Jones v. State

479 N.W.2d 265, 1991 Iowa Sup. LEXIS 475, 1991 WL 276088
CourtSupreme Court of Iowa
DecidedDecember 24, 1991
Docket89-53
StatusPublished
Cited by118 cases

This text of 479 N.W.2d 265 (Jones v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jones v. State, 479 N.W.2d 265, 1991 Iowa Sup. LEXIS 475, 1991 WL 276088 (iowa 1991).

Opinion

McGIVERIN, Chief Justice.

Applicant Ferman Jones, Jr., filed an application for postconviction relief wherein he alleged numerous errors concerning his 1981 conviction for second-degree murder. See Iowa Code §§ 663A.2, 663A.3 (1983). The district court denied the application and Jones has appealed. We affirm.

I. Background facts and proceedings. In early 1981, Jones and Daniel Elam were charged with first-degree murder for the shotgun slaying of Chris Stevens.. Jones’ case went to trial before Elam’s, and Jones was convicted of second-degree murder for aiding and abetting Elam in Stevens’ murder. See Iowa Code §§ 703.1, 707.1, 707.3 (1981). Elam subsequently was convicted of first-degree murder. See Iowa Code §§ 707.1, 707.2. Our court of appeals affirmed Jones’ conviction.

In September 1984, Jones filed his application for postconviction relief. 1 See Iowa Code §§ 663A.2, 663A.3 (1983). He claims: (1) that he was denied effective assistance of both trial and appellate counsel due to his counsels’ failures to have his trial continued until after Elam’s trial; (2) that he is entitled to a new trial due to newly discovered evidence; and (3) that he is entitled to a new trial due to prosecutorial misconduct.

After a hearing, the postconviction court denied Jones’ application. Jones has now appealed. See Iowa Code § 663A.9 (1989). On this appeal, he also contends that he is entitled to a second postconviction trial because he was allegedly incompetent at the time of his original postconviction hearing.

We, now, conclude that Jones is not entitled to a second postconviction hearing, and affirm the postconviction court’s denial of Jones’ application.

II. Claim for a second postconviction hearing. As an initial matter, Jones claims that the postconviction court erred in proceeding with his postconviction hearing. He argues that he was incompetent at the time of the hearing and thus unable to assist his attorney in his case. He therefore claims that he is entitled to a second postconviction hearing. We disagree.

A. Iowa Code chapter 812 outlines procedures for confinement of mentally ill or dangerous persons. More specifically, section 812.3 provides, in part, as follows:

If at any stage of a criminal proceeding it reasonably appears that the defendant is suffering from a mental disorder which prevents the defendant from appreciating the charge, understanding the proceedings, or assisting effectively in *269 the defense, further proceedings must be suspended and a hearing had upon that question.

(Emphasis supplied.) Additionally, section 812.4 provides, in part, as follows:

If, upon hearing conducted by the court, the accused is found to be incapacitated in the manner described in section 812.3, no further proceedings shall be taken under the complaint or indictment until the accused’s capacity is restored. ...

(Emphasis supplied.)

Jones argues that, because he was allegedly suffering from a mental illness at the time of his postconviction relief hearing, the hearing should have been suspended in accord with Iowa Code sections 812.3 and 812.4. We disagree with Jones’ contention because we do not believe that chapter 812 applies to postconviction relief proceedings under Iowa Code chapter 663A.

This conclusion is supported by the general rule that postconviction relief proceedings are not criminal proceedings, but rather are civil in nature and are triable at law to the court. See Pennsylvania v. Finley, 481 U.S. 551, 556-57, 107 S.Ct. 1990, 1994, 95 L.Ed.2d 539, 547 (1987); Emery v. Fenton, 266 N.W.2d 6, 10 (Iowa 1978); 18 Am.Jur.2d Coram Nobis, §§ 45-46, at 672-74 (1985); 24 C.J.S. Criminal Law, § 1612, at 216 (1989). Many of the constitutional safeguards guaranteed an individual in criminal trial proceedings are not granted to such an individual in subsequent postconviction proceedings. See Fuhrmann v. State, 433 N.W.2d 720, 722 (Iowa 1988) (attorney need not always be appointed to represent an individual post-conviction applicant) (citing Finley, 481 U.S. at 555, 107 S.Ct. at 1993, 95 L.Ed.2d at 545); Sallis v. Rhoads, 325 N.W.2d 121, 123 (Iowa 1982) (no absolute right to appear at postconviction hearing); Hahn v. State, 306 N.W.2d 764, 767 (Iowa 1981) (no right to compulsory process at postconviction hearing); Patterson v. State, 294 N.W.2d 683, 685 (Iowa 1980) (postconviction hearing need not always include applicant’s own testimony); State v. Gruber, 281 N.W.2d 636, 639 (Iowa 1979) (no right to a hearing in postconviction proceedings for every allegation); Watts v. State, 257 N.W.2d 70, 71 (Iowa 1977) (burden of proof is on applicant in postconviction proceedings to show error by a preponderance of the evidence).

Furthermore, our conclusion that chapter 812 does not apply to proceedings under chapter 663A is supported by the plain language of sections 812.3 and 812.4, which we believe evidences a legislative intent that postconviction proceedings not be subject to suspension due to a claimed lack of competence by the postconviction applicant. Section 812.3 specifically applies to criminal proceedings where a defendant does not appreciate the charges against him, or is prevented from assisting in his defense. As stated above, postconviction relief proceedings are not “criminal proceedings” involving “charges” and a “defense.” They are collateral actions initiated by an incarcerated individual challenging a prior conviction. Additionally, section 812.4 provides that, upon a court’s finding of an accused’s incapacitation, “no further proceedings shall be taken under the complaint or indictment." No “complaints” or “indictments” are involved in postconviction relief proceedings; such proceedings are initiated by an individual’s filing of an application with the district court. See Iowa Code § 663A.3 (1991). “Complaints” and “indictments” initiate the

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Bluebook (online)
479 N.W.2d 265, 1991 Iowa Sup. LEXIS 475, 1991 WL 276088, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jones-v-state-iowa-1991.