Kaiser v. Metropolitan Transit Authority

170 Misc. 2d 321, 648 N.Y.S.2d 248, 1996 N.Y. Misc. LEXIS 362
CourtNew York Supreme Court
DecidedAugust 29, 1996
StatusPublished
Cited by3 cases

This text of 170 Misc. 2d 321 (Kaiser v. Metropolitan Transit Authority) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kaiser v. Metropolitan Transit Authority, 170 Misc. 2d 321, 648 N.Y.S.2d 248, 1996 N.Y. Misc. LEXIS 362 (N.Y. Super. Ct. 1996).

Opinion

OPINION OF THE COURT

Alan D. Oshrin, J.

Ordered that the defendant, Nicholas Pilato’s, in limine motion to preclude the introduction of any evidence as to the issuance of traffic summonses and the guilty plea entered thereon is denied; and it is further ordered that the defendant, Nicholas Pilato’s, in limine motion to preclude the introduction into evidence of the July 3, 1992 investigation report and July 23, 1992 accident resolution report of the Public Transportation Safety Board is granted.

[323]*323The defendant, Nicholas Pilato, has moved in limine for the preclusion of the introduction of evidence as to the issuance of traffic summonses and the guilty plea entered thereon and the introduction of the July 3, 1992 investigation report and the July 23,1992 accident resolution report of the Public Transportation Safety Board.

The motion as pertains to the issuance of summonses and the entry of a guilty plea is denied. It is well settled that a plea of guilty to a traffic offense is some evidence of negligence, but does not establish negligence; and that the person who pleads guilty to a traffic offense is permitted to explain the reasons for the plea, and it is for the jury to evaluate the testimony and decide what weight, if any, to give to the plea (see, Ando v Woodberry, 8 NY2d 165 [1960]; Guarino v Woodworth, 204 AD2d 391 [1994]; McGraw v Ranieri, 202 AD2d 725 [1994]; Canfield v Giles, 182 AD2d 1075 [1992]). Mr. Pilato, therefore, will be afforded the opportunity at trial to explain the reasons for entering a guilty plea as to Vehicle and Traffic Law § 1171, inadequate road clearance violation, and any misunderstanding he might have been under at the time.

The motion as pertains to the July 3, 1992 investigation report and July 23, 1992 accident resolution report is granted. In order to offer either of these reports for the truth of their contents, the reports would have to fall under the business records exception to the rule against hearsay (CPLR 4518 [a]), or the public document exception to the rule against hearsay (CPLR 4520).

To admit a record under the CPLR 4518 (a) business records exception for the truth of its contents, four foundational elements must be satisfied. It must be shown that the document or record was made in the regular course of business; that it was the regular course of such business to make the record; that the record was made at the time of the act or occurrence recorded or within a reasonable time thereafter, and that the person who made the record had actual knowledge of the event recorded or received the information from someone within the business who had actual knowledge and was under a business duty to report the event to the maker of the record or if the statement of an outsider within the business record satisfies an independent hearsay exception (see, Alexander, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR C4518:l). To make this showing requires testimony from a sponsoring witness, someone from within the particular business such as the author, a records custodian or other employee [324]*324who can testify as to the nature of the record-keeping practices of the business (see, Alexander, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR C4518:2; Prince, Richardson on Evidence § 8-306 [Farrell 11th ed]).

The rules of the State Public Transportation Safety Board provide at 17 NYCRR 990.15 (formerly § 1000.15) with respect to the giving of testimony by a member of the board or its staff that: "Except as provided in this section, no member of the board or its staff shall be compelled or permitted to testify in any litigation involving any matter which is or was subject to an investigation by the board, either during or subsequent to such investigation, unless the board is a party to such litigation. Testimony of members of the board’s staff may be available for use in actions or suits for damages arising out of accidents investigated by the board, through depositions or written interrogatories only. Depositions may only be taken at the board’s main office, unless the board agrees to a deposition at another location. Depositions must be on notice to all parties, and must be at a time convenient to the board. Members of the board’s staff may be compelled to submit to a deposition only once in connection with any accident investigation, and consequently, when more than one lawsuit arises, it shall be the duty of counsel seeking the deposition to ascertain the identity of all parties and to notify them to afford them opportunity to participate in the deposition.” By operation of this rule no one from the State Public Transportation Safety Board may be compelled to give trial testimony in any litigation involving a matter which the Board has investigated. No party, therefore, who would be inclined to introduce the July 3, 1992 or July 23, 1992 reports into evidence will be able to lay the requisite foundation under the CPLR 4518 (a) business records exception to the rule against hearsay.

With respect to the CPLR 4520 public documents exception, the court notes initially that the admissibility of a government investigative report under this provision has not been definitively addressed in New York (see, Cramer v Kuhns, 213 AD2d 131 [1995], lv dismissed 87 NY2d 860 [1995]; Alexander, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR C4520:3). The court also notes that it has been suggested that the New York courts may derive some guidance on the issue from examining the Federal counterpart to CPLR 4520, Federal Rules of Evidence, rule 803 (8) (C) and the judicial treatment thereof (see, Cramer v Kuhns, 213 AD2d 131, supra; Alexander, Practice Commentaries, McKinney’s Cons Laws of [325]*325NY, Book 7B, CPLR C4520:3). Rule 803 concerns exceptions to the rule against hearsay and. subdivision (8) concerns public records and reports. The subdivision-provides in pertinent part that "[r]ecords, reports, statements, or data compilations, in any form, of public offices or agencies, setting forth * * * (C) in civil actions and proceedings * * * factual findings resulting from an investigation made pursuant to authority granted by law, unless the sources of information or other circumstances indicate lack of trustworthiness”, will not be excluded as hearsay. Although the Federal rule speaks only of the admissibility of investigatory reports containing factual findings, the Supreme Court of the United States has interpreted the rule broadly to permit opinions and conclusions contained in such reports (Beech Aircraft Corp. v Rainey, 488 US 153 [1988]). The Court reasoned that the significant inquiry is as to trustworthiness and not the arbitrary distinction as to fact or opinion, holding that "a trial judge has the discretion, and indeed the obligation, to exclude an entire report or portions thereof— whether narrow 'factual’ statements or broader 'conclusions’ ” are determined to be untrustworthy (supra, at 167). The Court then noted the nonexclusive list of four factors proposed by the Advisory Committee as helpful in determining trustworthiness: (1) the timeliness of the investigation; (2) the investigator’s skill and experience; (3) whether a hearing was held, and (4) possible bias when reports are prepared with a view to possible litigation.

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Bluebook (online)
170 Misc. 2d 321, 648 N.Y.S.2d 248, 1996 N.Y. Misc. LEXIS 362, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kaiser-v-metropolitan-transit-authority-nysupct-1996.