. North Carolina Department of Insurance

District Court, E.D. North Carolina·Decided August 25, 2021·No. 5:18-cv-00341·Unknown

Opinion

_ IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF NORTH CAROLINA WESTERN DIVISION No. 5:18-CV-341-D

GEORGE KARIUKI, ) ) Plaintiff, ) ) v. ) ORDER ) STATE OF NORTH CAROLINA ) DEPARTMENT OF INSURANCE, ) ) Defendant. ) .

George Kariuki (“Kariuki” or “plaintiff’) alleges that the North Carolina Department of Insurance (“NCDOI” or “defendant”) terminated his probationary employment as a senior insurance company examiner because of his race, national origin, and age. The NCDOI responds that it terminated Kariuki’s probationary employment due to poor performance and seeks summary judgment. As explained below, the court grants the NCDOI’s motion for summary judgment. I, □ In December 2016, the NCDOI hired Kariuki (age 47) as a senior insurance company examiner. See [D.E. 90] ff 1-3.! Throughout Kariuki’s employment, he was a probationary

1 A party’s statement of undisputed material facts is “deemed admitted for purposes of the motion [for summary judgment] unless it is specifically controverted by a corresponding numbered paragraph in the opposing statement.” E.D.N.C. Civ. R. 56.1(a)(2). Kariuki did not specifically controvert the NCDOI’s statement of undisputed material facts. See [D.E. 99, 100, 101, 102, 103, - 107]. Thus, the court sustains the NCDOI’s objection to Kariuki’s failure to comply with Local Civil Rule 56.1 [D.E. 108], and the NCDOI’s statement of undisputed material facts is deemed admitted. See Felton v. Moneysworth Linen Serv., Inc., 295 F. Supp. 3d 595, 597 n.1 (E.D.N.C. 2018); Howard v. Coll. of the Albemarle, 262 F. Supp. 3d 322, 329 n.1 (E.D.N.C. 2017), aff'd, 697 F. App’x 257 (4th Cir. 2017) (per curiam) (unpublished); United States v. Compassionate Home Care Servs., Inc., No. 7:14-CV-113-D, 2017 WL 1030706, at *1 & n.1 (E.D.N.C. Mar. 15, 2017) (unpublished). .

employee who was terminable at will. See id. § 3; see Prickett v. N.C. Off. of State Hum. Res., 268 N.C. App. 415, 423, 836 S.E.2d 773, 779 (2019). Kariuki is originally from Kenya but was a citizen of the United States during his employment with the NCDOI. When the NCDOI hired Kariuki, the NCDOI knew his race and national origin. See Smith . Aff. [D.E. 91 -1]710. While Kariuki worked for the NCDOI, Tony Riddick (“Riddick”) (an African American male) was the Deputy Commissioner of the Financial Examination Section. See id. Tf 7-8. Monique Smith (“Smith”) (a 47-year-old African American female) was the Chief Examiner of the Financial Examination Section and was Kariuki’s manager. See id. J] 5-6. William Keely (“Keely”) (a 59-year-old white male) was an insurance company manager with the NCDOI and supervised Kariuki on certain financial examinations. See Keely Aff. [D.E. 91-2] ff 3-8. Herb Maltba (“Maltba”) (a 59-year-old white male) also was an insurance company manager with the NCDOI and supervised Kariuki on certain financial examinations. See Smith Aff. [D.E. 91-1] 79. From January to June 2017, Kariuki met the NCDOI’s expectations. See id. { 13; Keely Aff. [D.E. 91-2] § 10; [D.E. 91-3] 1-12. In July 2017, Kariuki’s performance deteriorated. See Smith Aff. [DE. 91-1] {f 14-15; Keely Aff. [D.E. 91-2] (f 11-12. In early August 2017, Keely, Smith, and Riddick gave Kariuki a written performance evaluation for July 2017 and explained in detail why Kariuki’s performance did not meet expectations. See [D.E. 91-3] 13-14. Kariuki’s work was “poor quality requiring additional time to review due to needed revisions.” Id. at 13. The performance evaluation also detailed “time management issues” and concerns about “monitoring” the “overall time budget and related travel expenses” for an ongoing examination. Id. at 13-14. Kariuki responded to the written performance evaluation and said nothing about discrimination. See id. at 14. In August and September 2017, Kariuki’s performance met expectations. See id. at 15—18.

In October 2017, Kariuki’s performance again deteriorated. On November 7 and 8, 2017, Keely, Smith, and Riddick completed a written performance evaluation of Kariuki for October 2017. See id. at 19-21. The evaluation concluded that Kariuki’s work did not meet expectations as to the quality of his work. See id. The evaluation detailed Kariuki’s poor quality work, insufficient knowledge of auditing, and inability to complete work paper documentation. See id. at 19. The evaluation explained how Kariuki’s poor performance required Smith to revise reports and delayed the outcome of an examination. See id. The evaluation also described Kariuki’s continued poor performance as a senior insurance company examiner in late October 2017. See id. Specifically, Kariuki’s work paper documentation did not meet the expected examination documentation requirements. See id. Kariuki also failed to use CPA workpapers effectively and thereby wasted time. See id. The October 2017 performance evaluation also concluded that Kariuki was not meeting expectations as to the quantity of his work. See id. at 20. The performance evaluation detailed Kariuki’s lack of auditing knowledge and inability to apply required guidance to his work paper documentation. See id. As for work habits, the October 2017 performance evaluation stated that Kariuki did not meet expectations concerning “overall work habits” because he did not demonstrate sufficient auditing knowledge to complete his work within reasonable time frames. Id. at 21. Kariuki responded to the written evaluation. See id. at 22-27. Kariuki did not allege discrimination. See id. Rather, Kariuki “acknowledge[d] I should have done better.” Id. at 22. Kariuki also expressed regret for “any inconvenience[] I caused to my supervisors, Chief Examiner and the Department.” Id. In November 2017, due to Smith’s concerns about Kariuki’s repeated inability to meet work performance expectations as a senior insurance company examiner, Smith met with Riddick to

discuss Kariuki’s job performance. See Smith Aff. [D.E. 91-1]{22. Smith and Riddick agreed that

Kariuki’s performance did not meet what the NCDOI expected for a senior insurance company examiner. See id. Riddick suggested terminating Kariuki’s probationary employment for poor performance. See id. Smith agreed. Keely and Maltba were not present at the meeting where Riddick and Smith decided to terminate Kariuki’s probationary employment for poor performance. See id. ]24. Moreover, Keely and Maltba were not involved in any way in the termination decision. See id. Riddick and Smith received approval from the NCDOI Senior Deputy Commissioner and the NCDOI Human Resources Division to terminate Kariuki’s probationary employment for poor performance. See id. 26. On November 29, 2017, Smith and Riddick met with Kariuki to notify him that the NCDOI terminated his probationary employment for poor performance. See id. □ 27. Kariuki contends that the NCDOI terminated his employment because of his race and national origin in violation of Title VII of the Civil Rights Act of 1964 (‘Title VII”) and because of his age in violation of the Age Discrimination in Employment Act of 1967 (“ADEA”). On June 25, 2021, the NCDOI moved for summary judgment [D.E. 88], filed a memorandum in support [D.E. 89], and filed a statement of undisputed material facts [D.E. 90] and an appendix [D.E. 91]. OnJune □ 28, 2021, the court notified Kariuki about defendant’s motion for summary judgment, his response deadline, and the need for his response to comply with Federal Rule of Civil Procedure 56 and Local Civil Rules 7.2 and 56.1. See [D.E. 92]. On July 26, 2021, Kariuki responded in opposition [D.E. 99], but he did not comply with Local Civil Rule 56.1. See id.; see also [D.E. 100, 101, 102, 103, 107]. On July 29, 2021, Kariuki filed a motion asking for leave to amend his response in opposition to the NCDOI’s motion for summary judgment to make it comply with Local Rule 56.1 [D.E. 104].

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