Kaplan v. Swartz

41 F.2d 177, 1930 U.S. App. LEXIS 2757
CourtCourt of Appeals for the First Circuit
DecidedJune 5, 1930
DocketNo. 2442
StatusPublished
Cited by2 cases

This text of 41 F.2d 177 (Kaplan v. Swartz) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kaplan v. Swartz, 41 F.2d 177, 1930 U.S. App. LEXIS 2757 (1st Cir. 1930).

Opinion

BINGHAM, Circuit Judge.

This is the same case that was previously before this court on cross-appeals in 23 F.(2d) 273, and which was remanded for a new trial because' of error in the instructions -on the question of damages.

At this trial, as at the former one, the trial was had qpon the third count and,not upon the first two, which were for a broker’s commission. The third count sets out a contract, said to have been made June 13, 1924, wherein the defendants are alleged to have agreed to pay the plaintiff 40 per cent, of the profits which would accrue to them from a sale of certain real estate in Gardner, Mass., known as the “Theatre and Hotel Block,” to a certain person or concern or to any person acting for such person or concern, in consideration of the plaintiff’s disclosure of the name of the person and concern and the introduction of the defendants to such person, to enable the defendants to deal with the person or concern as a buyer of the property. The answer at this trial, as at the former, was a general denial. No special plea of any •sort was filed. At the close of all the evidence the defendants’ motion for a directed verdict was denied, subject to exception. The jury, on November 16, 1928, returned a verdict in favor of the plaintiff. December 10, 1928, the defendants filed a motion for a new trial on the ground of newly discovered evidence. July 8, 1929, this motion was denied, but “without prejudice to the right of the defendants to renew it at a later date if investigation shall establish that the verdict was clearly wrong.” At the same time the court stated that the verdict ought not to be set aside on the evidence presented, especially in-view of the fact that two juries had accepted the plaintiff’s story against that of the defendants. “The case reeks with-perjury I do not doubt; and I shall eail it to the attention of the United States Attorney.”

It appears that the defendants prepared a bill of exceptions, intending to prosecute an appeal in this court, and that the plaintiff, on October 14, 1929, voluntarily filed a written stipulation, providing that the District Court, “regardless of technicality, and in any form, may entertain a renewal of said motion in the event referred to in the above quoted order,, at any time up to one month after the time for the necessary further proceedings in the ease, after mandate from the Circuit Court of Appeals upon such writ of error.” October 15, 1929, the District Court ruled that, upon the filing of the stipulation, the appeal was to go forward without delay. The defendants excepted to the ruling allowing the plaintiff to file the stipulation and ordering the appeal to go forward without delay. Thereafter, on December 2, 1929, the District Court ordered judgment to be entered for the plaintiff on the verdict; and the defendants appealed.

The defendants have filed numerous assignments óf error, many of which are not based on exceptions taken at the trial, and some on supposed happenings that did not in fact take place. . Assignments of error are intended to inform opposing'counsel and the court of thé specific questions proposed to be raised, and, as to matters occurring during the course of the trial, should be based on exceptions taken at the time. There is no excuse for' filing assignments of error such as are presented in this ease.

During the trial the defendants made several requests for rulings, which were denied. These constitute Nos. 2, 3, 4, 5, 6, 7, 8, 9, and 10 of the assignments of error. No exceptions were taken to the refusal to give any of these rulings, except the one embodied in the seventh assignment. The twelfth as[179]*179signment is to “limiting cross-examination of plaintiff’s witnesses to matters alleged to have occurred on June 13, 1924, and after.” The record contains no ruling of this character, to which an exception was taken. The fourteenth and fifteenth assignments are without any basis in fact, and necessarily no exception, was or could have been taken to the matters set out in either of these assignments. As to the motion for a new trial, it is assigned as error that the court erred in not allowing this motion. But no exception was taken to the denial of the motion. The only exception was to the filing of the stipulation and to the order that the appeal should go forward without delay, which was a matter entirely within the discretion of the District Court. We shall therefore not consider the assignments relating to the motion for a new trial further than as above stated, nor assignments 2, 3, 4, 5, 6, 8, 9,10, 12, 14, and 15.

The remaining assignments are that the court erred (1) in denying the defendants’ motion for a directed verdict upon all the evidence; (2) in failing to rulo that, “if the plaintiff seeks to hold himself out as a middleman he cannot recover if ho did anything more than bring the parties together. If plaintiff urged defendants to sell to Ripley for $25,000 above the mortgages, he cannot recover”; . (3) in refusing to admit certain offers of proof by the defendants; and (4) in excluding certain other testimony offered by the defendants.

The denial of the defendants’ motion for a directed verdict depends upon whether there was evidence from which the jury might reasonably' find that on June 13, 1924, the parlies entered into the contract alleged in count 3. This was one of the questions presented when the case was previously before us. We then reviewed the evidence and held that it was sufficient to warrant the submission of the case to the jury. At the present trial the same evidence was introduced as at the former one, and other evidence materially strengthening that previously submitted, and, such -being the case, we are of the opinion that the defendants’ motion was properly denied.

The request for a ruling embodied in tho second assignment was properly denied. The contract sued upon did not make the plaintiff a broker or middleman. He merely contracted to disclose names, furnish an introduction, and, in case of a sale by the Kaplans, that he should have a share of the profits. It did not impose a restraint upon him not to urge the Kaplans to sell to Ripley for $25,000 above tho mortgages, or create a fiduciary relationship that would. Then again, the plea was the general issue, denying the making of the contract. The defendants did not confess the contract and plead its discharge by subsequent conduct. And, if they had, the subsequent conduct set out in their request would not operate to effect a discharge. In drawing this request, the draftsman no doubt had in mind the first two counts for a broker’s commission, neither of which was submitted to the jury. When tho case was previously here, the defendants assigned as error that the court erred in denying their requests for rulings, but, as each of them related wholly or in part to tho first two counts (upon which the plaintiff was not permitted to go to the jury), as does the one hero in question, we then held that they were properly denied. The same reasoning applies here.

The third assignment, being No. 11 as numbered by the defendants, involves the propriety of tho exclusion of two offers of proof. Tho first offer is that contained in No. 11 (e), and is as follows:

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Related

White v. Miriam Realty Co.
547 S.W.2d 184 (Missouri Court of Appeals, 1977)
Swartz v. Kaplan
50 F.2d 947 (D. Massachusetts, 1931)

Cite This Page — Counsel Stack

Bluebook (online)
41 F.2d 177, 1930 U.S. App. LEXIS 2757, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kaplan-v-swartz-ca1-1930.