Johnson v. Watkins

3 F. App'x 70
Court of Appeals for the Fourth Circuit·Decided February 8, 2001·No. 00-6515·Unpublished

Opinion

OPINION

PER CURIAM.

Robert Stanley Johnson, a former police officer, was convicted by a jury of two counts of first degree sexual offense and eight counts of indecent liberties with a minor. The state appellate courts affirmed Johnson’s convictions 1 and Johnson timely filed a habeas corpus petition in federal district court pursuant to 28 U.S.C. § 2254. The district court granted partial summary judgment to Johnson on his habeas petition, holding that his conviction was obtained in violation of his right to effective assistance of counsel. 2 We reverse that part of the district court’s decision granting Johnson’s petition because we conclude that Johnson suffered no prejudice from his attorney’s performance.

I.

Robert Stanley Johnson, a police sergeant with the city of Mount Holly, North Carolina, at the time he committed his offenses, was convicted after a jury trial and sentenced by the trial judge to twenty-four years and two life sentences, to run concurrently, for the sexual molestation of Heather, his five-year-old niece, and Amber, Heather’s five-year-old friend.

The charges arose in late September of 1989, when Heather told her mother that Johnson showed Amber his penis, and that he had also shown his private parts to Heather. Further, Heather stated that Johnson had called her and Amber into his bedroom at different times, pulled down his pants, showed them his penis, and asked them to kiss it and “suck the white stuff out of it.” The two girls often went to Johnson’s house to play with Chad, Johnson’s six-year-old son, and Johnson’s schedule frequently allowed him to be at home during the daytime when the girls were there playing with Chad.

Heather’s mother reported the sexual abuse to the Gaston County Police, after which Heather made a recorded statement to Detectives Cook and Seagle. In the statement, Heather related that, in addition to Amber, Chad was sometimes present when the sexual abuse occurred.

The detectives went immediately after-wards to Amber’s school. At the school, Amber told Detective Seagle that “Bob” had touched her “private place” and that Heather and Chad had seen him do it. The detectives arranged to have Amber brought to the police station the next day to make a recorded statement. In that statement, Amber indicated that Johnson had told her to pull her pants down, exposed his penis to her, masturbated in front of her, and made them play a game in his basement which required the loser to pull down his or her pants. Amber also *72 stated that Heather and Chad had been present when Johnson masturbated in front of her. 3

The Department of Social Services (“DSS”) then initiated an investigation into the allegations involving Chad at the behest of the district attorney, who informed DSS that Johnson was being investigated for child molestation and that his son, Chad, was present while at least some of these activities were taking place. DSS assigned Ms. Billie Moss to investigate the allegations regarding Chad but did not conduct an investigation into the allegations of sexual abuse of Heather and Amber. 4

Moss’ summary report — a handwritten narrative record, much of which was prepared months after she interviewed Chad — recites that “Robert Johnson had been accused of sexual abuse of two females (not his) and possible abuse of Chad.” J.A. 33. Moss first interviewed Chad at his school before Johnson was arrested. During that first interview, Moss did not mention Chad’s father (Johnson), Heather, Amber, or any details of the allegations. Rather, Moss sought only to determine whether Chad understood which parts of his body were private and whether anyone had touched those areas.- Chad indicated to Moss that he understood the private parts of his body and that he had never received any sexual touches from anyone.

Moss again interviewed Chad several days later, after Johnson was arrested, in the presence of his mother. During that interview Moss did mention Johnson; Chad denied that he had received or witnessed any sexual or improper touching by his father. Subsequently, Moss concluded in her summary report that the complaint “will be unsubstantiated as there was no evidence to support allegation that Chad had been sexually molested” or “present when other molestation occurred.” J.A. 33-35.

Johnson was not criminally investigated, charged, or tried for sexual abuse of Chad but, rather, only for sexual abuse of Amber and Heather. 5 What is more, it is undisputed that Johnson knew that DSS classified the allegations regarding the sexual abuse of Chad as unsubstantiated, 6 as did his trial attorney. See, e.g., J.A. 39, 42-44, 52. Still, after Johnson was convicted, and after Johnson exhausted his state court remedies on direct appeal, Johnson filed a Motion for Appropriate Relief (“MAR”) in Gaston County Superior Court, seeking the DSS records concerning Chad and alleging that his trial counsel was ineffective because he failed to obtain them. 7 Petitioner subsequently filed an amended MAR, alleging ineffective assis *73 tance of trial counsel for failure to investigate and call Moss as a witness.

The state superior court reviewed the DSS files in camera, allowed the amended MAR, and conducted evidentiary and supplemental evidentiary hearings. Both Kellum Morris, who represented Johnson at trial, and Moss testified in the evidentiary hearings, as did Johnson and Chad.

Based on this testimony and the trial court record, the state court entered its order with written findings of fact and conclusions of law. The court held that Morris’ failure to obtain the DSS records was professionally unreasonable, and that if Morris had obtained and considered the records, there was a reasonable probability that he would have offered portions of the records into evidence and called Moss as a witness. However, the state court denied Johnson’s MAR, holding that he was not prejudiced by his attorney’s failure to introduce either the DSS report or Moss’ testimony at trial.

The North Carolina Court of Appeals denied Johnson’s petition for a writ of certiorari, and Johnson timely filed his federal habeas petition under 28 U.S.C. § 2254 on April 18, 1996. The district court granted the writ in March of 2000— without an evidentiary hearing — based on its determination that Moss’ testimony at the post-trial supplementary evidentiary hearing was “grossly inconsistent with her findings some five years earlier and with her testimony at the [initial] evidentiary hearing.” The court concluded that it was “unable to say” that admission of some portion of the DSS report or Moss’ testimony “would not have changed the result.” J.A. 242.

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