Joritz v. Gray-Little

Court of Appeals for the Tenth Circuit·Decided July 27, 2020·No. 19-3078·Unpublished

Opinion

FILED

United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT July 27, 2020

Christopher M. Wolpert

Clerk of Court

CATHERINE A. JORITZ,

Plaintiff - Appellee,

v. No. 19-3078 (D.C. No. 5:17-CV-04002-SAC-JPO)

BERNADETTE GRAY-LITTLE; CARL (D. Kan.) LEJUEZ; STUART J. MACDONALD; MICHAEL BASKETT,

Defendants - Appellants, and THE UNIVERSITY OF KANSAS,

Defendant.

ORDER AND JUDGMENT *

Before MATHESON, BACHARACH, and McHUGH, Circuit Judges.

Catherine A. Joritz filed a pro se amended complaint against her former employer, the University of Kansas (KU), and four of its administrators, Bernadette

*

After examining the briefs and appellate record, this panel has determined unanimously to honor the parties’ request for a decision on the briefs without oral argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.

Gray-Little, Carl Lejuez, Stuart Macdonald, and Michael Baskett (administrators), claiming, among other things, that she was fired in retaliation for exercising her First Amendment rights. The administrators moved to dismiss based on qualified immunity, and the district court denied the motion. We now reverse.

I

As an initial matter, we have jurisdiction over this interlocutory appeal. “[A]

district court’s denial of a claim of qualified immunity, to the extent that it turns on an issue of law, is an appealable final decision within the meaning of 28 U.S.C. § 1291.” Brown v. Montoya, 662 F.3d 1152, 1162 (10th Cir. 2011) (internal quotation marks omitted); see also Ashcroft v. Iqbal, 556 U.S. 662, 672 (2009) (holding that, “provid[ed] it turns on an issue of law,” “a district court’s order rejecting qualified immunity at the motion-to-dismiss stage . . . is a final decision within the meaning of [28 U.S.C.] § 1291” (internal quotation marks omitted)). This appeal involves a question of law, namely whether Joritz’s speech addressed a matter of public concern. We therefore turn to the merits.

II

Because this claim was resolved on a motion to dismiss, “we accept the facts alleged in the [amended] complaint as true and view them in the light most favorable to [Joritz],” Lincoln v. Maketa, 880 F.3d 533, 537 (10th Cir. 2018) (internal quotation marks omitted). “In resolving a motion to dismiss based on qualified immunity, the court considers (1) whether the facts that a plaintiff has alleged make out a violation of constitutional right, and (2) whether the right at issue was clearly established at the

time of defendant’s alleged misconduct.” Keith v. Koerner, 707 F.3d 1185, 1188 (10th Cir. 2013) (internal quotation marks omitted). We review the denial of qualified immunity on a motion to dismiss de novo. See id. at 1187. We afford Joritz’s pro se materials a solicitous construction. See Van Deelen v. Johnson, 497 F.3d 1151, 1153 n.1 (10th Cir. 2007).

According to the amended complaint, Joritz is an American citizen who has lived and worked in Germany for over thirty years. She is fluent in German, has a German surname, and holds a master’s degree in fine arts from a German university. She has taught animation at institutions in Germany, Switzerland, and the United States; she has received numerous grants and awards; and she is internationally recognized as a German filmmaker.

In 2012, Joritz was hired by KU as a tenure-track professor of animation. She initially received good or very good annual performance appraisals, but in 2014 she received student evaluations complaining that: “She is a Nazi sympathizer, she drove us nuts frequently mispronouncing well-known words,” and “[she] [t]alked about Germany all the time,” including “about German feminism.” Aplt. App., Vol. 1 at 162, ¶ 43 (italics and internal quotation marks omitted). Joritz alleged these comments created a hostile work environment and constituted national origin discrimination. Consequently, she met with several administrators, including her former department chair, Tamara Falicov; Falicov’s successor, Michael Baskett; the Dean, Carl Lejuez; and KU’s Chancellor, Bernadette Gray-Little, to request that the student evaluations be removed from her permanent performance record. Her request

was denied and, although her concerns were supposed to be forwarded to KU’s Office of Institutional Opportunity and Access (IOA), nothing was done to prevent similar student comments in the future.

In December 2014, Joritz was preparing for “a major performance evaluation,”

id. at 164, ¶ 51, that was a prerequisite for tenure. This evaluation, called the “Progress Toward Tenure Review (PTTR),” “is a multi-tiered evaluation process, for which a faculty member must prepare a dossier” that “includes all student evaluations . . ., peer evaluations . . ., a faculty member’s teaching statement and research statement[,] and a list of the faculty member’s published and completed work.” Id. at 165-66, ¶ 53 (internal quotation marks omitted). The dossier is submitted to a PTTR committee, which conducts an initial review and evaluates the faculty member for tenure based on specific criteria.

Joritz submitted her dossier to the initial PTTR committee, and in March 2015 she was notified that “improvement [was] required for continued progress towards tenure.” Id. at 166, ¶ 55 (internal quotation marks omitted). She was required to submit to another PTTR the following academic year, and if she failed that review, she would be recommended for “non-reappointment,” i.e, termination. Id. (internal quotation marks omitted). The PTTR committee also advised Joritz to “increase [her] service commitments on both the national and international level.” Id. at 166, ¶ 56 (internal quotation marks omitted). Believing the decision was unreasonable, Joritz contacted the Assistant Dean of Faculty and Staff Affairs for an explanation

and to determine whether she could appeal. She was told there was no appeal process. However, after obtaining a copy of the PTTR committee’s Initial Review Evaluation, Joritz determined there were procedural and policy violations that led to the committee’s adverse decision. In particular, she alleged 1) the then-department chair, Falicov, was not authorized to also chair the PTTR committee and 2) the Initial Review Evaluation cited her German background as the basis for the discriminatory student evaluations. Joritz asserted these and other violations of KU policies and procedures would make it impossible for the next PTTR committee to fairly evaluate her performance.

Nonetheless, Joritz continued her work. In November 2016, Baskett, who had become the department chair, observed one of her classes. He refused to turn over his observation notes, however—allegedly in violation of KU policy—and refused to discuss his observations with her. And when Joritz requested a “Research Intensive Semester,” which is available to all tenure-track professors sometime before their review, Baskett delayed his response, which effectively denied her “the opportunity to focus on her research,” id. at 172, ¶ 79. Then, when the second PTTR process began, Baskett attempted to improperly serve as the chair of the second PTTR committee despite being the department chair.

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