Opinion for the Court filed by Circuit Judge WILKEY.
Dissenting Opinion filed by Circuit Judge Robb.
WILKEY, Circuit Judge:
With whirlwind speed, appellant Rolles was subjected to accusations relating to his personal integrity and honesty, denied the right to respond to the accusations, transferred out of active military reserve status, and as a result removed from the Civil Service. Because the Constitution and the Air Force’s own regulations forbid such procedures, we reverse the District Court’s dismissal of appellant’s complaint and remand with instructions that it order the full hearing which appellant has so far been denied.
I. Factual Background
Appellant was employed by the Department of the Air Force in its Air Reserve Technician (ART) Program. The purpose of this program is to provide active reserve units with a core of reservists who can provide support services on a full-time basis to their units. Applicable Air Force regulations provide that an ART employee must maintain his active reserve membership as a condition of employment.
The chronology of events, uncontested by the parties, is central to an understanding of this case. Prior to 6 January 1971 Mr. Rolles held the position of Air Commander in the ART Program at Grissom Air Force Base (AFB), Indiana. He simultaneously held the rank of Colonel in the United States Air Force Reserve and a GS-13 (Step 7) rating in the Civil Service. Crucial to this case is the fact that prior to that date Rolles had been on active reserve status with the Air Force.
6 January 1971
Rolles received an administrative reprimand from Brigadier General John W. Hoff, United States Air Force Reserve. The reprimand alleged that a voucher prepared by Rolles was incorrect or false and that he diverted an Air Force aircraft to Andrews Air Force Base for his personal benefit.
7 January 1971
Before any response to the reprimand could be received, the Deputy Director for the Air Force Reserve Personnel ordered “immediate action” to reassign Rolles to nonactive military reserve status. These orders were actually issued on 11 January.
12 January 1971
Air Force Headquarters Before Rolles, even received his military transfer and without waiting for any [1321]*1321response to the reprimand, the Air Force sent Rolles a notice of his proposed removal from the Civil Service ART position.
Grissom AFB, Indiana Rolles responded to the administrative reprimand sent him by General Hoff, specifically asking whether the reprimand was rendered “in Civil Service (ART) status, or . . . Military Status as a Colonel, USAFR.” He also asked whether “[rjeclama or rebuttal channels [were] open to [him] . .
15 January 1971
General Hoff notified Rolles that the reprimand “was addressed to you as a military officer of the United States Air Force Reserve.” It went on to state that “an administrative reprimand is not punitive, and therefore there are no grounds for reclama.”
In order to cover an obvious omission of a rather fundamental ingredient, the Air Force amended its notice of proposed removal of 12 January, by adding “for unsatisfactory Military performance and conduct under Rule 8, Table 12 — 1, AFM 35— 3.”
22 January 1971
Rolles sent a response to the notice of proposed removal from his Civil Service position.
28 January 1971
The Air Force amended its order of 11 January, adding the words “Unsatisfactory military performance and conduct” to the authority for reassignment.
2 February 1971
The Air Force sent Rolles a notice of its decision that he would be removed from Civil Service employment, which was followed on 11 February by the issuance of the formal notification of personnel action, removing Mr. Rolles from his Civil Service position, effective 19 February. The sole reason given for the removal action was: “Loss of active reserve membership.”
We think the above makes clear the sequence of the distinct events relating to Rolles as an officer in the Air Force and as a civilian employee. Our dissenting colleague may find confusion in our recital of them, but we think the distinctions are clear. The linkage is that the civilian discharge was built solely upon the Air Force proceedings. The abominable feature of each proceeding, which we find totally repugnant to due process, is that nowhere in the military or civilian proceeding was Rolles afforded the chance to refute the charges set forth in reputation — damaging detail in our dissenting colleague’s opinion.1 To give Rolles the opportunity to do just that is the purpose of our remand action herein.
A post-termination Civil Service hearing was subsequently requested before an Air Force Examiner.2 Even though [1322]*1322Rolles had now been removed from his Civil Service position, he had had no opportunity to answer the charges against him. It soon became evident that the Air Force had no intention of allowing him to answer these charges. When the Air Force Examiner discovered that Rolles wanted to utilize his post-termination Civil Service hearing to answer the charges made by General Hoff, he wrote that “[n]o evidence or argument concerning . . . [‘the withdrawal of such reserve status from you because of alleged unsatisfactory military performance and conduct . . . ’] will be permitted by either side . . ..” Although Rolles again at his hearing wished to contest the charges made in the reprimand, the Examiner strictly limited evidence to the simple question whether he had been transferred to nonactive reserve status, an issue which was never in dispute.
What was in issue, as discussed later, • was whether “the cause of the [Air Force] action did relate to circumstances within appellant’s control.”3 On this appellant was forbidden to offer any evidence. At his hearing before the Air , Force Examiner he was not permitted to go behind the Air Force’s order transferring him to nonactive reserve status. Thus the gravamen of appellant’s position is that at no point in this chronology of events has he ever been given an opportunity to refute the underlying charges made against him, as proved by the lengthy extracts from the various levels of proceedings quoted by our dissenting colleague.
Appellant filed an appropriate action in the District Court seeking review of the Civil Service Commission’s decision affirming his dismissal. As a part of the relief sought, he requested a determination that he was denied a fair and adequate hearing as to the reasons for his dismissal. We emphasize that the only issue before us is the legality of a dismissal from a civilian Civil Service position and we do not decide any question relating to the legality or appropriateness of appellant’s military transfer.4 In considering this appeal we will examine first whether appellant’s rights under the Civil Service law and its attendant regulations were violated, and will then examine whether appellant’s constitutional rights to due process of law were infringed.
II.
Free access — add to your briefcase to read the full text and ask questions with AI
Opinion for the Court filed by Circuit Judge WILKEY.
Dissenting Opinion filed by Circuit Judge Robb.
WILKEY, Circuit Judge:
With whirlwind speed, appellant Rolles was subjected to accusations relating to his personal integrity and honesty, denied the right to respond to the accusations, transferred out of active military reserve status, and as a result removed from the Civil Service. Because the Constitution and the Air Force’s own regulations forbid such procedures, we reverse the District Court’s dismissal of appellant’s complaint and remand with instructions that it order the full hearing which appellant has so far been denied.
I. Factual Background
Appellant was employed by the Department of the Air Force in its Air Reserve Technician (ART) Program. The purpose of this program is to provide active reserve units with a core of reservists who can provide support services on a full-time basis to their units. Applicable Air Force regulations provide that an ART employee must maintain his active reserve membership as a condition of employment.
The chronology of events, uncontested by the parties, is central to an understanding of this case. Prior to 6 January 1971 Mr. Rolles held the position of Air Commander in the ART Program at Grissom Air Force Base (AFB), Indiana. He simultaneously held the rank of Colonel in the United States Air Force Reserve and a GS-13 (Step 7) rating in the Civil Service. Crucial to this case is the fact that prior to that date Rolles had been on active reserve status with the Air Force.
6 January 1971
Rolles received an administrative reprimand from Brigadier General John W. Hoff, United States Air Force Reserve. The reprimand alleged that a voucher prepared by Rolles was incorrect or false and that he diverted an Air Force aircraft to Andrews Air Force Base for his personal benefit.
7 January 1971
Before any response to the reprimand could be received, the Deputy Director for the Air Force Reserve Personnel ordered “immediate action” to reassign Rolles to nonactive military reserve status. These orders were actually issued on 11 January.
12 January 1971
Air Force Headquarters Before Rolles, even received his military transfer and without waiting for any [1321]*1321response to the reprimand, the Air Force sent Rolles a notice of his proposed removal from the Civil Service ART position.
Grissom AFB, Indiana Rolles responded to the administrative reprimand sent him by General Hoff, specifically asking whether the reprimand was rendered “in Civil Service (ART) status, or . . . Military Status as a Colonel, USAFR.” He also asked whether “[rjeclama or rebuttal channels [were] open to [him] . .
15 January 1971
General Hoff notified Rolles that the reprimand “was addressed to you as a military officer of the United States Air Force Reserve.” It went on to state that “an administrative reprimand is not punitive, and therefore there are no grounds for reclama.”
In order to cover an obvious omission of a rather fundamental ingredient, the Air Force amended its notice of proposed removal of 12 January, by adding “for unsatisfactory Military performance and conduct under Rule 8, Table 12 — 1, AFM 35— 3.”
22 January 1971
Rolles sent a response to the notice of proposed removal from his Civil Service position.
28 January 1971
The Air Force amended its order of 11 January, adding the words “Unsatisfactory military performance and conduct” to the authority for reassignment.
2 February 1971
The Air Force sent Rolles a notice of its decision that he would be removed from Civil Service employment, which was followed on 11 February by the issuance of the formal notification of personnel action, removing Mr. Rolles from his Civil Service position, effective 19 February. The sole reason given for the removal action was: “Loss of active reserve membership.”
We think the above makes clear the sequence of the distinct events relating to Rolles as an officer in the Air Force and as a civilian employee. Our dissenting colleague may find confusion in our recital of them, but we think the distinctions are clear. The linkage is that the civilian discharge was built solely upon the Air Force proceedings. The abominable feature of each proceeding, which we find totally repugnant to due process, is that nowhere in the military or civilian proceeding was Rolles afforded the chance to refute the charges set forth in reputation — damaging detail in our dissenting colleague’s opinion.1 To give Rolles the opportunity to do just that is the purpose of our remand action herein.
A post-termination Civil Service hearing was subsequently requested before an Air Force Examiner.2 Even though [1322]*1322Rolles had now been removed from his Civil Service position, he had had no opportunity to answer the charges against him. It soon became evident that the Air Force had no intention of allowing him to answer these charges. When the Air Force Examiner discovered that Rolles wanted to utilize his post-termination Civil Service hearing to answer the charges made by General Hoff, he wrote that “[n]o evidence or argument concerning . . . [‘the withdrawal of such reserve status from you because of alleged unsatisfactory military performance and conduct . . . ’] will be permitted by either side . . ..” Although Rolles again at his hearing wished to contest the charges made in the reprimand, the Examiner strictly limited evidence to the simple question whether he had been transferred to nonactive reserve status, an issue which was never in dispute.
What was in issue, as discussed later, • was whether “the cause of the [Air Force] action did relate to circumstances within appellant’s control.”3 On this appellant was forbidden to offer any evidence. At his hearing before the Air , Force Examiner he was not permitted to go behind the Air Force’s order transferring him to nonactive reserve status. Thus the gravamen of appellant’s position is that at no point in this chronology of events has he ever been given an opportunity to refute the underlying charges made against him, as proved by the lengthy extracts from the various levels of proceedings quoted by our dissenting colleague.
Appellant filed an appropriate action in the District Court seeking review of the Civil Service Commission’s decision affirming his dismissal. As a part of the relief sought, he requested a determination that he was denied a fair and adequate hearing as to the reasons for his dismissal. We emphasize that the only issue before us is the legality of a dismissal from a civilian Civil Service position and we do not decide any question relating to the legality or appropriateness of appellant’s military transfer.4 In considering this appeal we will examine first whether appellant’s rights under the Civil Service law and its attendant regulations were violated, and will then examine whether appellant’s constitutional rights to due process of law were infringed.
II. Appellant’s Rights Under the Lloyd-La Follette Act and Attendant Regulations
The Lloyd-La Follette Act, 5 U.S.C. § 7501, although enacted in 1912, is still the basic statutory protection for the job [1323]*1323tenure of Civil Service employees.5 The statute provides:
(a) An individual in the competitive service may be removed or suspended without pay only for such cause as will promote the efficiency of the service.
(b) An individual in the competitive service whose removal or suspension without pay is sought is entitled to reasons in writing and to—
(1) notice of the action sought and of any charges preferred against him;
(2) a copy of the charges;
(3) a reasonable time for filing a written answer to the charges, with affidavits; and
(4) a written decision on the answer at the earliest practicable date.
Examination of witnesses, trial, or hearing is not required but may be provided in the discretion of the individual directing the removal or suspension without pay. Copies of the
Both the Civil Service Commission and the Department of the Air Force have enlarged upon the procedural protections accorded by the Lloyd-La Follette Act. Specifically, the Commission has provided by regulation that an employee may appeal from an adverse decision. Such an appeal may be either to a hearing examiner within the employing agency, or directly to the Civil Service Commission.6 Appellant was provided with a trial-type hearing by the Department of the Air Force. The procedural requirements for such hearings are set out in the Civil Service Commission’s regulations.7 Those regulations provide that [1324]*1324the hearing “is conducted so as to bring out pertinent facts, including the production of pertinent records.”
The constitutionality of this procedure for handling removals from the Civil Service was upheld by the Supreme [1325]*1325Court in Arnett v. Kennedy.8 It should be noted, however, that a majority of the Court in Arnett stated that an evidentiary hearing, similar to that provided for by the Civil Service regulations, was required by the Due Process Clause of the Fifth Amendment. As Justice Powell makes clear, such “an evidentiary hearing” includes “the right to present favorable witnesses and to confront and examine adverse witnesses . . . .”9 The Justices holding to this viewpoint divided over the question whether such an evidentiary hearing must precede or may follow removal.10
Appellant does not quarrel with the procedures used at his hearing as far as they went, except in two respects. He claims that the Government failed to prove that he lost active reserve status “for reasons within his control” and that he was not permitted to prove that the reasons were not within his control. Air Force regulations support appellant’s procedural contention. They state that “Air Reserve Technicians who fail to meet this obligation [of active membership] for reasons within their control will be separated . . . 11 The regulations specifically note that “[i]naptitude, unsuitability, unfitness, misconduct, or inefficiency” 12 constitute an appropriate reason for separation.
An examination of the hearing transcript makes abundantly clear that the Air Force utterly failed to prove that Rolles was fired for reasons within his control. In fact, as far as can be determined from the record, we are given no reasons for appellant’s transfer from active to nonactive reserve status. Similarly, the Hearing Examiner violated Air Force regulations by prohibiting Rolles from introducing evidence to show he was not fired for reasons within his control. Both sides of this issue ought to have been litigated at the administrative hearing. It is especially disturbing that the errors of the Hearing Examiner were not corrected at any of the levels of review within the Civil Service Commission. As a result, we hold that the twin defects in appellant’s hearing require a reversal. In light of our overall disposition of this case, the question whether the transfer was for reasons within appellant’s control will of necessity be reconsidered at the administrative hearing.
III. The Interest in Liberty
In effect appellant was removed from his Civil Service position as a direct result of charges made by General Hoff that amounted to accusations of dishonesty. The Supreme Court has noted that “[w]here a person’s good name, reputation, honor, or integrity is at stake because of what the government is doing to him, notice and an opportunity to be heard are essential.”13 The plurality opinion of Mr. Justice Rehnquist in Ar-nett v. Kennedy also recognized that “liberty” may be offended “by dismissal based upon an unsupported charge which could wrongfully injure the reputation of an employee .... [T]he hearing in such a case is to provide the person ‘an opportunity to clear his name,’ . . . .” 14 [1326]*1326The vital importance of a fair hearing in which a purported offender is given an opportunity to refute the charges is underscored by the Supreme Court’s very recent decision in Goss v. Lopez.15
There can be little doubt that the circumstances of Rolles’ removal from the Civil Service call into question his good name and integrity. The removal not only followed inexorably upon General Hoff’s allegations but also was closely connected with them in time. The notice of proposed removal from the Civil Service specifically noted, as it was required to under Civil Service Regulations,16 that his removal was ultimately based upon “unsatisfactory Military performance and conduct . . .”
Although appellant was granted a post-termination trial-type hearing, he attacks the sufficiency of this hearing on constitutional due process grounds because he was not granted an opportunity to contest the charges made against him in his military capacity. In answer the Government argues that appellant is “attempting to litigate the fairness of the military decision in channels appropriate only for reviewing the fairness of civilian employment decisions.” 17 It is the Government’s position that the “only military or civilian agency capable of offering . . [appellant] any real assistance in dealing with his alleged wrong, [is] the Air Force Board for Correction of Military Records.”
The errors in this position are manifest and fundamental. There is no indication in either 10 U.S.C. § 1552, the statutory basis for the Air Force Board for Correction of Military Records, or the appropriate regulations,18 that the Board was meant to be a means by which military personnel who, as a result of a transfer such as occurred here, lose civilian positions can regain their civilian positions. It is our conclusion that the Board does not have the authority or the power to order the reinstatement with back pay of an employee to a civilian position.19 The Board performs a purely military function and thus only has authority to review records relating to the activities and functions of military personnel while in military status. Since appellant’s complaint is limited to his removal from a civilian position, we must [1327]*1327reject the Government’s contention that he has failed to exhaust his administrative remedies because he has not requested a correction from the Board.20
It is manifest that appellant was and is being denied any real opportunity to clear his name and defend himself on the charges made by General Hoff, which set in rapid motion the chain of events. The post-termination Civil Service hearing failed to grant appellant such an opportunity; we hold that due process demands no less.
IV. Appellant’s Property Interest
In addition to his interest in liberty, appellant asserts that he is being deprived of a property interest in continued employment without due process of law. There can be no question that Congress has vested appellant’s position with a sufficient degree of permanence so as to give him a “property” interest in continued employment. Six Justices have so indicated in Arnett v. Kennedy, supra.21 It is conceded that appellant is in the same legal position as was the employee in Arnett; “he could be discharged only ‘for cause.’ 5 U.S.C. § 7501.” As a result, “[t]he federal statute . . . conferred on him a legitimate claim of entitlement which constituted a ‘property’ interest under the Fifth Amendment. Thus termination of his employment requires notice and a hearing.” 22
The Air Force’s response to this branch of appellant’s argument is in the form of a syllogism: Appellant has lost his active reserve status; the Air Force has good reason for requiring an ART employee to be on active reserve status; therefore, the mere fact that appellant has lost that status is sufficient “cause” for his removal. Appellee’s neat syllogism is undercut by the fact, previously noted, that Air Force regulations provide that only ART employees who lose their active reserve status “for reasons within their control” are to be removed from their Civil Service position. Although we can agree with the Air Force’s argument that the loss of active reserve status may constitute sufficient “cause” upon which to predicate removal from the Civil Service, it must be recognized that appellant’s argument is on a more fundamental level. His argument is that the Air Force cannot act against a person in one status (military), refuse to let him respond in any manner, and then turn around and proceed against him in another status (civilian) solely on the basis of the first action, and again deny him a right to respond to the underlying charges. It is obvious to us that such a procedure lacks even a semblance of due process. It is, in fact, no process at all upon which valuable property interests can be lost. If this court is here for any purpose, it is to prevent the injustice and unfairness witnessed in this case.
Thus, as an alternative holding, we reverse on the ground that Rolles had a [1328]*1328property interest which was taken without due process of law.
V. Conclusion
Fortunately, an appropriate means by which appellant’s rights can be vindicated is at hand. The trial-type hearing provided for by the regulations of the Air Force and the Civil Service Commission will provide him with a constitutionally adequate forum to counter the charges made against him.23 Should the Air Force fail to sustain its burden of proving the allegations made by General Hoff, the blot against appellant’s good name would be removed by his reinstatement to an equivalent civilian post with back pay. We therefore reverse the District Court and remand with instructions to enter an appropriate order directing the defendants to provide Mr. Rolles with a prompt hearing, either before the Civil Service Commission or the Air Force, as the appellant is entitled to elect.
Reversed and remanded.