Kaiser v. Mutual Life Insurance

161 F.R.D. 378, 1994 U.S. Dist. LEXIS 20262, 1994 WL 797888
CourtDistrict Court, S.D. Indiana
DecidedAugust 23, 1994
DocketNo. IP 91-791-C
StatusPublished
Cited by21 cases

This text of 161 F.R.D. 378 (Kaiser v. Mutual Life Insurance) is published on Counsel Stack Legal Research, covering District Court, S.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kaiser v. Mutual Life Insurance, 161 F.R.D. 378, 1994 U.S. Dist. LEXIS 20262, 1994 WL 797888 (S.D. Ind. 1994).

Opinion

ENTRY AND ORDER GRANTING PLAINTIFFS’ MOTION TO COMPEL DEPOSITION OF BRUCE H. WEITZ-MAN.

FOSTER, United States Magistrate Judge.

This matter comes before the Court on the plaintiffs’ motion to compel the deposition of Bruce H. Weitzman, one of the attorneys for the defendants in this action (filed May 19, 1994, docket no. 159).’ The plaintiffs allege that Mr. Weitzman was either an actor in or a witness to three events which are relevant to their claims. First, according to the plaintiffs, Mr. Weitzman was the representative of the defendants who informed the plaintiffs on June 28, 1989 that the defendants would not honor an oral agreement to pay the plaintiffs’ earnouts which was allegedly reached earlier that same day. The plaintiffs have sued for breach of that oral contract. Secondly, the plaintiffs allege that Mr. Weitzman threatened that more than $7 million of the defendants’ notes held by the plaintiffs would not be paid unless the plaintiffs signed the resignation agreement offered by the defendants. The plaintiffs claim that this threat contributed to the involuntariness of their resignations which violated their employment contract. The defendants deny that such a threat was made. Thirdly, the plaintiffs allege that Mr. Weitzman was present at a June 27, 1989 meeting in New York during which Mr. Gaines informed the plaintiffs that, in addition to the terms of the preliminary resignation agreement reached on June 22, 1989, the defendants also wanted Mr. Kaiser’s resignation from the mutual funds advised by Unified Management Company. According to the plaintiffs, Mr. Weitzman’s testimony about this crucial meeting is important because Mr. Gaines’ and their own accounts differ markedly. Because Mr. Weitzman’s conduct itself forms the basis for some of their claims or he was a material witness regarding other claims, the plaintiffs argue that he possesses material information which they are entitled to discover.

The federal rules permit the deposition of “any person”, Fed.R.Civ.P. 30(a), 31(a), and do not specifically address depositions of a party’s counsel, see Walker v. United Parcel Services, 87 F.R.D. 360, 361 (E.D.Penn.1980) (“it is clear that no special privilege or immunity shields a person from deposition simply because he or she is an attorney, or even an attorney for a party to the suit”); 8 Charles Alan Wright and Arthur R. Miller, Federal Practice and Procedure § 2102 at 369-70 (1970). Two related provisions of Rule 26, however, authorize a court to limit the broad discovery allowed [380]*380under the federal rules. First, paragraph (b)(2) provides in part:

The frequency or extent of use of the discovery methods otherwise permitted under these rules and by any local rule shall be limited by the court if it determines that: (i) the discovery sought is unreasonably cumulative or duplicative, or is obtainable from some other source that is more convenient, less burdensome, or less expensive; (ii) the party seeking discovery has had ample opportunity by discovery in the action to obtain the information sought; or (iii) the burden or expense of the proposed discovery outweighs its likely benefit, taking into account the needs of the case, the amount in controversy, the parties’ resources, the importance of the proposed discovery in resolving the issues. The court may act upon its own initiative after reasonable notice or pursuant to a motion under subdivision (c).1

Second, subdivision (c), on protective orders, provides in part:

Upon motion by a party or by the person from whom discovery is sought ... and for good cause shown, the court ... may make any order which justice requires to protect a party or person from annoyance, embarrassment, oppression, or undue burden or expense....

The burden is on the Rule 26(c) movant to establish adequate grounds (“good cause”) for an order protecting against discovery. 8 Charles Alan Wright and Arthur R. Miller, Federal Practice and Procedure § 2035 at 264-65 (1970). Protective orders prospectively suppressing depositions are rarely granted; deponents are expected instead to assert them objections during the deposition and to allow questioning parties to develop circumstantial facts in order to explore the propriety of the assertion of the privilege, immunity, or other objection. 8 Fed’l Prac. & Proc. § 2037 at 272. Deponents must answer after registering their objections except “when necessary to preserve a privilege, to enforce a limitation on evidence directed by the court, or to present a motion under paragraph (3).” Fed.R.Civ.P. 30(d)(1). Rule 30(d)(3) permits the deponent or any party to suspend a deposition for the time necessary to move for a protective order which is grant-able upon a showing that “the examination is being conducted in bad faith or in such manner as unreasonably to annoy, embarrass, or oppress the deponent or party.” A showing of “exceptional circumstances” has been required for a court to prohibit completely the taking of a deposition. N.F.A. Corp. v. Riverview Narrow Fabrics, Inc., 117 F.R.D. 83, 84 (M.D.N.C.1987). Clearly, under the ordinary discovery standards of the federal rules, the plaintiffs are entitled to depose Mr. Weitzman without preapproval of the Court and the burden is on the defendants to establish them objections. The defendants argue, however, that a different standard applies to depositions of an opposing party’s attorney, a standard which requires the plaintiffs to obtain preapproval to depose Mr. Weitzman and shifts the burden to them to establish the absence of objections. They assert that the plaintiffs have failed to satisfy this standard. In order to depose their attorney, Mr. Weitzman, the defendants contend that the plaintiffs have the burden of showing that (1) the information sought is relevant and not privileged, (2) there are no other means to obtain the information, and (3) the information is crucial to the preparation of the plaintiffs case. See Shelton v. American Motors [381]*381Corp., 805 F.2d 1323 (8th Cir.1986). Although the defendants cited district court decisions applying this standard or a variation of it,2 no controlling authority from the Supreme Court or the Seventh Circuit Court of Appeals was cited, and we discovered none.

Among the dangers or concerns cited by courts with counsel depositions is the disruption to the effective operation of the adversarial system entailed in the disclosure of attorney work product and privileged attorney-client communications. See, e.g., Shelton v. American Motors Corp., 805 F.2d 1323, 1327 (8th Cir.1986) (citing Hickman v. Taylor, 329 U.S. 495, 67 S.Ct. 385, 91 L.Ed. 451 (1947)). Some courts fear that depositions of opposing counsel present a “unique opportunity for harassment”. Marco Island Partners v. Oak Development Corp., 117 F.R.D. 418, 420 (N.D.Ill.1987). A thud concern is that the time involved in preparing for and undergoing such depositions will disrupt counsels’ preparation of parties’ cases and thus decrease the overall quality of representation. See Shelton, 805 F.2d at 1327.

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Bluebook (online)
161 F.R.D. 378, 1994 U.S. Dist. LEXIS 20262, 1994 WL 797888, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kaiser-v-mutual-life-insurance-insd-1994.