Johnson v. States

38 App. D.C. 347, 1912 U.S. App. LEXIS 2134
CourtCourt of Appeals for the D.C. Circuit
DecidedMarch 4, 1912
DocketNo 2349
StatusPublished
Cited by3 cases

This text of 38 App. D.C. 347 (Johnson v. States) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnson v. States, 38 App. D.C. 347, 1912 U.S. App. LEXIS 2134 (D.C. Cir. 1912).

Opinion

Mr. Justice Robb

delivered the opinion of the Court:

Appeal by a defendant convicted in the supreme court of the District, of murder in the first degree, and sentenced to death. The evidence for the United States tended to show, to quote from the record, “that the defendant killed John Ofenstein, in the District of Columbia, on the day on which the indictment charged that offense against him, by striking Ofenstein on the head with a heavy iron rod, and there was evidence tending to show that the act was done purposely, and with premeditation and deliberation.” The evidence for the defendant tended to show that at the time of the commission of the acts charged in the indictment, he “had been drinking intoxicating liquors.” Two questions only are presented for review.

1. It is contended that there should have been an arrest of judgment because, as the defendant insists, the indictment was [349]*349not read to him. Upon this branch of the case the recital in the record is as follows: “Come as Well the attorney of the United States as the defendant, in proper person, in custody of the warden of the United States jail in and for the District of Columbia, and by his attorney T. M. Baker, Esquire; and thereupon the defendant, being arraigned upon the indictment, pleads thereto not guilty, and for trial puts himself upon the country, and the attorney of the United States doth the like.” In support of the motion for a new trial and in arrest of judgment, counsel for the defendant made and filed an affidavit, which is in the record, in which it is stated that when the defendant was called for arraignment, he was asked if his name was Arthur Johnson, and, upon his affirmative answer, “was then asked by the clerk if he waived the reading of the indictment, and he replied that he did.” The affidavit further states that the defendant was then asked by the clerk if he wished to plead guilty or not guilty, and that he replied not guilty.

The term “arraignment” has a well-defined signification. Strictly speaking, the defendant is arraigned by being called to the bar of the court to answer the accusation contained in the indictment, the arraignment consisting of three parts: (1) Calling the defendant by name and commanding him to hold up his hand, that his identification may be certain; (2) reading to him the indictment, and (3) taking his plea. 4 Bl. Com. 322; 4 Hargrave, St. Tr. 777; 2 Hale, P. C. 219; 1 Chitty, Crim. Law, 414; Crain v. United States, 182 U. S. 625, 637, 40 L. ed. 1097, 1100, 16 Sup. Ct. Rep. 952. The object of an arraignment is the identification of the accused and the framing of an issue upon which he may be tried. According to the Criminal Code of Indiana “the defendant is arraigned by reading to him the indictment and requiring him to plead thereto.” In Clare v. State, 68 Ind. 17, it was held that the recital in the record that the defendant, “being arraigned and required to plead,” etc., necessarily implied the reading of the indictment. A similar ruling was made in State v. Weeden, 133 Mo. 70, 34 S. W. 473. See also Powers v. United States, recently decided in the Supreme Court of. the United States [223 U. S. 303, 56 L. ed. —, 32 Sup. Ct. Rep. 281].

[350]*350The recital in the record in the case at bar that “the defendant being arraigned upon the indictment, pleads thereto,” coming to us with the sanction and approval of the trial court, must necessarily be understood to mean that all the steps essential to a proper arraignment were taken. And the verity of the record may not be impeached in the manner attempted. To permit it to be thus contradicted would overturn well-established rules of procedure, and lead to much confusion. “The record imports absolute verity; an affidavit of a witness does not; and when the court, which in addition may be supposed to have personal knowledge of the fact, sustains the recital in the record as against the statement in the affidavit, its ruling cannot on review be adjudged erroneous.” Evans v. Stettnisch, 149 U. S. 605, 37 L. ed. 866, 13 Sup. Ct. Rep. 931; Hudgins v. Kemp, 18 How. 530, 15 L. ed. 511.

It is therefore unnecessary, in the present case, to determine whether the defendant in a capital case may waive the reading of the indictment. In the Crain Case, 162 U. S. 625, 40 1. ed. 1097, 16 Sup. Ct. Rep. 952, the conviction was set aside because it did not affirmatively appear that the defendant ever pleaded to the indictment, the ground of the ruling being that until such a plea was entered, there was no issue to be tried. The question attempted to be raised in the case at bar was not passed upon.

2. The more serious question is presented whether a jury in the District of Columbia may qualify a verdict of murder in the first degree by adding thereto “without capital punishment.” The court was requested to instruct the jury that it might so qualify its verdict. The ruling was against the defendant, and an exception was noted.

Under sec. 5339 of the Revised Statutes of the United States, U. S. Comp. Stat. 1901, p. 3627, every person who committed murder was punishable by death. Under sec. 5345 of the same statutes, the same punishment was presented for the crime of rape. These statutes continued in full force until, on January 15, 1897, Congress provided that a verdict of guilty of murder or of rape under the two-named sections [351]*351might be qualified by the addition of the words “without capital punishment,” in which event the convicted person should be sentenced to imprisonment at hard labor for life (29 Stat. at L. 487, chap. 29, U. S. Comp. Stat. 1901, p. 3620). It will be observed that more than one degree of murder had not been established at that time. Said secs. 5339 and 5345, having been applicable “within any fort, arsenal, dockyard, magazine, or in any other place or district of country under the exclusive jurisdiction of the United States,” were necessarily in force in this jurisdiction, as was said act of January 15, 1897. Strather v. United States, 13 App. D. C. 132; Winston v. United States, 172 U. S. 303, 43 L. ed. 456, 19 Sup. Ct. Rep. 212.

Under the act of June 4, 1897 (30 Stat. at L. 58, chap. 2), provision was made for the appointment of a commission to revise and codify the criminal and penal laws of the United States. The duties of this commission were further enlarged by the act of July 1, 1898 (30 Stat. at L. 643, chap. 546), and the act of March 3, 1901 (31 Stat. at L. 1181, chap. 853). Under the last-named act it was made the duty of the commission to include in its revision and codification “all laws of the United States of a permanent and general nature in force at the time the same shall be reported.”

On March 3, 1901, which it will be noted was the very day upon which the codification commission was authorized to include in its revision all laws of the United States of a permanent and general nature, “An Act to Establish a Code of Law for the District of Columbia,” was approved (31 Stat. at L. 1189, chap. 854). According to House Report No.

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Bluebook (online)
38 App. D.C. 347, 1912 U.S. App. LEXIS 2134, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnson-v-states-cadc-1912.