Joseph Toussaint v. Daniel McCarthy Joseph Toussaint v. James Rowland, Director, California Department of Corrections Daniel Vasquez Robert Borg

918 F.2d 752
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 2, 1991
Docket87-2910, 89-15613
StatusPublished
Cited by4 cases

This text of 918 F.2d 752 (Joseph Toussaint v. Daniel McCarthy Joseph Toussaint v. James Rowland, Director, California Department of Corrections Daniel Vasquez Robert Borg) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joseph Toussaint v. Daniel McCarthy Joseph Toussaint v. James Rowland, Director, California Department of Corrections Daniel Vasquez Robert Borg, 918 F.2d 752 (9th Cir. 1991).

Opinions

NOONAN, Circuit Judge:

These consolidated appeals involve a class of prisoners, who, as a class, are the toughest for a prison to handle. They are at the bottom of the social heap. They have, nonetheless, a human dignity and certain rights secured by the Constitution of the United States. The command of the Constitution has to be made concrete. At the same time prisons must be run by prison officials not judges. The tension between proper administrative discretion and necessary constitutional concreteness has produced this appeal, the fifth in this case.

The basic ease was begun 17 years ago, in 1973 as a class action under 42 U.S.C. § 1983 by inmates of four maximum security prisons administered by the State of California. The defendants were the administrators. The relevant principles and law of the case have been established in prior decisions, most notably and relevantly in Toussaint IV, Toussaint v. McCarthy, 801 F.2d 1080 (9th Cir.1986), cert. denied, 481 U.S. 1069, 107 S.Ct. 2462, 95 L.Ed.2d 871 (1987). It is not our Sisyphean task to revisit those decisions or revise their holdings. We apply them, determining here only those issues where their application has been challenged.

The appeal presents five issues where the administrator of San Quentin challenges the district court’s modification of its permanent injunction:

1. The Monitor. The modified injunction appoints a monitor “to entertain requests on behalf of individual prisoners for review of decisions to assign the prisoners to segregation for ‘administrative’ reasons.” The district court under Toussaint IV at 1114 had authority to appoint such a monitor if the district court determined that these conditions existed: (1) the administrators’ procedures for segregation did not comply with due process; (2) the administrators were “unlikely to comply voluntarily”; and (3) a monitor was necessary to obtain compliance.

[754]*754These conditions have not been met. The record shows that the defendants “have not wilfully violated the due process rights of any prisoner. In fact, [the officials] operate an elaborate system of procedures with every hope that it will prevent due process violations.” [ER 2935 at p. 48] A monitor who was already in place invited the segregated prisoners, then numbering 780, to complain if they had been improperly segregated. On the basis of the complaints that followed this invitation, the monitor found five prisoners the basis of whose segregation was not supported by evidence. A rate of unintentional constitutional error of 5/780 does not show an inability to comply with constitutional norms. See McCrae v. Hankins, 720 F.2d 863, 868 (5th Cir.1983); Ruiz v. Estelle, 679 F.2d 1115, 1132 (5th Cir.), vacated and amended in part on other grounds, 688 F.2d 266 (5th Cir.1982), cert. denied, 460 U.S. 1042, 103 S.Ct. 1438, 75 L.Ed.2d 795 (1983). The federal district court as an institution, or the court of appeals for this circuit, is not error-free and scarcely has a better record of non-intentionally depriving persons of rights secured by the Constitution.

The continued appointment of the monitor was not justified under Toussaint IV. The initial appointment was for one year from the date of the court’s order, April 21, 1989. The initial appointment expired. On April 30, 1990 the district court ordered the monitor to continue his duties until further notice. We hold that there is no justification for continuation of the appointment. In order to allow the monitor to windup his business in an orderly fashion, we hold that his appointment will cease 60 days from the date of the issuance of the mandate.

2. Polygraph Examinations. The district court prohibited the use of polygraph examinations by prison officials in determining whether a prisoner had really given up his gang association. The officials used them in conjunction with other evidence and did not rely on them as absolute predictors of behavior. The district court forbade them because the officials did not offer proof that the tests were reliable.

“Lie detectors,” as they were once popularly called, are not infallible instruments for measuring veracity. The results of a polygraph examination can constitute corroboratory evidence. Zimmerlee v. Keeney, 831 F.2d 183, 187 (9th Cir.1987), cert. denied, 487 U.S. 1207, 108 S.Ct. 2851, 101 L.Ed.2d 888 (1988). As used at San Quentin, the results of such examinations do constitute sufficient evidence to meet the standard laid down by Superintendent v. Hill, 472 U.S. 445, 105 S.Ct. 2768, 86 L.Ed.2d 356 (1985), and by Toussaint IV, 801 F.2d at 1105.

Under Hill what is required in a prison disciplinary hearing is “some evidence from which the conclusion of the administrative tribunal could be deduced.” Hill, 472 U.S. at 455-456, 105 S.Ct. at 2774. What is “some evidence” in this context is pointedly distinguished by the Supreme Court from the kind of evidence that would be required by due process “in less exigent circumstances.” Id. The kind of evidence found constitutionally sufficient in Hill would not have passed muster to send a man to prison. Interpreting Hill, Toussaint IV at 1105 noted that “the administrator’s experience and awareness of general prison conditions” had to be taken into account in determining whether or not the administrator was acting on evidence. Judged by this generous standard, polygraph examinations which are used as a helpful tool in decisions about gang membership, but which are not treated as unfailingly accurate, violate no due process right of prisoners.

There “must be some indicia of reliability of the information that forms the basis for prison disciplinary actions.” Cato v. Rushen, 824 F.2d 703, 705 (9th Cir.1987). Uncorroborated hearsay by a confidential informant is not reliable information. Id. Nor is such reliability increased by a polygraph examination that is admittedly “inconclusive.” Id. But a careful review of polygraph evidence by the Eleventh Circuit notes that “in recent years polygraph testing has gained increasingly widespread acceptance as a useful and reliable scientific tool.” United States v. Piccinonna, 885 F.2d 1529, 1535 (11th Cir.1989) (en banc). Accordingly, that circuit permits polygraph evidence to be used by stipulation or to corroborate or impeach a witness. Id. at 1536. It would be strange that tests which could be used to impeach or corroborate did not constitute “some evidence.” Polygraphs are not infallible. But “a great deal of lay testimony routinely admitted is at least as unreliable and inaccurate, and other forms of scientific evidence involve risks of instrumental or judgmental error.” Id. at 1533 (quoting McCormick on Evidence § 206 at 629 (1984)). In the special context of prison discipline use of the polygraph test does not violate due process.

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