1 2 3 4 UNITED STATES DISTRICT COURT 5 EASTERN DISTRICT OF CALIFORNIA 6
7 DERRICK L. JOHNSON, Case No. 1:23-cv-01115-SKO
8 Plaintiff, FINDINGS AND RECOMMENDATION TO DENY WITHOUT PREJUDICE v. 9 PLAINTIFF’S “MOTION” SUPERIOR COURT FOR THE STATE OF 10 CALIFORNIA FOR KINGS COUNTY, et (Doc. 9) al., 11 TWENTY-ONE (21) DAY OBJECTION Defendants. DEADLINE 12 / Clerk to Assign a District Judge 13 14 I. INTRODUCTION 15 On July 25, 2023, Plaintiff Derrick L. Johnson, proceeding pro se, filed a civil rights action 16 pursuant to 42 U.S.C. § 1983. (Doc. 1.) In his complaint, which was filed in the Sacramento 17 Division of this Court, Plaintiff alleges violations of his civil rights during criminal proceedings in 18 the Superior Court of the State of California for Kings County. (See id.) The case was transferred, 19 sua sponte, to the Fresno Division of this Court on July 26, 2023. (See Doc. 4.) 20 Along with his complaint, Plaintiff filed a document titled “Motion,” requesting, on an ex 21 parte basis, that the Court issue a temporary restraining order and a permanent injunction staying 22 and/or relieving him from judgment in the underlying criminal case.1 (Doc. 9.) 23 II. DISCUSSION 24 A. Legal Standard 25 A preliminary injunction is an extraordinary and drastic remedy and will not be granted 26 27
28 1 Plaintiff also seeks leave to proceed in forma pauperis. (Doc. 9 at 1.) As Plaintiff has paid the filing fee, such 1 absent a clear showing of likely success in the underlying claim and likely irreparable injury.2 See 2 Mazurek v. Armstrong, 520 U.S. 968, 972 (1997); Warsoldier v. Woodford, 418 F.3d 989, 993–94 3 (9th Cir. 2005); Pratt v. Rowland, 65 F.3d 802, 805 (9th Cir. 1995); Fed. R. Civ. P. 65. To obtain a 4 preliminary injunction, the moving party must show “that he is likely to succeed on the merits, that 5 he is likely to suffer irreparable harm in the absence of preliminary relief, that the balance of equities 6 tips in his favor, and that an injunction is in the public interest.” Winter v. Natural Resources 7 Defense Council, Inc., 555 U.S. 7, 20 (2008). The moving party has the burden of proof on each 8 element of the test. Environmental Council of Sacramento v. Slater, 184 F. Supp. 2d 1016, 1027 9 (E.D. Cal. 2000). 10 Additionally, the function of a preliminary injunction is to preserve the status quo pending 11 a determination on the merits. Chalk v. U.S. Dist. Court, 840 F.2d 701, 704 (9th Cir. 1988). As 12 such, there is heightened scrutiny where, as here, the movant seeks to alter rather than maintain the 13 status quo. Dahl v. HEM Pharms. Corp., 7 F.3d 1399, 1403 (9th Cir.1993) (holding that mandatory, 14 as opposed to prohibitory, injunctions are “subject to a heightened scrutiny and should not be issued 15 unless the facts and law clearly favor the moving party.”). The Ninth Circuit Court of Appeals has 16 held that this type of mandatory injunctive relief is disfavored and should be denied unless the facts 17 and law clearly favor the movant. Anderson v. United States, 612 F.2d 1112, 1114 (9th Cir. 1979). 18 Finally, “[a] federal court may issue an injunction if it has personal jurisdiction over the parties and 19 subject matter jurisdiction over the claim; it may not attempt to determine the rights of persons not 20 before the court.” Zepeda v. United States Immigration Service, 753 F.2d 719, 727 (9th Cir. 1985). 21 B. Analysis 22 In this case, no defendant in this action has been served with process. Plaintiff’s complaint 23 names the Superior Court of the State of California for Kings County; California Department of 24 Corrections; James T. LaPorte; Louis F. Bissig; Steven D. Barnes; and Gavin Newsom. (Doc. 1 at 25 1.) Nevertheless, Plaintiff’s complaint has not yet been screened pursuant to 28 U.S.C. § 1915A(a).3 26 2 The standard for a [temporary restraining order] is the same as for a preliminary injunction.” Rovio Entm’t Ltd. v. 27 Royal Plush Toys, Inc., 907 F. Supp. 2d 1086, 1092 (N.D. Cal. 2012) (citing Stuhlbarg Int’l Sales Co. v. John D. Brush & Co., 240 F.3d 832, 839 n.7 (9th Cir. 2001)) (citation omitted). 28 3 Plaintiff pleads in his complaint that he is a prisoner and is seeking relief from a governmental entity (see Doc. 1 at 1 His complaint will be screened in due course. Service of process will only occur following screening 2 and a finding that Plaintiff has stated one or more cognizable claims. And, until Plaintiff has served 3 the defendants with process pursuant to Fed. R. Civ. P. 4, this Court lacks personal jurisdiction over 4 any defendant, and may not grant the injunctive relief Plaintiff requests. See Fed. R. Civ. P. 5 65(d)(2); Murphy Bros., Inc. v. Michetti Pipe Stringing, Inc., 526 U.S. 344, 350 (1999); Ruhrgas 6 AG v. Marathon Oil Co., 526 U.S. 574, 584 (1999) (“Personal jurisdiction, too, is an essential 7 element of the jurisdiction of a district...court, without which the court is powerless to proceed to an 8 adjudication” [citation & internal quotation omitted]); Zepeda, 753 F.2d at 727; Benny v. Pipes, 799 9 F.2d 489, 492 (9th Cir. 1986) (“A federal court is without personal jurisdiction over a defendant 10 unless the defendant has been served in accordance with Fed. R. Civ. P. 4”). 11 Additionally, Plaintiff has not shown himself entitled to injunctive relief at this stage of the 12 proceedings. Even construing Plaintiff’s motion to conclude it demonstrates Plaintiff is likely to 13 suffer irreparable harm in the absence of preliminary relief, Plaintiff cannot demonstrate he is likely 14 to succeed on the merits of his claims, a requirement that must be met to obtain injunctive relief. 15 Winter, 555 U.S. at 20. In deciding whether a preliminary injunction should issue, the likelihood of 16 success on the merits is the most important factor for the court to consider. Disney Enterprises, Inc. 17 v. VidAngel, Inc., 869 F.3d 848, 856 (9th Cir. 2017). 18 Here, Plaintiff’s complaint has not yet been screened. Therefore, it is unclear whether 19 Plaintiff has stated cognizable claims entitling him to relief in these proceedings.
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1 2 3 4 UNITED STATES DISTRICT COURT 5 EASTERN DISTRICT OF CALIFORNIA 6
7 DERRICK L. JOHNSON, Case No. 1:23-cv-01115-SKO
8 Plaintiff, FINDINGS AND RECOMMENDATION TO DENY WITHOUT PREJUDICE v. 9 PLAINTIFF’S “MOTION” SUPERIOR COURT FOR THE STATE OF 10 CALIFORNIA FOR KINGS COUNTY, et (Doc. 9) al., 11 TWENTY-ONE (21) DAY OBJECTION Defendants. DEADLINE 12 / Clerk to Assign a District Judge 13 14 I. INTRODUCTION 15 On July 25, 2023, Plaintiff Derrick L. Johnson, proceeding pro se, filed a civil rights action 16 pursuant to 42 U.S.C. § 1983. (Doc. 1.) In his complaint, which was filed in the Sacramento 17 Division of this Court, Plaintiff alleges violations of his civil rights during criminal proceedings in 18 the Superior Court of the State of California for Kings County. (See id.) The case was transferred, 19 sua sponte, to the Fresno Division of this Court on July 26, 2023. (See Doc. 4.) 20 Along with his complaint, Plaintiff filed a document titled “Motion,” requesting, on an ex 21 parte basis, that the Court issue a temporary restraining order and a permanent injunction staying 22 and/or relieving him from judgment in the underlying criminal case.1 (Doc. 9.) 23 II. DISCUSSION 24 A. Legal Standard 25 A preliminary injunction is an extraordinary and drastic remedy and will not be granted 26 27
28 1 Plaintiff also seeks leave to proceed in forma pauperis. (Doc. 9 at 1.) As Plaintiff has paid the filing fee, such 1 absent a clear showing of likely success in the underlying claim and likely irreparable injury.2 See 2 Mazurek v. Armstrong, 520 U.S. 968, 972 (1997); Warsoldier v. Woodford, 418 F.3d 989, 993–94 3 (9th Cir. 2005); Pratt v. Rowland, 65 F.3d 802, 805 (9th Cir. 1995); Fed. R. Civ. P. 65. To obtain a 4 preliminary injunction, the moving party must show “that he is likely to succeed on the merits, that 5 he is likely to suffer irreparable harm in the absence of preliminary relief, that the balance of equities 6 tips in his favor, and that an injunction is in the public interest.” Winter v. Natural Resources 7 Defense Council, Inc., 555 U.S. 7, 20 (2008). The moving party has the burden of proof on each 8 element of the test. Environmental Council of Sacramento v. Slater, 184 F. Supp. 2d 1016, 1027 9 (E.D. Cal. 2000). 10 Additionally, the function of a preliminary injunction is to preserve the status quo pending 11 a determination on the merits. Chalk v. U.S. Dist. Court, 840 F.2d 701, 704 (9th Cir. 1988). As 12 such, there is heightened scrutiny where, as here, the movant seeks to alter rather than maintain the 13 status quo. Dahl v. HEM Pharms. Corp., 7 F.3d 1399, 1403 (9th Cir.1993) (holding that mandatory, 14 as opposed to prohibitory, injunctions are “subject to a heightened scrutiny and should not be issued 15 unless the facts and law clearly favor the moving party.”). The Ninth Circuit Court of Appeals has 16 held that this type of mandatory injunctive relief is disfavored and should be denied unless the facts 17 and law clearly favor the movant. Anderson v. United States, 612 F.2d 1112, 1114 (9th Cir. 1979). 18 Finally, “[a] federal court may issue an injunction if it has personal jurisdiction over the parties and 19 subject matter jurisdiction over the claim; it may not attempt to determine the rights of persons not 20 before the court.” Zepeda v. United States Immigration Service, 753 F.2d 719, 727 (9th Cir. 1985). 21 B. Analysis 22 In this case, no defendant in this action has been served with process. Plaintiff’s complaint 23 names the Superior Court of the State of California for Kings County; California Department of 24 Corrections; James T. LaPorte; Louis F. Bissig; Steven D. Barnes; and Gavin Newsom. (Doc. 1 at 25 1.) Nevertheless, Plaintiff’s complaint has not yet been screened pursuant to 28 U.S.C. § 1915A(a).3 26 2 The standard for a [temporary restraining order] is the same as for a preliminary injunction.” Rovio Entm’t Ltd. v. 27 Royal Plush Toys, Inc., 907 F. Supp. 2d 1086, 1092 (N.D. Cal. 2012) (citing Stuhlbarg Int’l Sales Co. v. John D. Brush & Co., 240 F.3d 832, 839 n.7 (9th Cir. 2001)) (citation omitted). 28 3 Plaintiff pleads in his complaint that he is a prisoner and is seeking relief from a governmental entity (see Doc. 1 at 1 His complaint will be screened in due course. Service of process will only occur following screening 2 and a finding that Plaintiff has stated one or more cognizable claims. And, until Plaintiff has served 3 the defendants with process pursuant to Fed. R. Civ. P. 4, this Court lacks personal jurisdiction over 4 any defendant, and may not grant the injunctive relief Plaintiff requests. See Fed. R. Civ. P. 5 65(d)(2); Murphy Bros., Inc. v. Michetti Pipe Stringing, Inc., 526 U.S. 344, 350 (1999); Ruhrgas 6 AG v. Marathon Oil Co., 526 U.S. 574, 584 (1999) (“Personal jurisdiction, too, is an essential 7 element of the jurisdiction of a district...court, without which the court is powerless to proceed to an 8 adjudication” [citation & internal quotation omitted]); Zepeda, 753 F.2d at 727; Benny v. Pipes, 799 9 F.2d 489, 492 (9th Cir. 1986) (“A federal court is without personal jurisdiction over a defendant 10 unless the defendant has been served in accordance with Fed. R. Civ. P. 4”). 11 Additionally, Plaintiff has not shown himself entitled to injunctive relief at this stage of the 12 proceedings. Even construing Plaintiff’s motion to conclude it demonstrates Plaintiff is likely to 13 suffer irreparable harm in the absence of preliminary relief, Plaintiff cannot demonstrate he is likely 14 to succeed on the merits of his claims, a requirement that must be met to obtain injunctive relief. 15 Winter, 555 U.S. at 20. In deciding whether a preliminary injunction should issue, the likelihood of 16 success on the merits is the most important factor for the court to consider. Disney Enterprises, Inc. 17 v. VidAngel, Inc., 869 F.3d 848, 856 (9th Cir. 2017). 18 Here, Plaintiff’s complaint has not yet been screened. Therefore, it is unclear whether 19 Plaintiff has stated cognizable claims entitling him to relief in these proceedings. At the pleading 20 stage, the Court is not able to determine questions of the claims’ merit that require submission of 21 evidence, versus only a determination as to whether a claim has been plausibly stated. Barrett v. 22 Belleque, 544 F.3d 1060, 1062 (9th Cir. 2008). Without such a finding that Plaintiff has stated 23 cognizable claims, the likelihood of success on the merits cannot be determined at this time. 24 Regarding the requirement that Plaintiff make a showing that the balance of equities tips in 25 his favor and that an injunction is in the public interest, Plaintiff makes no such showing. Winter, 26 555 U.S. at 20. 27 In sum, Plaintiff’s ex parte “Motion” seeking preliminary injunctive relief is premature. 28 Plaintiff is cautioned that any further requests for preliminary injunctive relief that are filed before 1 the defendants are served with process in this case will also be recommended to be denied, without 2 prejudice, as premature. 3 III. FINDINGS AND RECOMMENDATION 4 Based on the foregoing, the Court HEREBY RECOMMENDS that Plaintiff’s “Motion,” 5 filed on July 26, 2023 (Doc. 9), be DENIED WITHOUT PREJUDICE. 6 These Findings and Recommendation will be submitted to the assigned United States 7 District Judge, pursuant to the provisions of Title 28 U.S.C. § 636(b)(l)(B). Within twenty-one (21) 8 days after being served with these Findings and Recommendation, Plaintiff may file written 9 objections with the Court. The document should be captioned “Objections to Magistrate Judge’s 10 Findings and Recommendation.” Plaintiff is advised that failure to file objections within the 11 specified time may result in the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 12 839 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)). 13 The Court DIRECTS the Clerk to assign a district judge to this case and to send a copy of 14 this Order to Plaintiff at his address listed on the docket for this matter. 15 IT IS SO ORDERED. 16
17 Dated: August 4, 2023 /s/ Sheila K. Oberto . UNITED STATES MAGISTRATE JUDGE 18
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