Johnson v. State

115 S.W.3d 422, 2003 Mo. App. LEXIS 1547, 2003 WL 22231614
Missouri Court of Appeals·Decided September 30, 2003·No. WD 62022·Published·Cited by 5 cases

Opinion

JAMES M. SMART, JR., Judge.

Phinezy Johnson appeals the denial of his Rule 24.035 motion in which he sought to vacate his convictions following guilty pleas to domestic assault in the first degree, armed criminal action, and felonious restraint.

Factual Background

On January 7, 2002, pursuant to a plea agreement with the State, Appellant Phi-nezy Johnson entered guilty pleas to the charges of first degree domestic assault, Section 565.072 1 (Count I); armed criminal action, Section 571.015 (Count II); and felonious restraint, Section 565.120 (Count III). Under the agreement, Johnson agreed to plead guilty in exchange for the State’s recommendation of concurrent prison terms of twenty years, twenty years, and seven years, respectively.

At the guilty plea hearing, Johnson stated he understood that as to Count I, he was pleading guilty to “a charge which alleges that on the 25th of August of last year that [he] knowingly caused serious physical injury to one Dorothy Johnson by striking her in the face and that she was a household or family member in that [he] and Dorothy Johnson were adults who were married.” Johnson admitted he did “that.” As to Count II, he admitted that he struck Mrs. Johnson in the face with a baseball bat. In response to Count III, Johnson admitted that he had restrained Dorothy Johnson so as to “expose[ ] her to a substantial risk of serious physical injury.”

Also during the plea hearing, defense counsel Kathryn Benson stated she was of the opinion that the plea was in Johnson’s best interest because if Johnson went to trial, she believed that there was great likelihood he would be found guilty. Defense counsel also expressed her belief that Johnson would run a substantial risk of receiving sentences from a jury that would exceed the sentences bargained for due to the “nature of the injuries in this particular case.”

Judge Frank Conley of the Boone County Circuit Court accepted Johnson’s plea, finding that he pled guilty “freely and voluntarily” with “understanding of the nature of charges, ranges of punishment and consequences thereof.” Following the State’s recommendation, the court sentenced Johnson to concurrent prison terms of twenty years on Count I, twenty years on Count II, and seven years on Count III.

Johnson timely filed his pro se Rule 24.035 motion, and appointed counsel filed an amended motion. In that motion, Johnson alleged, inter alia, that the court accepted his guilty plea to the domestic as- ■ sault charge “without a factual basis” having been established as required by Rule 24.02(e) in that “serious physical injury was never defined on the record nor was the injury described such to establish serious physical injury.” An evidentiary hearing was held, at which the motion court took judicial notice of the underlying criminal case. As to Johnson’s “lack of factual basis” claim, motion counsel stated that no testimony was being presented because it was based on the plea hearing transcript.

On July 31, 2002, Judge Conley issued findings of fact and conclusions of law denying relief. As to Johnson’s claim of *424 no factual basis, the court stated that the plea hearing transcript, in its entirety, demonstrated that Johnson and his plea counsel were aware that the injuries suffered by the victim were “serious.” The court also noted that where the information is read to the defendant and the defendant admits he is guilty of the charges in the information, a factual basis is established. In this case, the court explained, that was done and more. The court concluded that a factual basis was established for the guilty plea to the domestic assault charge.

This appeal follows.

No Factual Basis

Johnson asserts that the motion court erred in denying his 24.035 motion because the guilty plea record fails to establish a sufficient factual basis for the plea. He claims that his plea was “unknowing and involuntary” in that the nature of the alleged “serious physical injury” was never factually developed during the plea proceeding.

Standard of Review

Review of the denial of a post-conviction relief motion is limited to a determination of whether the motion court’s findings of fact and conclusions of law are clearly erroneous. Rule 24.035(k); Peiffer v. State, 88 S.W.3d 439, 445 (Mo. banc 2002). “The court’s findings of fact and conclusions of law are clearly erroneous only if, after a review of the entire record, the appellate court definitely believes that a mistake was made.” Bucklew v. State, 38 S.W.3d 395, 397 (Mo. banc 2001).

Analysis

Pursuant to Rule 24.02(e), “[t]he court shall not enter a judgment upon a plea of guilty unless it determines that there is a factual basis for the plea.” The recital of a factual basis for the charge helps to ensure the guilty plea is knowing and voluntary. Carmons v. State, 26 S.W.3d 382, 384 (Mo.App.2000). The plea itself forms the factual basis for a guilty plea if it is “voluntarily and understandingly made and unequivocal as to the factual requisites necessary to establish each element of an offense.” State v. Shafer, 969 S.W.2d 719, 734 (Mo. banc 1998). The plea cannot be voluntary, however, unless the defendant received “notice of the true nature of the charge against him.” Ivy v. State, 81 S.W.3d 199, 202 (Mo.App.2002). Where the information clearly charges the defendant with all the elements of the crime, the nature of the charge is explained to the defendant, and the defendant admits guilt, a factual basis is established. Ivy, 81 S.W.3d at 202.

Johnson pleaded guilty on Count I to first degree domestic assault. Missouri’s first-degree domestic assault law, enacted in 2000, states: “A person commits the crime of domestic assault in the first degree if he ... knowingly causes or attempts to cause serious physical injury to a family or household member or an adult who is or has been in a continuing social relationship of a romantic or intimate nature with the aetor[.]” § 565.072.1 (emphasis added). As used in section 565.072, the phrase “serious physical injury” means “physical injury that creates a substantial risk of death or that causes serious disfigurement or protracted loss or impairment of the function of any part of the body.” § 565.002(6).

Johnson contends that there was no factual basis established for his plea to Count I because the term “serious physical injury,” as used in the first-degree domestic assault statute, “was never defined on the record nor was the injury described such to establish serious physical injury.” Thus, Johnson argues, his convictions for *425 domestic assault and armed criminal action, which was dependent upon the assault conviction, both must be set aside.

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Johnson v. State, 115 S.W.3d 422, 2003 Mo. App. LEXIS 1547, 2003 WL 22231614 (Mo. Ct. App. 2003).

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