Kaplan v. Coleman

60 So. 885, 180 Ala. 267, 1912 Ala. LEXIS 328
CourtSupreme Court of Alabama
DecidedDecember 21, 1912
StatusPublished
Cited by43 cases

This text of 60 So. 885 (Kaplan v. Coleman) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kaplan v. Coleman, 60 So. 885, 180 Ala. 267, 1912 Ala. LEXIS 328 (Ala. 1912).

Opinion

SOMERVILLE, J.—

(after stating the facts as above). This bill is filed by the sole heir at law of the testator to contest and annul the will of the latter, in accordance with the provisions of section 6207 of the Code.

The sufficiency of the pleas in abatement, as filed by the executors of the will must be tested primarily by a consideration of the object and scope of the pending-suit for testamentary construction, and the nature of the remedy given by statute for the contest of wills in chancery.

A plea in abatement because of another suit pending bears a strong analogy to a plea, of res judicata, and a fair test of its sufficiency is whether a final judgment or decree in the prior suit would, be conclusive between the parties and operate as a bar to the second.—Foster v. Napier, 73 Ala. 595, 604. And to be sufficient to abate the second action entirely, a final judgment or decree when rendered in the first, must be good as a bar to the entire second action.—Howell v. Howell, 171 Ala. 502, 54 South. 601.

In this state the. jurisdiction of chancery courts to entertain bills for the construction of wills does not, as in most states, depend upon the theory of the equitable control and administration of trusts, and a suit for testamentary construction need not exhibit any necessity, nor any prayer, for any other equitable relief. Whenever the provisions of a will are of doubtful construction or of disputable solution, as to which rational [273]*273minds may well differ, the jurisdiction arises.—Cowles v. Polard, 51 Ala. 445; Carroll v. Richardson, 87 Ala. 605, 6 South. 342. It is not necessary that a dispute shall have actually arisen; it is enough that it may arise, or that mistakes may occur, by reason of doubtful terms.

The bill filed by the. executors in this case sufficiently shows a necessity for the, construction of this will as a guide to its due and proper execution by its trustees, in behalf of its several beneficiaries.

Since chancery courts have no jurisdiction in this state for the probate or establishment of wills, a bill for testamentary construction must obviously exhibit a will which has been duly probated in a court of probate. Such an allegation is jurisdictional, and the fact of probate is essential to its exercise.

The executors’ bill in this case alleges that the decedent was a resident of Alabama, that the will in question was duly executed by him in accordance with the laws of Alabama, and that it was duly admitted to probate in the probate court 'of Calhoun county. The the.ory of the. abatement pleas is that these allegations necessarily put in issue not only the fact of due and formal execution, but also the facts of testamentary capacity and undue influence, as affecting the validity of the will; that a decree granting the relief prayed for would necessarily be decisive of these questions ; that Robert Kaplan, the contesting heir, being properly a party defendant to the proceeding, would be adversely concluded by such decree; and that he can avoid such a result only by filing his cross-bill and thereby contesting the validity of the will in that proceeding, failing which he cannot afterwards avail himself of the right of independent contest by original bill.

[274]*274If these contentions were sound, it is clear that these abatement pleas would be sufficient and effectual. “The principle upon which such a plea is allowed and sustained is that the later action is deemed unnecesary and vexatious. And, clearly, in order to hold 'the subsequent suit to be unnecessary, it is an essential prerequisite that the judgment of the former or prior action should be conclusive between the parties and operate as a bar to the second.”—Williams v. Gaston, 148 Ala. 214, 42 South. 552. And it ordinarily makes no difference that the initiative of the- parties is reversed in the two proceedings.—Troy Fertilizer Co. v. Prestwood, 116 Ala. 119, 22 South. 262.

But we are unable to agree with the contentions of appellees in this regard. The probate of a will is a judgment in rem. It is binding upon the whole world so long as it stands, and is not subject to collateral attack.—Goodman v. Winter, 64 Ala. 410, 426, 38 Am. Rep. 13; Matthews v. McDade, 72 Ala. 377, 386; McCann v. Ellis, 172 Ala. 60, 55 South. 303. Its validity and effect can be contested and vacated only by a seasonable appeal, or by a bill filed under the statue. Id. It deter-, mines the status of the res; that is, whether there is a will or not, and not the rights of the parties under the will.—McCann v. Ellis, supra. A suit for the construction of a will is in effect a suit to determine the rights of the parties under the will, and proceeds upon the necessary assumption that there is a valid will. In such a suit the court cannot look behind the fact of probate, and is conclusively bound by that fact. Averments that the will was duly executed, or that there was testamentary capacity or the absence of undue influence, are foreign to the purposes and requirements of the proceeding, and raise no issues that the court can consider, or that can be expressed in its decree. The issue ten[275]*275derecl is merely whether there is a valid record judgment of probate, and that issue would be met and defined by a plea of nul tiel record. Indeed, even if the potential contestant should by answer deny that the will was duly executed, and expressly affirmed that the testator was without capacity to make it, or was unduly influenced thereto, even this would raise no issue which the court would be called upon or authorized to determine.

It follows that a final decree construing the will and instructing its executors as to the operation of its terms, and the execution of its trusts, while it would ascertain and conclusively determine the existence of a probated will, would do no more than that. It would not strengthen the judgment of probate, but would leave it as it was, its status unchanged, and its binding force upon the heir neither augmented nor diminished.

Nor is the plea strengthened by its showing that a decree pro confesso has been taken and still stands agaizzst appellazzt izi the executors’ suit; for a default, as a res judicata, cozifesses only the cause of action and such facts as are relevant and necessary to support it.—McCalley v. Robinson, 70 Ala. 432; Ford v. Ford, 68 Ala. 141; Crowder v. Red Mt. Mining Co., 127 Ala. 254, 29 South. 847. Certainly it neither cozifesses nor determines any issues that would not and could not he determined by the final decree.

It is insisted, however, that it is open to appellant to defeat, the suit for construction by filing his cross-bill against the other parties thereto, and that he is bound to do so.

Section 6207 of the Code provides that “any person interested in any will who has not contested the same under the provisions of this article, may at any time [276]*276within twelve months after the admission of such will to probate in this state contest the validity of the same by bill in chancery. * * *” The origin, history, and purpose of this statute are fully discussed in the case of Knox v. Paull, 95 Ala. 505, 11 South. 156.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Allen v. Estate of Juddine
60 So. 3d 852 (Supreme Court of Alabama, 2010)
H. L. Raburn & Co. v. Massey-Draughon Business College
388 So. 2d 1225 (Court of Civil Appeals of Alabama, 1980)
Smith v. Charles E. Jay & Co., Inc.
296 So. 2d 885 (Supreme Court of Alabama, 1974)
First National Bank of Birmingham v. Brown
251 So. 2d 204 (Supreme Court of Alabama, 1971)
Maramen v. Thompson
243 So. 2d 34 (Court of Civil Appeals of Alabama, 1971)
Brittain v. Ingram
209 So. 2d 653 (Supreme Court of Alabama, 1968)
Redstone Land & Development Co. v. Boatwright
209 So. 2d 221 (Alabama Court of Appeals, 1968)
Carter v. Davis
154 So. 2d 9 (Supreme Court of Alabama, 1963)
Calhoun v. Thomas
145 So. 2d 789 (Supreme Court of Alabama, 1962)
Smith v. Bryant
82 So. 2d 411 (Supreme Court of Alabama, 1955)
Wilson v. Skelton
80 So. 2d 633 (Supreme Court of Alabama, 1955)
Ex Parte Dozier
77 So. 2d 903 (Supreme Court of Alabama, 1953)
Mitchell v. Nixon
200 F.2d 50 (Fifth Circuit, 1952)
Pugh v. Perryman
58 So. 2d 117 (Supreme Court of Alabama, 1952)
Brissie v. Craig
62 S.E.2d 330 (Supreme Court of North Carolina, 1950)
Love v. Rennie
48 So. 2d 458 (Supreme Court of Alabama, 1950)
Shelton v. Gordon
40 So. 2d 95 (Supreme Court of Alabama, 1949)
Franklin v. Bogue
17 So. 2d 405 (Supreme Court of Alabama, 1944)
Ex Parte Pettus
17 So. 2d 409 (Supreme Court of Alabama, 1944)
Ex Parte Russell
196 So. 718 (Supreme Court of Alabama, 1940)

Cite This Page — Counsel Stack

Bluebook (online)
60 So. 885, 180 Ala. 267, 1912 Ala. LEXIS 328, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kaplan-v-coleman-ala-1912.