Kaluczky v. City of White Plains

57 F.3d 202, 1995 WL 346126
Court of Appeals for the Second Circuit·Decided June 8, 1995·No. No. 1177, Docket 94-7827·Published·Cited by 337 cases

Opinions

JACOBS, Circuit Judge:

Stephen Kaluczky is the Personnel Officer for the City of White Plains (“the City”), a six-year appointive post. A registered Republican, Kaluczky was re-appointed for a second six-year term in 1992, the last year of a Republican administration. Defendants are three White Plains officials who came into power on the Democratic ticket in 1993. Kaluczky alleges that these Democratic office-holders have retaliated against Kaluczky for his political views, his party affiliation, and certain testimony that Kaluczky gave (during his first term) at a disciplinary hearing that ended in the dismissal of a Democrat, all in violation of Kaluczky’s First and Fourteenth Amendment rights protected by 42 U.S.C. § 1983. Defendants Kevin Fish, who is the Executive Officer of White Plains, [205]*205Mayor Sy Sehulman, and Timothy Dolph, the City’s Senior Personnel Assistant, moved to dismiss the complaint on the grounds that they have qualified immunity; that plaintiff, as a confidential, policymaking employee, enjoys no First Amendment protection from adverse treatment by political adversaries; and that the district court should not exercise its discretion to hear the allegedly merit-less pendent state claims. These defendants appeal from an oral order of the District Court for the Southern District of New York (Brieant, J. ) denying their motion. The City of White Plains appears to have moved for dismissal; however, the City’s claim is not before us because we have jurisdiction only to consider the individual defendants’ motion for qualified immunity.

I. Background

Stephen Kaluczky was first appointed Personnel Officer for the City of White Plains by Republican Mayor Alfred Del Vecchio in 1986. The position of Personnel Officer carries a statutory six-year term of office. See N.Y.Civ.Serv.Law § 15; see also White Plains City Charter § 238-g. Since the mayoralty is a four-year elective post, a Personnel Officer will sometimes serve with the mayor of a rival party.

The following recitation of facts is drawn from plaintiffs complaint and is assumed to be factually true for purposes of this appeal.

On November 13,1990, Mayor Del Vecchio was assaulted at a collective bargaining session by Joseph Roche, who was then President of the local chapter of the Civil Service Employees Association’s bargaining unit. Kaluczky witnessed the incident. Del Vec-chio brought disciplinary charges against Roche, a Democrat active in city politics. Roche was subsequently brought before a disciplinary hearing. Kaluczky, who testified in part as an eye witness, went on to opine that Roche could be discharged for his misconduct and that Roche’s prior partisan political activity had been improper. Kaluczky characterizes all of his testimony as “truthful”. As a result of the hearings, Roche was fired.

In September 1992, Mayor Del Vecchio reappointed Kaluczky subject to confirmation by the White Plains Common Council. At the time, the Common Council was controlled by the Democrats who hoped to delay Ka-luczky’s confirmation proceedings until after the 1993 mayoral elections. However, Ka-luczky was automatically confirmed as Personnel Officer in October 1992, because of a technical procedural rule that the Democrats had overlooked.

Defendant Sy Sehulman, a long-time Democratic member of the Common Council, opposed Del Vecchio in the 1993 mayoral election. Kaluczky, a registered Republican who had not previously been active in local elections, actively endorsed Del Vecchio’s candidacy, stuffing envelopes with campaign literature and writing personal notes urging voters to re-elect the mayor.

Sehulman defeated Del Vecchio in the November election, and took office in January 1994. Roche, who remained active in Democratic politics after being fired by the Del Vecchio administration, was given a job in the Sehulman administration.

Soon after the 1993 election, Mayor Schul-man requested that Kaluczky resign so that Sehulman could appoint one of his political colleagues as Personnel Officer. When Ka-luczky refused, Sehulman and the other defendants took measures to induce his resignation. Specifically, Kaluczky alleges that the defendants curtailed many of his professional responsibilities: by threatening to transfer his duties to other departments; by actually transferring many of his responsibilities to defendant Dolph, one of Schulman’s loyal subordinates; and by excluding him from “making personnel decisions”, “attending cabinet level meetings”, conducting city labor negotiations, and “determining personnel practices and policies”. Second, Kalucz-ky alleges that the defendants humiliated him and isolated him politically by denying Kaluczky access to the mayor; refusing to speak with him in public; turning away when Kaluczky addressed them; refusing to return Kaluczky’s phone calls; excluding Kaluczky from various strategy meetings, high level committees, and weekend retreats; and verbally assaulting him for his political affiliation and his political support for Del Vecchio. [206]*206Fish threatened to make Kaluczky “go through hell” if he refused to resign. Last, the defendants threatened to freeze Kalucz-ky’s pay.

Notwithstanding all this, Kaluczky has retained his statutory position and the perquisites of his office. In May 1994, after this lawsuit was commenced, he was given a 2.54% raise.

Kaluezky’s complaint, filed on April 24, 1994, asserts five federal claims: (1) that defendants retaliated against plaintiff for his political affiliation in violation of the First and Fourteenth Amendments; (2) that defendants retaliated against plaintiff for the exercise of his right to associate with Del Vecchio in violation of the First and Fourteenth Amendments; (3) that defendants retaliated against plaintiff for his political support of Del Yecchio’s campaign in violation of the First and Fourteenth Amendments; (4) that defendants retaliated against plaintiff for having given “truthful” testimony (at the Roche hearing) on matters of a public concern, in violation of the First and Fourteenth Amendments; and (5) that defendants unlawfully “chilled” plaintiffs exercise of his First and Fourteenth Amendment rights. Kalucz-ky also pleaded a pendent state claim alleging that the defendants’ retaliatory conduct violated the “rights and obligations” of his office in violation of § 238-g of the White Plains City Charter, the New York State Civil Service Law and Article V, § 6 of the New York State Constitution. The complaint seeks compensatory and punitive damages as well as declaratory and injunctive relief.

On June 23, 1994, defendants moved to dismiss the complaint on the ground that policymaking employees (such as Kaluczky) are not protected from rough treatment when they exercise their First Amendment rights; that the defendants have qualified immunity from personal liability; and that the state law claims, being meritless, do not justify the exercise of discretion required to hear them. On July 29, following oral argument, Judge Brieant denied the motion without issuing a written opinion. The defendants took a timely appeal of the district court’s denial of their claim of qualified immunity.

II. Discussion

The motion for qualified immunity was presented under Rule 12(b)(6). In reviewing a complaint under that Rule, we accept as true the material facts alleged in the complaint and draw all reasonable inferences in plaintiffs favor. See Hill v.

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Kaluczky v. City of White Plains, 57 F.3d 202, 1995 WL 346126 (2d Cir. 1995).

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