Kakaes v. George Washington University

683 A.2d 128, 1996 D.C. App. LEXIS 189, 1996 WL 544373
CourtDistrict of Columbia Court of Appeals
DecidedSeptember 26, 1996
Docket94-CV-1046
StatusPublished
Cited by5 cases

This text of 683 A.2d 128 (Kakaes v. George Washington University) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kakaes v. George Washington University, 683 A.2d 128, 1996 D.C. App. LEXIS 189, 1996 WL 544373 (D.C. 1996).

Opinion

SCHWELB, Associate Judge:

Dr. Apostólos Kakaes brought this action in the Superior Court against George Washington University, alleging that the University had unlawfully refused to grant him tenure. He claimed that the University failed to provide him with timely notice of a final and definitive denial of his application for a tenured appointment, as required by the University’s Faculty Code. 1 The trial judge granted the University’s motion for summary judgment. We reverse.

I.

BACKGROUND

In September 1987, the University appointed Dr. Kakaes to its faculty as an Assis *130 tant Professor in the Department of Electrical Engineering and Computer Science (“EECS”) 'within the School of Engineering and Applied Sciences (“SEAS”). The appointment was “tenure-accruing,” which meant that Dr. Kakaes would eventually be eligible for consideration for tenure. On June 28, 1998, the University notified Dr. Kakaes by letter that “you will not be granted tenure at the conclusion of your current appointment.” The notice went on to state, however, that the matter would be submitted to the Board of Trustees and that “[y]ou will be notified of the outcome as soon as possible.” This case turns on the question whether the foregoing notice, which Dr. Kakaes received prior to any decision by the Board of Trustees, adequately apprised Dr. Kakaes, as required by the Faculty Code, that he “will not be granted tenure.”

A The Faculty Code.

A proper understanding of this somewhat esoteric dispute requires familiarity with the applicable provisions of the Faculty Code. The Code .provides that “Assistant Professors shall be appointed for a period of not more than three years and may be reappointed, with or without tenure, for one or more additional periods.” Code § IV.A.4.1.b. “All appointments or reappointments to regular, active-status positions, [except for those that confer tenure], shall be for a specified term.” Code § IV.A.S.l.a. The total of such terms, however, “shall not exceed seven years.” Code § IV.A.3.1.b. Under the Code, therefore, the professor’s employment is terminated if tenure is not granted after seven years.

Decisions regarding tenure “shall normally follow faculty recommendations,” unless the University administration “nonconcurs” and offers “compelling reasons” for its noneon-currence. Code Procedures § B.3. 2 In the event of nonconcurrenee, “[v]ariant or non-concurring recommendations” by the administration are referred to the Executive Committee of the Faculty Senate, which “may seek information and advice and make recommendations to the faculty or the appropriate unit thereof and to the appropriate administrative officers.” Code Procedures § B.4. Some attempt to achieve consensus between the faculty and the administration is apparently contemplated, but

[i]f concurrence cannot be obtained after opportunity for reconsideration in light of the recommendations of the Executive Committee, the recommendations of the appropriate administrative officers, accompanied by the recommendation of the faculty and the report of the Executive Committee, shall be transmitted to the Board of Trustees through the President.

Id.

The Code also contains a notice provision which states, in pertinent part, that

[a] faculty member of the rank of assistant professor or higher who will not be granted tenure at the end of the final year of his or her maximum term of appointment shall be so notified in writing no later than June 30 preceding the year in which his or her appointment will expire.... Any such faculty member who is not so notified shall acquire tenure at the end of the term.

Code § IV.A.3.1.C. Dr. Kakaes’ principal contention is that the University failed to comply with this provision.

B. Dr. Kakaes’ Tenure Application.

In September 1992, at the beginning of the sixth year of his maximum term of appointment, Dr. Kakaes submitted an application for tenure and promotion to the EECS Personnel Committee. In November 1992, the Personnel Committee unanimously recommended to the Dean of the SEAS, Gideon Frieder, that Dr. Kakaes be granted tenure and promotion. Dean Frieder, however, disagreed, and after explaining the reasons for his nonconcurrenee, he requested the Personnel Committee to reconsider its recommendation. On March 24,1993, the Committee met to consider Dean Frieder’s request, but again voted to recommend that Dr. Ka-kaes receive a tenured appointment. The views of the Personnel Committee and of Dean Frieder were thus in conflict.

On May 14, 1993, with the impasse still unresolved, the University’s Vice President *131 for Academic Affairs, Roderick French, advised Dr. Kakaes by letter that Kakaes had been reappointed for the 1993-94 academic year. Dr. French further advised Dr. Ka-kaes that he would be notified by June 30, 1993 whether he had been recommended to the Board of Trustees for reappointment with continuous tenure.

On May 15, 1993, Dean Frieder formally notified Vice President French that he did not concur with the recommendation of the EECS Personnel Committee. Vice President French conveyed Dean Frieder’s non-concurrence to the Executive Committee of the Faculty Senate. On June 21, 1993, after reviewing Dr. Kakaes’ application, the Executive Committee concluded that Dr. Kakaes should not be granted tenure. In the Executive Committee’s view, Dean Frieder had presented compelling reasons for his noncon-currence with the Personnel Committee’s recommendation. The Executive Committee requested the Personnel Committee to withdraw its recommendation in Dr. Kakaes’ favor. At a September 1993 meeting, however, the Personnel Committee adhered to its original position, and the impasse between Dr. Kakaes’ faculty colleagues and the University administration remained unresolved.

Meanwhile, by letter dated June 28, 1993, 3 Vice President French notified Dr. Kakaes that

[i]n accordance with section IV.A.3.1.e of the Faculty Code, I am notifying you that you will not be granted tenure at the conclusion of your current appointment. This is due to the fact that your dean did not concur with the departmental recommendation regarding tenure. Consistent with sections B.3 and 4 of the [Code Procedures], I referred the matter to the Executive Committee of the Faculty Senate for its consideration. The President and I are in the process of transmitting the report of the Executive Committee to the Board of Trustees for its consideration. You will be notified of the outcome as soon as possible.

(Emphasis added). On the same day, Vice President French advised the chairman of the EECS department by memorandum that

[o]n advice of counsel, I have sent [a letter] to [Dr. Kakaes] informing [him] that as of this date [he has] not been awarded tenure at the conclusion of [his] current contract. ... By so informing [Dr. Kakaes], the question of [his] ultimate tenuring or termination remains to be resolved....

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Bluebook (online)
683 A.2d 128, 1996 D.C. App. LEXIS 189, 1996 WL 544373, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kakaes-v-george-washington-university-dc-1996.