Judgment rendered May 10, 2023. Application for rehearing may be filed within the delay allowed by Art. 2166, La. C.C.P.
No. 55,085-CA
COURT OF APPEAL SECOND CIRCUIT STATE OF LOUISIANA
*****
JULIE ASHLEY THOMAS Plaintiff-Appellant
versus
STEVE ERIN CRAWFORD, D.C. Defendant-Appellee
Appealed from the Fifth Judicial District Court for the Parish of Franklin, Louisiana Trial Court No. 45,765B
Honorable Will R. Barham, Judge
KENNETH ST. PÉ, APLC Counsel for Appellants, By: Kenneth St. Pé Patrick Thomas, Julie Ashley Thomas, Ashley O’Mera Thomas, Raylee Walker Thomas, and Rylan Coy Thomas
COWAN LAW FIRM, LLP Counsel for Appellee By: Thomas Clifton Cowan Leah T. Therio
Before COX, THOMPSON, and HUNTER, JJ. THOMPSON, J.
Julie Thomas visited her chiropractor for treatment of a “crick” in her
neck, which was treated with a C-1 Toggle maneuver, a chiropractic
maneuver she had never before received. Immediately after the maneuver,
she suffered the onset of symptoms of a stroke, which included vomiting,
loss of vision, dizziness, and weakness in part of her body. The seriousness
of her symptoms required that she be transported from the chiropractic office
by ambulance to the emergency room at the closest hospital, and ultimately
by helicopter to University Health in Shreveport, where she was diagnosed
with a vertebral artery dissection and stroke. She filed a medical malpractice
claim, and the medical review panel found her chiropractor did not breach
the standard of care. The case proceeded to trial in district court, and
following the presentation of her evidence, the trial judge granted a motion
for directed verdict in favor of the chiropractor, which she now appeals.
Finding that reasonable jurors could have arrived at a contrary conclusion,
we reverse the trial court’s grant of a directed verdict, and remand this
matter for further proceedings.
FACTS AND PROCEDURAL HISTORY
Julie Thomas (“Thomas”) occasionally experienced back or neck pain
over the past several years and would see a Winnsboro, Louisiana
chiropractor, Steve Erin Crawford, D.C. (“Dr. Crawford”), as needed on
those occasions. Thomas was experiencing pain associated with what she
described as a “crick” in her neck and consulted Dr. Crawford on May 4 and
May 5, 2016, for treatment. Those treatments provided limited relief, and
Thomas again returned to Dr. Crawford’s office on May 11, 2016, for treatment. At the time of this visit, Thomas was a 36-year-old mother of
four, who was in good health and worked as an elementary school teacher.
During this visit, Dr. Crawford explained that he was going to try
something different from the adjustments he had performed on her in the
past. Dr. Crawford performed a chiropractic technique called the C-1
Toggle maneuver. The C-1 Toggle maneuver involved Thomas lying on her
side on a special table equipped with a headrest that could be set to an
appropriate height. As part of the maneuver, the headrest would then drop
down, in conjunction with some force applied very quickly to her neck by
Dr. Crawford, resulting in the adjustment of her C-1 vertebra.
Immediately following Dr. Crawford’s performance of the C-1 Toggle
maneuver, Thomas began experiencing serious symptoms, including
vomiting, dizziness, vision loss, and the inability to control her body,
particularly the right side. As a result of Thomas’ sudden onset of
symptoms, Dr. Crawford contacted Thomas’ mother, who immediately
drove to his office. The record indicates that after Thomas’ mother arrived
and observed her daughter’s condition, she insisted that Thomas required
immediate medical attention. Dr. Crawford’s assistant contacted EMS.
Thomas was transported from Dr. Crawford’s office via ambulance to
Richardson Medical Center in Rayville, Louisiana. From there, Thomas was
airlifted to University Health in Shreveport, where it was determined that
she had suffered a stroke caused by a vertebral artery dissection at the
C-1/C-2 vertebrae level of her neck.
There is a factual dispute between the parties as to the way the C-1
Toggle maneuver was performed. Thomas claims that Dr. Crawford jerked
2 her chin toward the ceiling during the maneuver, which caused the
immediate onset of her symptoms. Dr. Crawford claims that he did not jerk
her chin toward the ceiling, and any contact with her chin would have been
confined to positioning her head prior to performing the maneuver.
On February 7, 2018, a medical review panel convened and issued its
opinion, finding that Dr. Crawford did not breach the standard of care. On
March 15, 2018, Thomas filed a medical malpractice action in the district
court, seeking to recover from him for the resulting medical expenses and
damages that resulted from his chiropractic treatment.
On September 3, 2019, Thomas filed a motion to strike the medical
review panel opinion and panel testimony at trial. Thomas’ argument in
favor of striking the panel opinion was that panelist Jason Abshire, D.C.
(“Dr. Abshire”) testified during his January 15, 2019 deposition that he
found no breach of the standard of care by concluding that Dr. Crawford’s
version of events was correct. However, when questioned further regarding
the panel’s final conclusion that Dr. Crawford did not breach the standard of
care, Dr. Abshire admitted that if Thomas’ description of the maneuver was
to be believed, then Dr. Crawford would have in fact breached the standard
of care. Therefore, Thomas contended that the panel made a credibility
determination by choosing to believe Dr. Crawford’s version of events.
Thomas argued that the contradictory accounts of the incident presented a
credibility issue for the jury and asserted that the resolution of the credibility
issue was not appropriate for the medical review panel. As such, the panel
opinion should be struck.
3 On October 21, 2019, a hearing was held on Thomas’ motion to strike
the panel opinion and testimony at trial. Ultimately, the parties agreed to
strike the medical review panel opinion, and that it would not be admitted
into evidence at trial. However, the parties agreed that the medical review
panelists would be allowed to testify at trial if they were subpoenaed and
called as witnesses. A stipulation outlining this agreement was entered into
the record.
On June 20, 2022, the jury trial began. Thomas testified at trial
regarding her experience on May 11, 2016, at Dr. Crawford’s office. She
explained that she lay on her left side on the table with a headrest and that
Dr. Crawford stood behind her and placed one hand on her head and one
hand on her chin. She described the force applied by Dr. Crawford and the
movement as “a quick jerk” and that her “chin went toward the ceiling.”
Immediately after the maneuver, Thomas testified that her right arm flopped,
she became so dizzy that she could not see anything, she also immediately
began vomiting, and that the room was spinning. Thomas asked Dr.
Crawford if she was okay; he responded that she was okay, stating that “this
happens sometimes,” and you “just need to go home and sleep it off.”
Thomas testified that Dr. Crawford used a light to check her eyes, and
specifically told her, “you’re not having a stroke.” Thomas described her
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Judgment rendered May 10, 2023. Application for rehearing may be filed within the delay allowed by Art. 2166, La. C.C.P.
No. 55,085-CA
COURT OF APPEAL SECOND CIRCUIT STATE OF LOUISIANA
*****
JULIE ASHLEY THOMAS Plaintiff-Appellant
versus
STEVE ERIN CRAWFORD, D.C. Defendant-Appellee
Appealed from the Fifth Judicial District Court for the Parish of Franklin, Louisiana Trial Court No. 45,765B
Honorable Will R. Barham, Judge
KENNETH ST. PÉ, APLC Counsel for Appellants, By: Kenneth St. Pé Patrick Thomas, Julie Ashley Thomas, Ashley O’Mera Thomas, Raylee Walker Thomas, and Rylan Coy Thomas
COWAN LAW FIRM, LLP Counsel for Appellee By: Thomas Clifton Cowan Leah T. Therio
Before COX, THOMPSON, and HUNTER, JJ. THOMPSON, J.
Julie Thomas visited her chiropractor for treatment of a “crick” in her
neck, which was treated with a C-1 Toggle maneuver, a chiropractic
maneuver she had never before received. Immediately after the maneuver,
she suffered the onset of symptoms of a stroke, which included vomiting,
loss of vision, dizziness, and weakness in part of her body. The seriousness
of her symptoms required that she be transported from the chiropractic office
by ambulance to the emergency room at the closest hospital, and ultimately
by helicopter to University Health in Shreveport, where she was diagnosed
with a vertebral artery dissection and stroke. She filed a medical malpractice
claim, and the medical review panel found her chiropractor did not breach
the standard of care. The case proceeded to trial in district court, and
following the presentation of her evidence, the trial judge granted a motion
for directed verdict in favor of the chiropractor, which she now appeals.
Finding that reasonable jurors could have arrived at a contrary conclusion,
we reverse the trial court’s grant of a directed verdict, and remand this
matter for further proceedings.
FACTS AND PROCEDURAL HISTORY
Julie Thomas (“Thomas”) occasionally experienced back or neck pain
over the past several years and would see a Winnsboro, Louisiana
chiropractor, Steve Erin Crawford, D.C. (“Dr. Crawford”), as needed on
those occasions. Thomas was experiencing pain associated with what she
described as a “crick” in her neck and consulted Dr. Crawford on May 4 and
May 5, 2016, for treatment. Those treatments provided limited relief, and
Thomas again returned to Dr. Crawford’s office on May 11, 2016, for treatment. At the time of this visit, Thomas was a 36-year-old mother of
four, who was in good health and worked as an elementary school teacher.
During this visit, Dr. Crawford explained that he was going to try
something different from the adjustments he had performed on her in the
past. Dr. Crawford performed a chiropractic technique called the C-1
Toggle maneuver. The C-1 Toggle maneuver involved Thomas lying on her
side on a special table equipped with a headrest that could be set to an
appropriate height. As part of the maneuver, the headrest would then drop
down, in conjunction with some force applied very quickly to her neck by
Dr. Crawford, resulting in the adjustment of her C-1 vertebra.
Immediately following Dr. Crawford’s performance of the C-1 Toggle
maneuver, Thomas began experiencing serious symptoms, including
vomiting, dizziness, vision loss, and the inability to control her body,
particularly the right side. As a result of Thomas’ sudden onset of
symptoms, Dr. Crawford contacted Thomas’ mother, who immediately
drove to his office. The record indicates that after Thomas’ mother arrived
and observed her daughter’s condition, she insisted that Thomas required
immediate medical attention. Dr. Crawford’s assistant contacted EMS.
Thomas was transported from Dr. Crawford’s office via ambulance to
Richardson Medical Center in Rayville, Louisiana. From there, Thomas was
airlifted to University Health in Shreveport, where it was determined that
she had suffered a stroke caused by a vertebral artery dissection at the
C-1/C-2 vertebrae level of her neck.
There is a factual dispute between the parties as to the way the C-1
Toggle maneuver was performed. Thomas claims that Dr. Crawford jerked
2 her chin toward the ceiling during the maneuver, which caused the
immediate onset of her symptoms. Dr. Crawford claims that he did not jerk
her chin toward the ceiling, and any contact with her chin would have been
confined to positioning her head prior to performing the maneuver.
On February 7, 2018, a medical review panel convened and issued its
opinion, finding that Dr. Crawford did not breach the standard of care. On
March 15, 2018, Thomas filed a medical malpractice action in the district
court, seeking to recover from him for the resulting medical expenses and
damages that resulted from his chiropractic treatment.
On September 3, 2019, Thomas filed a motion to strike the medical
review panel opinion and panel testimony at trial. Thomas’ argument in
favor of striking the panel opinion was that panelist Jason Abshire, D.C.
(“Dr. Abshire”) testified during his January 15, 2019 deposition that he
found no breach of the standard of care by concluding that Dr. Crawford’s
version of events was correct. However, when questioned further regarding
the panel’s final conclusion that Dr. Crawford did not breach the standard of
care, Dr. Abshire admitted that if Thomas’ description of the maneuver was
to be believed, then Dr. Crawford would have in fact breached the standard
of care. Therefore, Thomas contended that the panel made a credibility
determination by choosing to believe Dr. Crawford’s version of events.
Thomas argued that the contradictory accounts of the incident presented a
credibility issue for the jury and asserted that the resolution of the credibility
issue was not appropriate for the medical review panel. As such, the panel
opinion should be struck.
3 On October 21, 2019, a hearing was held on Thomas’ motion to strike
the panel opinion and testimony at trial. Ultimately, the parties agreed to
strike the medical review panel opinion, and that it would not be admitted
into evidence at trial. However, the parties agreed that the medical review
panelists would be allowed to testify at trial if they were subpoenaed and
called as witnesses. A stipulation outlining this agreement was entered into
the record.
On June 20, 2022, the jury trial began. Thomas testified at trial
regarding her experience on May 11, 2016, at Dr. Crawford’s office. She
explained that she lay on her left side on the table with a headrest and that
Dr. Crawford stood behind her and placed one hand on her head and one
hand on her chin. She described the force applied by Dr. Crawford and the
movement as “a quick jerk” and that her “chin went toward the ceiling.”
Immediately after the maneuver, Thomas testified that her right arm flopped,
she became so dizzy that she could not see anything, she also immediately
began vomiting, and that the room was spinning. Thomas asked Dr.
Crawford if she was okay; he responded that she was okay, stating that “this
happens sometimes,” and you “just need to go home and sleep it off.”
Thomas testified that Dr. Crawford used a light to check her eyes, and
specifically told her, “you’re not having a stroke.” Thomas described her
body “flopping over,” and she required a chair to be placed against a wall so
she could sit down, propped against the wall, so she would not fall over.
Thomas testified that she believed Dr. Crawford’s assistant called
EMS after her mother arrived at his office and insisted she needed medical
attention. When EMS arrived at his office, Thomas was placed on a stretcher
4 because she could not walk. Thomas testified that she has vague memories
of her ambulance ride to Rayville, followed by her helicopter ride to
Shreveport. The record reflects that she spent approximately four days in
the ICU at University Health, and then was moved to a different floor in the
hospital to undergo physical therapy and occupational therapy. Thomas
testified that initially in the hospital, she could not walk and required a
walker and a belt to assist her because she could not lift her right leg. After
seven days at University Health, she was released to go home. She
continued to use a walker and receive assistance from her husband. She
received home health care and had follow-up visits with Dr. Bharat
Guthikonda, her treating neurosurgeon, for several weeks. Thomas testified
that her life drastically changed following the stroke due to the loss of her
independence. Thomas also testified regarding the emotional toll of the
stroke on herself and her family, as well as the physical and cognitive
limitations she still experiences, which she attributes to the stroke.
Dr. Crawford also testified at trial. During his testimony, he admitted
that vertebral artery dissection is one possible result of chiropractic care.
When describing the C-1 Toggle maneuver, Dr. Crawford testified that the
chiropractor applies a quick thrust to the patient’s neck to affect the
adjustment. He testified it “can be a bit of a shock the very first time it’s
done.” He confirmed that use of excessive force in chiropractic
manipulation is a breach of the standard of care, and that lifting the chin is
not proper chiropractic technique and is a breach of the standard of care.
However, Dr. Crawford denied jerking Thomas’ chin toward the ceiling, and
5 testified that the only contact he would have made with her chin would be to
position her prior to the maneuver.
Medical review panelist Dr. Jason Abshire’s January 15, 2019
deposition was read into the record at trial. As noted above, Dr. Abshire
testified that he disagreed with Thomas’ account of how Dr. Crawford
performed the C-1 Toggle maneuver. Specifically, Dr. Abshire did not
believe that Dr. Crawford had jerked her chin toward the ceiling. Dr.
Abshire testified that he does not perform the C-1 Toggle maneuver on his
patients, due to personal preference. Dr. Abshire testified that if Thomas’
version of the incident was true – that Dr. Crawford took her chin and jerked
it toward the ceiling – that would constitute a breach of the standard of care.
Dr. Bharat Guthikonda (“Dr. Guthikonda”), a board-certified
neurosurgeon at University Health and professor of neurosurgery at the LSU
School of Medicine in Shreveport, Louisiana was Thomas’ treating
physician at University Health following her stroke. His July 9, 2019
videotaped deposition was presented to the jury at trial, in lieu of his live
testimony. He acknowledged that Thomas’ symptoms began immediately
following her chiropractic treatment with Dr. Crawford: “[…] when she
went to the chiropractor I don’t think she had these symptoms. And then
when she had the chiropractic treatment, I think that’s what started these
symptoms.”
Dr. Guthikonda testified regarding Thomas’ diagnosis of vertebral
artery dissection: “[W]hen we are taught in neurosurgery residency this is
kind of, this exact scenario is kind of a classic example of how someone
6 might develop a vertebral artery dissection specifically, is through
chiropractic manipulation.” Additionally, Dr. Guthikonda provided:
I think this is an inherent risk to chiropractic manipulation that I think, you know, any chiropractor would agree that this would be a possible risk with their treatment, and I think it’s a rare occurrence in terms of what we see for this to actually happen. But I think it’s kind of a known risk for that type of treatment.
Dr. Guthikonda further testified: “I’m not a chiropractor, so their exact
manipulations and things like that, I’m not familiar with. But I think that the
concept of any sort of neck trauma or neck manipulation could cause a
vertebral artery dissection.” Dr. Guthikonda testified that a vertebral artery
dissection is more typically caused by trauma, rather than some underlying
blood vessel issue. In response to a direct question on whether a quick jerk
to the ceiling could cause Thomas’ vertebral artery dissection, Dr.
Guthikonda stated:
I mean, I just am not a chiropractor so it’s kind of hard for me. I think it could be. I also think it’s probably a maneuver you could do, you know, without that happening, you know 999 out of 1,000 times and not have it happen. So I think, again, mild trauma, big trauma, I think any of those things could probably cause some arterial injury in you know, an unfortunate circumstance.
At the conclusion of the presentation of Thomas’ case and her
witnesses, Dr. Crawford moved for a directed verdict. During the arguments
related to the motion for directed verdict, counsel for Dr. Crawford argued
that the testimony presented during Thomas’ case that was related to
causation did not answer the question of whether “there’s medical certainty
that the actions of Dr. Crawford caused these injuries.” Counsel for Dr.
Crawford further argued that Dr. Guthikonda never stated that the
chiropractic treatment caused Thomas’ injuries, more probably than not.
7 Prior to issuing his oral ruling on the motion for directed verdict, the
trial judge appeared to be fixated on Dr. Guthikonda’s testimony that in “999
out of 1000 cases,” no injury resulted from a chiropractic manipulation. The
trial judge stated: “[…] the 999 out of a thousand, that’s – please tell me
how I in good conscious [sic] send that to a jury and – and be fair to this
man as well.” When Thomas’ counsel implored the trial judge to send the
case to the jury, the trial judge concluded: “I don’t feel that that would serve
the interest of justice.” The trial judge issued his oral ruling, granting the
directed verdict in favor of Dr. Crawford. This appeal followed.
DISCUSSION
Thomas asserts two assignments of error:
Assignment of Error Number 1: The trial court erred in granting Defendant’s directed verdict because the testimony of Thomas’ witnesses, including her treating neurosurgeon, Dr. Guthikonda, established the causal link between Dr. Crawford’s chiropractic manipulation and her vertebral artery dissection, and the trial court improperly ignored uncontradicted fact and expert testimony, and/or alternatively made factual determinations belonging to the jury.
Assignment of Error Number 2: The trial court erred in reading the medical review panel opinion to the jury when the parties had stipulated and the court had ordered that the opinion would not be admissible.
In her first assignment of error, Thomas argues the trial court erred in
granting Dr. Crawford’s directed verdict because the testimony of her
witnesses, including her treating neurosurgeon, established a causal link
between the chiropractic manipulation and her vertebral artery dissection.
Thomas argues that the trial court improperly ignored witness testimony, and
made credibility determinations that belonged to the jury. Thomas asserts
that the issue presented on the trial court’s grant of the motion for directed
verdict is not whether she has proven her case against Dr. Crawford by a
8 preponderance of the evidence, but whether, upon reviewing the evidence
submitted, the reviewing court concludes that reasonable people could not
have reached a verdict in favor of Thomas against Dr. Crawford.
A motion for directed verdict is a procedural device available in jury
trials to promote judicial efficiency. La. C.C.P. art. 1810; Gray v. State
Farm Ins. Co., 53,554 (La. App. 2 Cir. 1/13/21), 310 So. 3d 768, writ
denied, 21-00242 (La. 4/7/21), 313 So. 3d 978. The motion is appropriately
made at the close of the evidence offered by the opposing party and should
be granted when, after considering all evidentiary inferences in the light
most favorable to the movant’s opponent, it is clear that the facts and
inferences so overwhelmingly favor a verdict for the movant, that reasonable
jurors could not have arrived at a contrary conclusion. Id. See also, Clifton
v. Coleman, 32,612 (La. App. 2 Cir. 12/23/99), 748 So. 2d 1263, writ
denied, 00-0201 (La. 3/24/00), 758 So. 2d 151. If there is substantial
evidence opposed to the motion, i.e., evidence of such quality and weight
that reasonable and fair-minded jurors in the exercise of impartial judgment
might reach different conclusions, the motion should be denied and the case
submitted to the jury. Gray, supra.
The trial judge is prohibited from making any credibility
determination, but otherwise, he has much discretion in deciding a motion
for directed verdict. Barnes v. Thames, 578 So. 2d 1155 (La. App. 1 Cir.
1991); Vallery v. All American Life Ins. Co., 429 So. 2d 513 (La. App. 3 Cir.
1983). The standards are liberally construed in favor of the nonmoving
party. Gray, supra.
9 The standard of review of a trial judge’s granting of a directed verdict
is whether, viewing the evidence submitted, reasonable men could not reach
a contrary verdict. Watson v. Willis-Knighton Med. Ctr., 47,295 (La. App. 2
Cir. 6/20/12), 93 So. 3d 855; Dowles v. Conagra, Inc., 43,074 (La. App. 2
Cir. 3/26/08), 980 So. 2d 180. The appellate court must evaluate the
propriety of a directed verdict in light of the substantive law related to the
claims. Id. Appellate courts review the district court’s granting of a directed
verdict under the de novo standard of review. Hall v. Folger Coffee Co., 03-
1734, p.10 (La. 4/14/04), 874 So. 2d 90, 99.
In a medical malpractice case, the plaintiff bears the burden of
proving a causal relationship between the injury and the accident which
caused the injury. Maranto v. Goodyear Tire & Rubber Co., 94-2603 (La.
2/20/95), 650 So. 2d 757. The burden of proof is by a preponderance of the
evidence. Id. The test for determining the causal relationship is whether the
plaintiff proved through medical testimony that it is more probable than not
that the subsequent injuries were caused by the accident. Id.
After reviewing this record, we find that Dr. Crawford failed to prove
that the facts and inferences so overwhelmingly favor a verdict in his favor,
such that reasonable jurors could not have arrived at a contrary conclusion.
During the trial, Dr. Guthikonda testified that a trauma to the neck can cause
a vertebral artery dissection. The trial judge based his decision to grant a
directed verdict by focusing on Dr. Guthikonda’s testimony that the majority
of chiropractic treatments do not result in any injury to a patient. However,
the additional evidence presented by Thomas’ other witnesses should also be
considered by the factfinder. Thomas herself provided testimony that was
10 pertinent to the causation issue. Her testimony contradicted the version of
events provided by Dr. Crawford, creating a genuine factual dispute that
should be resolved by the jury. Additionally, Dr. Abshire provided medical
testimony, admitting that if Thomas’ version of events was to be believed,
then Dr. Crawford’s performance of the C-1 Toggle maneuver did in fact
constitute a breach of the standard of care. Based on the record before us, it
appears the trial court made credibility determinations that are reserved for
the ultimate factfinder. Such credibility determinations are inappropriate
when ruling on a motion for directed verdict.
After considering all evidentiary inferences in the light most favorable
to Thomas, it is not clear from the record that the facts and inferences so
overwhelmingly favor a verdict for Dr. Crawford that reasonable jurors
could not have arrived at a contrary conclusion. We find that the evidence
submitted by Thomas demonstrated that reasonable jurors could have
concluded that Dr. Crawford’s chiropractic treatment was the cause of her
injuries. Accordingly, we reverse the trial court’s judgment granting the
motion for a directed verdict. Because the case should be submitted to the
jury, we remand the case for further proceedings.
Our finding on Thomas’ first assignment of error above pretermits
consideration of her remaining assignment of error.
11 CONCLUSION
Considering the foregoing, the trial court’s grant of directed verdict in
favor of Steve Erin Crawford, D.C., is hereby reversed. The case is
remanded for further proceedings. Costs of this appeal are assessed to Steve
Erin Crawford, D.C..
REVERSED; REMANDED.