Joseph B. Williams and Leo Bazille v. Joseph L. Alioto

549 F.2d 136, 1977 U.S. App. LEXIS 10367
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 25, 1977
Docket74-2149
StatusPublished
Cited by54 cases

This text of 549 F.2d 136 (Joseph B. Williams and Leo Bazille v. Joseph L. Alioto) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joseph B. Williams and Leo Bazille v. Joseph L. Alioto, 549 F.2d 136, 1977 U.S. App. LEXIS 10367 (9th Cir. 1977).

Opinion

TRASK, Circuit Judge:

This is an appeal from an order of the district court of the Northern District of California that preliminarily enjoined officials of the San Francisco Police Department from continuing certain practices of “Operation Zebra,” a program involving the stopping, frisking, and questioning of black males who resembled an unapprehended murderer. Jurisdiction to hear this appeal is based upon 28 U.S.C. §§ 1291, 1292(a)(1). Because there is no longer a case or controversy under Article III of the Constitution, we dismiss the appeal as moot and vacate the judgment of the district court.

I.

Between December 1973 and April 1974, a series of unsolved murders and attempted murders terrorized the City of San Francisco. All 17 victims were white; witnesses and surviving victims described the assailant or assailants as black, male, and 20 to 30 years of age. No apparent motive existed for the shootings, which occurred during the evening hours at various locations in the City. 1 According to the statements of some city officials, tensions were developing that created a danger of racial conflict and violence.

The San Francisco Police Department initiated a special investigation of the crimes, assigning the letter “Z” and the code name “Zebra” to the shootings. Because of the failure of traditional, although intensified, law enforcement techniques to apprehend the murderer, the Department decided to implement a saturation campaign designed to identify and capture the killer. On April 17, 1974, Captain Taylor issued an intradepartmental memorandum describing the nature of “Operation Zebra.” All officers on patrol were authorized to “stop those persons who fit the description of the suspects, making a pat search of their person for possible weapons, [after which] a Field Interrogation Card shall be completed.” Plaintiffs’ Exhibit No. 1. The description or “profile” consisted of two parts. First, two composite sketches of the suspect prepared from eyewitness descriptions were included in the profile. Second, Taylor’s directive supplemented these drawings with a general description of the “Zebra killer” and his modus operandi:

“These murders have been committed by:
One or two Black males
20 to 30 years old
5 foot 8 to 6 foot
Slender to medium build
On foot or in a passenger vehicle
Armed with a 32 ca. automatic between the hours of 2000 to 2300.” Id.

The directive did not indicate that the officers were expected to consider a person’s behavior as a factor in deciding whether to stop him.

During the period from April 18, 1974, to April 23, 1974, police officials issued several more directives relating to Operation Zebra. An April 18 verbal order by Captain Barca to a special Operation Zebra detail and two written orders from Police Chief Scott, dated April 19 and April 22, created some confusion over whether the Operation Zebra frisks were mandatory or discretionary. All three orders indicated that stops could continue being made on the sole basis of resemblance to the profile, however. An April 23 memorandum from Barca to the special Zebra Command stated:

“From now on, be more selective when making stops. Make them when the individual [not only resembles the profile but] *139 is acting, or appears to be, out of the ordinary.” Plaintiffs’ Exhibit No. 7.

No evidence indicates that this directive applied to ordinary patrol officers, a much larger group.

On April 25, 1974, Chief Scott issued another order, the “Revised Zebra Guidelines,” directed to the entire Police Department and superseding prior oral and written instructions. With some additions, the revised guidelines, like earlier memoranda, contained a list of the suspect’s physical characteristics and modus operandi, and referred officers to the composite drawings of the killer. The guidelines also contained detailed provisions regulating the nature of contacts, stops, police conduct during stops, frisks, and frisk procedures. In its section on stops, the guidelines provided a “list [containing] . . . some factors which — alone or in combination — may be sufficient to establish ‘reasonable suspicion’ for a stop.” Defendants’ Exhibit E at 3 (emphasis in original). These factors included, inter alia, the suspect’s appearance (“Does he generally fit the description of the person wanted for the particular offense being investigated?”), the time of day and area of the stop, the officer’s prior knowledge and source of information about the suspect, and the suspect’s pattern of conduct (“Does the person’s conduct resemble the pattern of conduct or modus operandi followed in the Zebra assaults?”). Id. at 3-4. The guidelines cautioned that an officer could make a stop only on the basis of specific, articulable facts which justified him in believing that a crime had been committed by the person stopped. 2

The guidelines stated that frisks were discretionary: “A law enforcement officer may frisk any person whom he has stopped when the officer reasonably suspects that the person is carrying a concealed weapon or dangerous instrument and that a frisk is necessary to protect himself or others.” Defendants’ Exhibit E at 5-6. Factors which alone or in combination justified a frisk included the person’s appearance (“Do his clothes bulge in a manner suggesting the presence of an object capable of inflicting injury?”), his actions, the officer’s prior knowledge about the suspect, and the time of day and location of the stop. Id. at 6. The guidelines did not indicate that a frisk could be made on the sole basis of the suspect’s resemblance to the composite drawings.

On April 19, 1974, and April 22, 1974, several days before the issuance of the revised guidelines, plaintiffs brought class actions seeking declaratory and injunctive relief from alleged Fourth Amendment violations of the Zebra program. They brought the actions on behalf of all black males who were stopped or subject to being stopped pursuant to the directives. For purposes of an evidentiary hearing and a ruling on the motions for declaratory and injunctive relief, the court consolidated the cases.

On April 25, 1974, shortly after the promulgation of the revised guidelines, the district court ended its evidentiary hearing, entered its findings of fact and conclusions of law, and issued a preliminary injunction. In its findings of fact, the court stated that the directives and memoranda issued between April 17, 1974, and April 22, 1974, were similar in their authorization “that officers stop black male individuals physically resembling two composite drawings *140 .

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549 F.2d 136, 1977 U.S. App. LEXIS 10367, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joseph-b-williams-and-leo-bazille-v-joseph-l-alioto-ca9-1977.