Joy Global, Inc. v. Wisconsin Department of Workforce Development

257 F. App'x 539
CourtCourt of Appeals for the Third Circuit
DecidedDecember 10, 2007
Docket06-3885
StatusUnpublished
Cited by3 cases

This text of 257 F. App'x 539 (Joy Global, Inc. v. Wisconsin Department of Workforce Development) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joy Global, Inc. v. Wisconsin Department of Workforce Development, 257 F. App'x 539 (3d Cir. 2007).

Opinion

OPINION

McKEE, Circuit Judge.

Joy Global, Inc., appeals the district court’s ruling that the Wisconsin Department of Workforce Development’s (“DWD”) state law claim against Joy Global for unpaid severance payments is not preempted by the Employee Retirement Income Security Act, 29 U.S.C. § 1001 et seq. For the reasons set forth below, we conclude that the order appealed from is not an appealable order under 28 U.S.C. § 1292(a)(1), and we will therefore dismiss the appeal for lack of jurisdiction.

I.

Inasmuch as we write primarily for the parties who are familiar with this case, we need not set forth the procedural or factual background except insofar as may be helpful to our brief discussion.

On November 15, 2006, a motion panel of this court denied DWD’s motion to dismiss. Our Internal Operating Procedures provide, in relevant part:

A motion panel may grant a motion to dismiss an appeal. If the motion seeks dismissal for lack of jurisdiction, and the panel votes not to grant the motion, the motion is referred by order, without decision and without prejudice, to the merits panel.

Third Circuit IOP 10.3.5.

Here, DWD once again contends that we have no jurisdiction over Joy Global’s appeal. DWD relies on the argument it made in support of its motion to dismiss Joy Global’s appeal. In a “nutshell,” DWD contends that appeals based on a denial of ERISA preemption are interlocutory and can only be reviewed pursuant to 28 U.S.C. § 1292(b). DWD’s Br. at 20-21 (citing, inter alia, Levine v. United Healthcare Corp., 402 F.3d 156, 161 & 163-64 (3d Cir.2005)). DWD argues that Joy Global did not seek certification to appeal under § 1292(b), and claims we therefore lack jurisdiction.

Joy Global contends that we have jurisdiction under 28 U.S.C. § 1292(a)(1) because, in holding that DWD’s state law claims were not preempted by ERISA, *541 “the district court denied Joy Global an injunction.” Joy Global’s Br. at 2. In making that contention, Joy Global cites to that portion of the district court’s opinion which reads as follows:

This proceeding began when DWD allegedly requested that the Wisconsin Attorney General prosecute Harnischfeger and Beloit for failure to pay severance benefits to certain employees. Har-nischfeger and Beloit then sued DWD, as well as officials from the Wisconsin Attorney General’s Office and the Wisconsin Labor Standards Division, requesting injunctive relief, claiming that the prosecution was precluded under the Employee Retirement Income Security Act (“ERISA”), 29 U.S.C. § 1001, et seq., and Article VI, Section 2 of the United States Constitution.

346 B.R. 659, 661 n. 2 (D.Del.2006) (emphasis added). Joy Global argues that the district court’s rejection of its attempt to argue that ERISA prevented DWD from pursuing state law claims was therefore tantamount to a denial of injunctive relief. Although that argument is not without appeal, we cannot agree.

Except for footnote 2, the district court’s opinion does not mention any request for injunctive relief. The court’s order states only that “the claim brought by [DWD] in this case is not preempted by” ERISA. Id. at 669. It is difficult to fashion a denial of an injunction from an order that was clearly only intended to reject Joy Global’s assertion that DWD’s state law claims were preempted by ERISA.

We realize, of course, that an order can have the practical effect of granting or denying injunctive relief even though it does not specifically refer to an injunction. Such an order may constitute an appeal-able interlocutory order under § 1292(a)(1). See General Electric Co. v. Marvel Rare Metals Co., 287 U.S. 430, 433, 53 S.Ct. 202, 77 L.Ed. 408 (1932), see also Presinzano v. Hoffman — LaRoche, Inc., 726 F.2d 105, 109 (3d Cir.1984).

However, in Carson v. American Brands, Inc., 450 U.S. 79,101 S.Ct. 993, 67 L.Ed.2d 59 (1981), the Supreme Court cautioned:

[F]or an interlocutory order to be immediately appealable under § 1292(a)(1), ... a litigant must show more than that the order has the practical effect of refusing an injunction. Because § 1292(a)(1) was intended to carve out only a limited exception to the final-judgment rule, we have construed the statute narrowly to ensure that appeal as of right under § 1292(a)(1) will be available only in circumstances where an appeal will further the statutory purpose of [permitting] litigants to effectually challenge interlocutory orders of serious, perhaps irreparable, consequence. Unless a litigant can show that an interlocutory order of the district court might have a “serious, perhaps irreparable, consequence,” and that the order can be “effectually challenged” only by immediate appeal, the general congressional policy against piecemeal review will preclude interlocutory appeal.

Id. at 84, 101 S.Ct. 993. It is clear on this record that Joy Global can not meet the stringent demands of Carson.

Joy Global contends that “[t]his case has always been about Joy Global’s efforts to obtain injunctive relief barring DWD from prosecuting its Wisconsin state law claims in any forum, state or federal.” Joy Global’s Opposition to [DWD’s] Motion to Dismiss Appeal for Lack of Jurisdiction, at 2. As recited earlier, the district court commented:

This proceeding began when DWD allegedly requested that the Wisconsin Attorney General prosecute Harnischfeger and Beloit for failure to pay severance benefits to certain employees. Har- *542 nischfeger and Beloit then sued DWD, as well as officials from the Wisconsin Attorney General’s Office and the Wisconsin Labor Standards Division, requesting injunctive relief, claiming that the prosecution was precluded under the Employee Retirement Income Security Act (“ERISA”), 29 U.S.C. § 1001, et seq., and Article VI, Section 2 of the United States Constitution.

346 B.R. at 661 n. 2 (emphasis added). The district court was referring to a § 1983 action, captioned Harnischfeger Indust., Inc. v. Doyle, No. 1:00-cv-00873 (D.Del. Sept.

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Bluebook (online)
257 F. App'x 539, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joy-global-inc-v-wisconsin-department-of-workforce-development-ca3-2007.