Joseph Michael Stephen, Applicant-Appellant v. State of Iowa

CourtCourt of Appeals of Iowa
DecidedJune 29, 2016
Docket15-0246
StatusPublished

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Joseph Michael Stephen, Applicant-Appellant v. State of Iowa, (iowactapp 2016).

Opinion

IN THE COURT OF APPEALS OF IOWA

No. 15-0246 Filed June 29, 2016

JOSEPH MICHAEL STEPHEN, Applicant-Appellant,

vs.

STATE OF IOWA, Respondent-Appellee. ________________________________________________________________

Appeal from the Iowa District Court for Polk County, Jeffrey D. Farrell,

Judge.

Joseph Michael Stephen appeals the district court’s dismissal of his

application for postconviction relief. AFFIRMED.

Karmen R. Anderson of the Law Office of Karmen Anderson, Des Moines,

for appellant.

Thomas J. Miller, Attorney General, and Kelli A. Huser, Assistant Attorney

General, for appellee State.

Considered by Doyle, P.J., Mullins, J., and Eisenhauer, S.J.*

*Senior judge assigned by order pursuant to Iowa Code section 602.9206 (2015). 2

EISENHAUER, Senior Judge.

Joseph Michael Stephen appeals the court’s dismissal of his application

for postconviction relief. We affirm.

I. Facts and Prior Proceedings

Shortly after 1:00 a.m. on April 13, 2009, Officer Paul Parizek observed a

pickup truck with an equipment violation and activated his emergency lights. As

driver Michael Scopa started to pullover, Parizek observed passenger Joseph

Stephen “moving around, kind of shifting from side to side in his seat.” Because

the stop occurred in a remote, dark area, Parizek approached the truck on the

passenger side and observed Stephen making furtive movements. Specifically,

[Stephen] was turned not completely facing the driver, but he had a good portion of his back to where I was standing and both his hands, and he was messing down around, like, where the seat belt would buckle. Like he was stuffing something into the seats. So they didn’t know I was there. I stood there for a second and waited for [Stephen] to finish whatever he was doing and make sure he came up with empty hands. When he did, I knocked on the door . . . . They turned around and looked at me. I got identification from both of them.

Officer Parizek took the identification back to his car, ran a computer

check, and called for backup. Parizek talked to Scopa outside the truck and

explained his rear license plate was not illuminated. Parizek asked Scopa, “Do

you know what Stephen was doing when he was messing around there?” Scopa

replied he did not. Parizek then asked if Scopa thought Stephen may have been

hiding a weapon, and Scopa replied he did not think so. Scopa gave Parizek

permission to search the truck, and once the other officer arrived, Parizek again

approached the truck and asked Stephen to get out. At trial, Parizek testified: 3

And as we were standing next to the truck, I asked [Stephen] if I could pat him down. He said, “That’s fine.” I said, “Do you have any weapons on you?” He said, “Yeah, I have a knife.” At that time I . . . started patting him down, and the knife I found was . . . a small pocket knife. I went ahead and I stuck that in my pocket just to hold on to it until we were done, and then I continued on patting him down. As I was patting him down, in his left front pants pocket, I could feel that there was a plastic Baggie in there. It is a pretty distinct shape and texture. You can feel the jeans sliding across it. I asked him what [it was, and Stephen] said he didn’t know. So I stuck my hands into his pocket, pulled it out, and it was just a clear plastic Baggie that contained what looked to me to be methamphetamine. So at that time I went ahead and arrested Mr. Stephen.

Rachael Seymour was appointed counsel for Stephen. In May 2009,

Stephen and Scopa were charged as codefendants in a four-count trial

information—count I, conspiracy to manufacture methamphetamine (excess of

five grams); count II, possession of lithium with intent to manufacture

methamphetamine; count III, possession of anhydrous ammonia with intent to

manufacture methamphetamine; and count IV, possession of methamphetamine.

Stephen’s trial was set for July 2009. However, on July 1, 2009, the county

attorney filed a notice of intent to not prosecute and sought dismissal on the

basis the federal government was pursuing the same criminal charges against

Stephen. The court granted the State’s motion and dismissed the case without

prejudice.

The federal action did not proceed to trial. At the end of July 2009, the

State refiled its trial information, charging Stephen with the same offenses but

also charging an habitual-offender enhancement. The court set Stephen’s trial

for October 21, 2009. Defense counsel Seymour filed a request for production of

documents, and she planned to depose the State’s witnesses on October 5, 4

2009. However, on October 5, Seymour made an oral motion to the court to

withdraw as Stephen’s counsel, citing an ethical conflict. Stephen was present,

and he suggested the court appoint Kent Balduchi as someone familiar with his

case from discussions of another matter. The court granted the motion to

withdraw and appointed Balduchi. Due to Seymour’s withdrawal, the depositions

were not taken.

Stephen and his new counsel appeared at an October 9, 2009 status

conference. On October 13, Stephen filed a motion in limine to exclude items,

including the lab report and references to anhydrous ammonia and lithium. The

court held a motion hearing on October 14, 2009. On October 19, 2009, the

State filed its witness and exhibit list.

Immediately prior to the October 21 trial, Stephen told the court he had

elected to proceed to trial without his counsel taking depositions rather than

waive his right to a speedy trial. Stephen’s defense theory was he was working

with the seat belt and had no knowledge of the Baggies stuffed in the seat or the

other items in the truck. After the State rested its case, the defense rested

without presenting evidence. On count I, the jury found Stephen guilty of a

lesser-included offense, conspiracy to manufacture a smaller amount of

methamphetamine, five grams or less. The jury found Stephen guilty as charged

on count II, possession of lithium with intent to manufacture methamphetamine,

and count IV, possession of methamphetamine. The jury acquitted Stephen on

count III, possession of anhydrous ammonia with intent to manufacture. The

district court entered judgment and sentence, Stephen appealed, and this court 5

affirmed. See State v. Stephen, No. 10-0286, 2011 WL 5393453, at *1 (Iowa Ct.

App. Nov. 9, 2011).

Stephen filed an application for postconviction relief (PCR), and the PCR

court took testimony over two days.1 The court denied relief in a comprehensive

ruling on November 26, 2014. Stephen now appeals.

II. Ineffective Assistance of Counsel

Stephen contends both of his attorneys were ineffective.

A. Scope and Standards of Review. To prove ineffective assistance of

counsel, Stephen must establish counsel failed to perform an essential duty and

this failure resulted in prejudice. See State v. Lopez, 872 N.W.2d 159, 169 (Iowa

2015). We review de novo. Everett v. State, 789 N.W.2d 151, 158 (Iowa 2010).

“In determining whether an attorney failed in performance of an essential

duty, we avoid second-guessing reasonable trial strategy.” Id.; see State v.

Ondayog, 722 N.W.2d 778, 785 (Iowa 2006) (“We presume performance of

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