Jones v. State

409 A.2d 725, 44 Md. App. 417, 1979 Md. App. LEXIS 450
Court of Special Appeals of Maryland·Decided December 17, 1979·No. 269, September Term, 1979·Published·Cited by 7 cases

Opinions

Lowe, J.,

delivered the opinion of the Court. Moylan, J., filed a concurring opinion at page 430 infra.

There is seldom any difficulty in interpreting the holdings of an appellate court. The enticement of vaticinating beyond that necessary to decide the case before such court is, however, that which causes lawyers to become prophets instead of interpreters of the law. Dictum, like the road to Avernus, is easily traversed but the way back is hard to find.

In Bell v. State, 41 Md. App. 89 (1979), this Court was [418]*418affirmed in its holding by the Court of Appeals, Bell v. State, 286 Md. 193 (1979), which held, as did we, that when a mistrial caused by extreme prosecutorial negligence is declared upon a defendant’s request, the Double Jeopardy Clause is not offended by a second prosecution. We differed, however, in our unnecessarily expansive language on what cause for mistrial would bar a retrial.

Our hariolation divined from the Supreme Court’s “teachings” was that misconduct of a prosecutor (or judge) intended to force a defendant to move for, or consent to, a mistrial was the sole exception to the general rule that the Double Jeopardy Clause is not offended by a second prosecution when a mistrial is declared upon the request, or with the consent, of a defendant.

Forced to expand, because of our dicta, upon an hypothesis not before them, the Court of Appeals added that the bar to retrial would be raised whether the prosecutorial (or judicial) misconduct was intended to abort the trial or to “[prejudice the defendant’s] prospects for an acquittal if the trial continued to a verdict.” Id. at 204-05. Explaining its broadening of our finer line, the Court pointed out that:

“It is ‘bad faith conduct by judge or prosecutor’ with such intent that prohibits retrials.
The keystone of the test formulated and consistently followed by the Supreme Court is the requirement of ‘intent.’ And intent is implicit in ‘bad faith.’ ” Id. at 205 (footnote omitted).

The courts of general and special appeals both arrived at these divergent results after interpreting the same Supreme Court cases and finding “clear teachings” therein. Apparently the Court of Appeals was influenced by both the deterrent effect a prohibited retrial would have upon an overzealous prosecutor, and the consistency of punishing “bad faith” misconduct (regardless of the specific intent). On the other hand, we were concerned more with the practical consequences of such an expansive interpretation; i.e., a) the societal concern of granting an accused immunity from [419]*419prosecution, as prosecutorial punishment, notwithstanding guilt or innocence of the accused, b) the consequence to the accused of the diminution of the zealousness with which a trial judge may guard against prosecutorial improprieties by granting a mistrial at defendants’ request when the effect of doing so would be to dismiss the case, and c) the inconsistent consequence of granting retrials after reversals but not after mistrials. See United States v. Tateo, 377 U.S. 463, 466 (1964); see also Tabbs v. State, 43 Md. App. 20 (1979).

Our dicta, which troubled the Court of Appeals and led to its response, now moves forward apace giving rise to one of the problems we sought to avoid. We are called upon by appellaxxt to bar a retrial in the Criminal Court of Baltimore of Anna Mae Jones, whose conviction for drug violations we overturned for prosecutorial misconduct which we found so grievous and prejudicial that it constituted a “denial of due process”. In violation of a pretrial agreement, the prosecution intentionally introduced evidence-of evidence which it had expressly agreed not to introduce.

Before trial, appellant had sought discovery of a notebook containing highly prejudicial writings which was seized at the apartment of a codefendant not then on trial. The notebook appears to have been lost by the State before trial and, therefore, relying upon the State’s agreement that

“ ... we were not going to use the notebook because we didn’t have the notebook”,

appellant withdrew her motion for production. See per curiam opinion, Jones v. State (No. 737, September Term, 1977, filed March 16, 1978) appended, pp. 5-6.

When the case was being tried, appellant scored substantially on cross-examination of an officer testifying as to a search of premises of a codefendant. The officer was forced to admit he found no “narcotics,... cutting materials, lactose, dextrose, [or] any type of materials of that nature” in the search. Seeing its case substantially weakened, the State, on redirect, commenced its rehabilitative inquiry by asking whether the officer found “any evidence of narcotic dealings.”

[420]*420At a bench conference following a timely objection, the State’s agreement was brought to the court’s attention by appellant’s attorney who strenuously sought to enforce the agreement:

“This is a dangerous area, dangerous thin ice as far as the defense is'concerned with reference to that book. I mean, we would move and think we would be entitled to mistrial if there is any reference to that book, reference to ...
THE COURT: Why would you think so?
MR. SMITH [Defense Counsel]: Because of what we discussed pre-trial. There is some prejudicial material in that and they can’t find it and we can show it was not our defendant’s book.”

We acknowledge that there is but a technical difference when a trial judge recognizes prosecutorial misconduct intended to prejudice accused’s prospects for acquittal by granting a mistrial (e.g., Bell, supra), and when such judge should have either excluded the evidence or granted a mistrial, and is reversed for having permitted the prejudicial evidence improperly elicited to prejudice appellant’s prospect for acquittal.

We have difficulty distinguishing why one retrial should be barred and another permitted when an accused “faced with the ‘Hobson’s choice’ of continuing with the trial or requesting or consenting to a mistrial”, Bell, supra, at 203, decides to continue rather than move to abort. Indeed the distinction is even less when the decision is left to the judge. The cause, as well as the effect, is the same in either case. The cause is the “bad faith conduct” of the prosecutor with the “intent” of “prejudicing [appellant’s] prospects for an acquittal [when] the trial continued to a verdict”, which “intent... implicit in ‘bad faith’ ” is the “keystone of the test formulated and consistently followed ^ by the Supreme Court. . . .” Id. at 205. The effect (or objective), i.e., to avoid “the anxiety, expense, and delay occasioned by multiple prosecutions,’ ” id. at_203 (quoting United States v. Dinitz, 424 U.S. 600, 608 (1976)), is also the same.

[421]*421Although the Court of Appeals’ reasoning in Bell may be correct,1 our reasoning and decision in that case was influenced by Mr. Justice Harlan in United States v. Tateo, supra at 465.

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Jones v. State, 409 A.2d 725, 44 Md. App. 417, 1979 Md. App. LEXIS 450 (Md. Ct. App. 1979).

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