J.S. v. Berla

456 S.W.3d 19, 2015 Ky. App. LEXIS 14, 2015 WL 507414
CourtCourt of Appeals of Kentucky
DecidedFebruary 6, 2015
DocketNO. 2013-CA-001792-MR
StatusPublished
Cited by15 cases

This text of 456 S.W.3d 19 (J.S. v. Berla) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
J.S. v. Berla, 456 S.W.3d 19, 2015 Ky. App. LEXIS 14, 2015 WL 507414 (Ky. Ct. App. 2015).

Opinion

OPINION

VANMETER, JUDGE:

Generally speaking, a psychologist appointed by the court to conduct a custody evaluation is immune from civil and criminal liability for verbal statements made to the Cabinet for Health and Family Services (“Cabinet”) and for written statements submitted to the court through a final report. The issue presented on appeal is whether the Oldham Circuit Court erred in ruling that Katherine Berla was entitled to immunity under the facts of this ease. We find that the family court did not err, and therefore affirm.

I. Facts and Procedure

Berla was appointed by the Oldham Family Court tó make an expedited, or limited custody, evaluation of A.R. (“the mother”) and J.S. (“the father”) to assist the family court in determining the best custody/time-sharing arrangement for the parties’ minor child. Berla began by interviewing the mother. During their discussion, the mother made several allegations of concern to Berla, most significantly, that the father had unsecured firearms in his home. Other concerns included lack of appropriate food, lack of cleanliness in the home, lack of laundering of clothing, lack of appropriate bedding, and an unsecured firearm in the vehicle. After the interview with the mother, Berla contacted the Cabinet to report the information the mother had shared about the firearms.

Berla then interviewed the father. During their discussion, he stated that he had removed the unsecured firearms from his home, but still kept a gun and magazine in the center console of his vehicle. When Berla asked the father if he had ever been investigated by the Cabinet, he said no. Following their interview, Berla again contacted the Cabinet to inquire about her initial report and td also report that the father still had unsecured firearms in his possession. Berla testified that she was interested in the Cabinet’s investigative report because it would be an independent evaluation of the father’s home and helpful to her custody recommendation to the court.

[22]*22In a later interview between Berla and the father, he expressed a desire for retribution against the mother, who he believed had reported him to the Cabinet. Berla stated she knew for a fact that the mother had not reported him. However, Berla did not tell him that she had reported him because she was uncomfortable doing so.

After meeting with other people in the child’s life, observing the child interact with both parents, and gathering other information, Berla submitted her report to the family court. She recommended joint custody, with the mother to serve as primary residential parent and the father to have visitation rights. The family court ultimately adopted her recommendation. The father felt Berla’s recommendation was due to her partiality towards the mother and, in an effort to prove Berla’s prejudice, the father hired a different psychologist, Dr. David Feinberg, to conduct a separate evaluation. In Dr. Feinberg’s report, he stated:

Of greatest concern is the appearance of a lack of objectivity. • [Berla] seemed very sympathetic to and affirming of [the mother] and highly critical of [the father]. It was particularly concerning that she had such a negative view of [the father] that she reported him to the Cabinet as being dangerous to [the parties’ minor child].

At the conclusion of the family court matter, the father filed an action in Old-ham Circuit Court against Berla alleging defamation as a result of Berla’s verbal report to the Cabinet and her written report to the family court. The father also averred that by reporting him to the Cabinet prior to meeting him and then by following up and “insisting” an investigation be conducted, Berla acted in bad faith, which precludes her from claiming immunity under Kentucky law. Additionally, the father alleged that by acting favorably towards the mother and prejudicially against him, Berla breached the good faith and fair dealing contractual requirement of the Uniform Commercial Code (“UCC”). In that vein, the father’s argument focused on the fact that Berla conducted a full report instead of an expedited or limited report which she was originally appointed to perform.

Berla moved for judgment on the pleadings for failure to state a claim upon which relief could be granted. CR1 12.02, 12.03. The circuit court considered evidence outside the pleadings, thereby converting her motion into one for summary judgment. The circuit court granted Berla’s motion and dismissed the father’s complaint. The father now appeals.

II. Standard of Review

Summary judgment is used to “terminate litigation when, as a matter of law, it appears that it would be impossible for the respondent to produce evidence at the trial warranting a judgment in his favor.” Steelvest, Inc. v. Scansteel Sen. Ctr., 807 S.W.2d 476, 480 (Ky.1991). Whether immunity is available involves the evaluation of material facts but. ultimately remains a question of law to be determined by the court. Norton Hosps., Inc. v. Peyton, 381 S.W.3d 286, 290 (Ky.2012). Summary judgment should be granted only when sufficient evidence of record entitles the movant to immunity as a matter of law. Id. at 291. Further, “[t]he question of privilege is a matter of law for the court’s determination.” Rogers v. Luttrell, 144 S.W.3d 841, 844 (Ky.App.2004) (internal quotations and citation omitted). Once a defendant asserts privilege, the plaintiff must then show privilege is either not available or has been abused. Harstad v. [23]*23Whiteman, 338 S.W.3d 804, 811 (Ky.App.2011). While a jury normally determines if a privilege has been abused, if no facts of record show malice, summary judgment may be appropriate. Id.

III. Analysis

The father asserts three claims of error with' respect to the circuit court’s grant of summary judgment: 1) Berla did not have a good faith basis for her verbal comments to the Cabinet, and therefore statutory immunity did not apply; 2) Berla was not entitled to assert the judicial proceedings privilege; and 3) Berla breached her contractual obligation of good faith and fair dealing by becoming an advocate for the mother, thereby intentionally and without cause interfering with the father’s custody of his child. While both slander and libel are alleged by the father, the distinction is not pertinent in this case since if immunity and privilege are available to Berla, she is protected from any civil or criminal liability. These issues will be addressed in turn.

A. Immunity for Verbal Report to the Cabinet.

In an effort to thwart child abuse, Kentucky, like other states, has enacted mandatory reporting statutes. KRS2 620.030(1) requires:

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Bluebook (online)
456 S.W.3d 19, 2015 Ky. App. LEXIS 14, 2015 WL 507414, Counsel Stack Legal Research, https://law.counselstack.com/opinion/js-v-berla-kyctapp-2015.