Jose Vargas Mendoza v. Carolyn W. Colvin, Acting Commissioner, Social Security Administration

2014 DNH 172
District Court, D. New Hampshire·Decided August 19, 2014·No. 13-cv-279-SM·Published

Opinion

UNITED STATES DISTRICT COURT DISTRICT OF NEW HAMPSHIRE Jose Vargas Mendoza

v. Case No. 13-cv-279-SM Opinion No. 2014 DNH 172

Carolyn W. Colvin, Acting Commissioner, Social Security Administration

O R D E R

Pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3), Jose Vargas Mendoza moves to reverse the Commissioner’s decision denying his application for social security disability insurance benefits and supplemental security income benefits. The Commissioner moves to affirm the decision. For the reasons discussed below, Mendoza’s motion is denied, and the Commissioner’s motion is granted.1

Factual Background2

I. Medical History In 1996, diagnostic testing for back pain showed that Mendoza had a large central disc herniation at L5-S1. He sought

1 In the parties’ joint statement of material facts, the claimant is referred to as “Mr. Mendoza,” “Mr. Vargas,” “Mr. Vargas Mendoza,” and “Mr. Vargas-Mendoza.” At the hearing, the claimant explained that “Vargas” is his father’s name and Mendoza is his mother’s name and that he uses both names. To avoid additional confusion and because the claimant is more often referred to as “Mendoza”, the court will use the name “Mendoza” when referring to him.

2 The factual background is summarized from the parties’

joint statement of material facts, which is document no. 15.

treatment for back pain and related headaches during the next several years.

While lifting weights in 2007, Mendoza tore the left pectoralis muscle. On July 6, 2007, Dr. Bell, a surgeon at Dartmouth-Hitchcock Medical Center, performed surgery to repair the torn muscle. Mendoza had follow up examinations with Dr. Bell through January of 2008. In March of 2008, Mendoza saw Dr. Monawar because of back pain. In April and May of 2008, Mendoza had physical therapy for left pectoralis muscle weakness that was recommended by his primary care physician, Dr. Jacinto P. Casio.

An MRI done in August of 2009 showed disc disease at L5-S1 with central disc extrusion. Dr. Casio prescribed pain medication for low back pain and also treated Mendoza for hypertension and dyslipidemia (excess cholesterol). Mendoza continued to be treated by Dr. Casio through 2011. Mendoza underwent evaluative examinations and assessments in 2009 through 2011 for purposes of his application for benefits.

II. Procedural History Mendoza applied for social security benefits on May 21, 2007, alleging that he had been disabled since January 1, 2007, due to a ruptured left pectoralis muscle and lumbar disc disease.

When his application was denied, Mendoza sought a hearing before an Administrative Law Judge (“ALJ”). The hearing was held on March 11, 2010, and Mendoza, who was represented by counsel, testified. A vocational expert also testified.

The ALJ issued his decision on April 16, 2010. The ALJ found that Mendoza had “left upper extremity disorder” and degenerative disc disease of the lumbar spine that were severe impairments. Admin. Rec. at 24. The ALJ also found that despite those impairments Mendoza was able to do light work except for jobs that required reading and writing. In addition, the ALJ imposed work limitations for no overhead reaching with the left arm, only occasional pushing and pulling and horizontal reaching with the left arm, no climbing ladders or scaffolding, and only unskilled work with routine and repetitive tasks. Although he found that Mendoza could not return to his former work as a machine operator or a warehouse worker, the ALJ concluded, based on the testimony of the vocational expert, that jobs existed in significant numbers that Mendoza could do. Therefore, the ALJ determined that Mendoza was not disabled.

Mendoza sought review of that decision here, arguing that the ALJ did not properly evaluate the medical opinions in the record. The court held that the ALJ did not adequately explain

his reasons for giving controlling weight to the opinion of the state agency non-examining physician while giving little weight to the opinions of Mendoza’s treating physicians. The court also noted that the state agency non-examining physician completed his review of the record before certain test results and the opinions of Mendoza’s general practitioner were added to the record. As a result, the decision of the Commissioner was vacated, and the case was remanded for further proceedings. See Mendoza v. Astrue, Case No. 10-cv-157-SM (D.N.H. May 10, 2011).

On remand, the case was assigned to the same ALJ, and a hearing was held on November 17, 2011. Mendoza, who was again represented by counsel, was present and testified. Donald Goldman, M.D., an orthopedic surgeon, testified telephonically as an independent medical expert. A vocational expert testified in person.

The ALJ issued his decision on January 20, 2012, in which he again concluded that Mendoza was not disabled. In this decision, the ALJ found that Mendoza’s severe impairments were degenerative disc disease of the lumbar spine and ruptured left pectoralis muscle. The ALJ reviewed the medical evidence and found that Mendoza’s allegations as to the severity of his limitations were not supported by the record. Based on his review of the record,

the ALJ concluded that Mendoza had the residual functional capacity “to perform a range of light-sedentary work as defined in 20 C.F.R. 404.1567(a) and 416.967(a) except he can lift up to 20 pounds occasionally and 10 pounds frequently, but he can sit for 8 hours, stand and walk for 1 hour each in an eight hour work day.” Admin. Rec. at 501. The ALJ also found some limitations in Mendoza’s ability to reach with his left arm and in doing postural activities.

In making the residual functional capacity assessment, the ALJ gave great weight to Dr. Goldman’s opinion that Mendoza had no restrictions on his ability to walk, stand, and sit. The ALJ gave moderate weight to the medical opinions of a consultative examining physician, Dr. Ralph Wolf, and two state agency medical consultants, Dr. Hugh Fairley and Dr. Robert F. Draper, who each found that Mendoza had residual functional capacity for work with some limitations. The ALJ gave some weight to the opinion of an occupational therapist, John Moran, who evaluated Mendoza and found he had a residual functional capacity to do light work but only on a part-time basis. The ALJ gave little weight to the opinion of Mendoza’s treating physician, Dr. Casio, that Mendoza was unable to work, and little weight to similar opinions by treating physicians, Dr. Bell and Dr. Monawar.

The ALJ found that Mendoza could not do his past relevant work because those jobs required exertional levels beyond Mendoza’s capacity. Although Mendoza’s counsel argued that Mendoza had limited ability to communicate, read, and write in English because he had grown up and gone to school in Mexico, the ALJ noted Mendoza’s proficiency in English at the hearing and that Mendoza had obtained a general equivalency degree. Based on the vocational expert’s testimony, the ALJ found that Mendoza could do jobs such as an addresser, loader of semi-conductor dies, and surveillance system monitor. For that reason, the ALJ found that Mendoza was not disabled.

Standard of Review

Pursuant to § 405(g), the court is empowered “to enter, upon the pleadings and transcript of the record, a judgment affirming, modifying, or reversing the decision of the Commissioner of Social Security, with or without remanding the cause for rehearing.” In reviewing a social security decision, the court “is limited to determining whether the ALJ deployed the proper legal standards and found facts upon the proper quantum of evidence.” Nguyen v. Chater, 172 F.3d 31, 35 (1st Cir. 1999); accord Seavey v. Barnhart, 276 F.3d 1, 9 (1st Cir. 2001). Factual findings and credibility determinations made by the Commissioner are conclusive if supported by substantial evidence.

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