Johnnie Baston v. Margaret Bagley, Warden

420 F.3d 632, 2005 U.S. App. LEXIS 18249, 2005 WL 2036158

• Court: Court of Appeals for the Sixth Circuit
• Decided: August 25, 2005
• Docket: 03-4423
• Status: Published

Opinions

BOGGS, C. J., delivered the opinion of the court, in which ROGERS, J., joined.

MERRITT, J. (pp. 638 - 641), delivered a separate dissenting opinion.

OPINION

BOGGS, Chief Judge.

Johnnie Bastón was sentenced to death for the robbery and murder of Chong Mah. He now appeals from the district court’s denial of his petition for a writ of habeas corpus. Bastón argues that the sentencing court considered improper aggravating factors and failed to consider the correct mitigating factors when determining whether a sentence of death was appropriate, and that the sentencing court acted with such bias against him that any errors could not be cured by appellate reweighing of the aggravating and mitigating factors. For the reasons stated below, we affirm the denial of Baston’s petition.

I

Bastón was sentenced to death for the murder of Chong Mah on March 21, 1994, in Toledo, Ohio. He was indicted and convicted on three counts: 1) aggravated murder in violation of Ohio Rev.Code § 2903.01(A), 2) aggravated murder in violation of Ohio Rev.Code § 2903.01(B), and 3) aggravated robbery with a firearm specification in violation of Ohio Rev.Code § 2911.01(A)(1). Bastón elected to be tried by a three-judge panel. He was convicted on all counts on February 15, 1995. On February 27, 1995, the panel sentenced Bastón to death.

Mah and his wife owned two retail stores in Toledo. On the day of his death, Mah was working at one of their stores, Continental Wigs N’ Things. After Mah failed to answer the phone, his wife became concerned. She went to the store around 5:15 in the afternoon. There, she discovered that her husband had been murdered and the store had been robbed. It was later determined that Mah had been shot in the back of the head from a range of two to three inches.

When Bastón was arrested, several days after the murder, he was carrying a gun that proved to be the murder weapon. After his arrest, Bastón admitted to having participated in the robbery of Mah, but told police that an accomplice named Ray was responsible for the murder. Bastón denied having an intention to kill Mah, and claimed that Ray acted without his prior knowledge.

Bastón elected to be tried and sentenced by a three-judge panel. At trial, the defense argued that “Ray” was actually Ba-ston’s friend David Smith, and that Smith was the shooter. The defense conceded that Bastón was involved in the robbery, but argued that he did not know “Ray” would shoot the victim. The prosecution introduced substantial evidence linking Ba-stón to the crime, including his possession of the murder weapon, his possession of stolen merchandise from Wigs N’ Things, and witness testimony linking him to the scene of the crime. Bastón was convicted of all counts.

In the sentencing phase, the panel considered the evidence produced during the guilt phase, additional testimony, and Ba-ston’s unsworn statement of regret made after his arrest. Bastón did not request either a presentence investigation or a mental examination. Baston’s defense team raised possible statutory mitigating factors, including his youth (Bastón was twenty years of age when he committed the crimes), and the possibility that he was not the primary culprit. The court rejected all mitigating factors expect youth. The sentencing court noted that Bastón had little adult criminal history, but had been committed to the Ohio Youth Commission as a juvenile and that it would be impossible for someone so young to have an extensive adult criminal record. Finally, the court found that Bastón acted alone.

The sentencing panel also heard victim-impact testimony. Nineteen letters from friends and two letters from family members were read by at least some member of the panel. The court also heard testimony from family members. Chonggi Mah, the victim’s brother, testified at length about the victim’s life. Chonggi Mah also referred to Bastón as a “coldblooded murderer” who showed no remorse throughout the trial.¹

In a written opinion, the court concluded that the aggravating circumstance, aggravated murder while committing an aggravated robbery, outweighed the only mitigating factor, Baston’s youth, and imposed a sentence of death. Although the court expressed sympathy for the loss suffered by the victim’s family, it made clear in its opinion that its decision was based solely on the fact that the purposeful and vicious nature of the crime overrode the sole mitigating factor of youth. The sentencing court also stated that the focus of its inquiry was on the “nature of the killing and the background of the killer,” and that “Chong Mah’s innate goodness was not and is not a significant factor in the panel’s decision to impose the death penalty.” The court discussed the victim’s good qualities, but stated that its sentence was based not on the character of the victim, but solely on the nature of the crime. The court was also blunt in its assessment of Baston’s character. JA 69-71 (describing the killing as “purposeful,” “vicious,” and “cowardly,” and expressing regret over the “gun-toting, false-macho, selfish, and violent mess Johnnie Bastón has made of his life”).

The Ohio Court of Appeals affirmed the death sentence after conducting its statutorily mandated independent reweighing of the mitigating and aggravating factors. State v. Baston, No. L-95-087, 1997 WL 570896 (Ohio Ct.App. Sep 12, 1997). However, the court also found that the sentencing court erroneously considered the character of the victim, Baston’s possible future criminal conduct, and the nature of the crime as aggravating circumstances. While the sentencing court specifically disclaimed consideration of these factors, the appeals court nonetheless found it “troublesome” that the trial court’s opinion discussed the character of the victim and the nature of the crime. The appeals court then concluded that the evidence of Ba-ston’s involvement was overwhelming: he was seen with the murder weapon before and after the murder; he had merchandise that were taken from the store; he was seen “casing” the store before the robbery; and he confessed his involvement in the robbery to the police. The court found that there was no reasonable doubt that the robbery and murder were planned in advance and little evidence that anyone other than Bastón was involved. The court also considered testimony that Bastón had an unstable childhood and was viewed favorably by his church youth counselor, his minister, and his family. The court held that the only statutory mitigating circumstance, Baston’s youth, was outweighed by the fact that Bastón planned the murder, committed the murder during a robbery, and was the principal offender.

The Ohio Supreme Court unanimously affirmed Baston’s death sentence. State v. Baston, 85 Ohio St.3d 418, 709 N.E.2d 128 (1999). The court conducted its own reweighing of the aggravating circumstances and mitigating factors. It concluded that the evidence supported the finding that Bastón committed aggravated murder while committing aggravated robbery, and that he was the principal offender. The court then weighed that aggravating circumstance against the nature and circumstances of the offense, Baston’s history, character, and background, and the statutory mitigation factors. The court found that the nature and circumstances of the offense did not offer mitigating value, that Baston’s history, character, and background offered some mitigating weight, and that his youth was also a mitigating factor. Ultimately, the court concluded that the aggravating factor outweighed the mitigating ones, and affirmed the death sentence.

Following the exhaustion of his appeals in the state courts, Bastón filed a petition for a writ of habeas corpus in the United States District Court for the Northern District of Ohio. The district court denied his petition on September 12, 2003. Bar ston v. Bagley, 282 F.Supp.2d 655 (N.D.Ohio 2003). The court found that the appellate reweighing of the aggravating factors and mitigating circumstances cured any alleged errors by the sentencing court.

II

A federal court may not grant a writ of habeas corpus to a state prisoner with respect to any claim adjudicated on the merits by a state court unless (1) the state court’s decision “was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court,” or (2) the state court’s decision “was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceedings.” 28 U.S.C. § 2254(d)(1)-(2). A state court’s legal decision is “contrary to” clearly established federal law under § 2254(d)(1) “if the court arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if the state court decides a case differently than [the Supreme] Court on a set of materially indistinguishable facts.” Williams v. Taylor, 529 U.S. 362, 412-13, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). An “unreasonable application” occurs when “the state court identifies the correct legal principle from [the Supreme] Court’s decisions but unreasonably applies that principle to the facts of the prisoner’s case.” Id. at 413, 120 S.Ct. 1495. Under this standard, a state decision is not unreasonable simply because the federal court concludes that the state decision is erroneous or incorrect. Id. at 411, 120 S.Ct. 1495. Rather, the federal court must determine that the state court decision is an objectively unreasonable application of federal law. Id. at 410-12, 120 S.Ct. 1495.

Ill

The sole claim raised by Bastón is that the sentencing court considered improper aggravating factors and failed to consider the correct mitigating factors when determining whether a sentence of death was appropriate, and that the sentencing court acted with such bias against him that any errors could not be cured by appellate reweighing of the aggravating and mitigating factors. Specifically, Bastón alleges three errors by the sentencing court: 1) improper consideration of victim-impact evidence, 2) failure to consider Baston’s lack of a criminal history as a mitigating circumstance, and 3) improper consideration of the nature and circumstances of the offense. Bastón also argues that, collectively, the errors of the trial court constituted bias by the sentencing court and introduced a level of unfairness that could not be cured by reweighing at the appellate level.

We are skeptical that any of these alleged errors present genuine constitutional violations, but we need not and do not reach the merits of these errors because we conclude that the reweighing of aggravating and mitigating factors by the Ohio Court of Appeals and the Ohio Supreme Court cured such errors, if any, by the sentencing court.

A

In Clemons v. Mississippi, 494 U.S. 738, 110 S.Ct. 1441, 108 L.Ed.2d 725 (1990), the Supreme Court held that errors by the sentencing court in weighing aggravating and mitigating factors could be cured by reweighing in the state appellate court. In Clemons, the original death sentence was imposed by a jury, but based in part on an aggravating factor that was improperly introduced. The state appellate court reweighed the aggravating and mitigating factors without the improper aggravating factor, and found that the death sentence was appropriate. The Supreme Court affirmed the death sentence, reasoning that:

The primary concern in the Eighth Amendment context has been that the sentencing decision be based on the facts and circumstances of the defendant, his background, and his crime. In scrutinizing death penalty procedures under the Eighth Amendment, the Court has emphasized the twin objectives of measured consistent application and fairness to the accused. Nothing inherent in the process of appellate reweighing is inconsistent with the pursuit of the foregoing objectives.

We see no reason to believe that careful appellate weighing of aggravating against mitigating circumstances in cases such as this would not produce measured consistent application of the death penalty or in any way be unfair to the defendant. It is a routine task of appellate courts to decide whether the evidence supports a jury verdict and in capital cases in “weighing” States, to consider whether the evidence is such that the sentencer could have arrived at the death sentence that was imposed. And, as the opinion below indicates, a similar process of weighing aggravating and mitigating evidence is involved in an appellate court’s proportionality review. Furthermore, this Court has repeatedly emphasized that meaningful appellate review of death sentences promotes reliability and consistency.

Id. at 748-49, 110 S.Ct. 1441 (citations and quotation marks omitted). See also Cooey v. Coyle, 289 F.3d 882, 888 (6th Cir.2002) (“the federal Constitution does not prohibit reweighing or harmless error analysis as a cure for weighing errors .... ”).

This court has already expressly held that reweighing by the Ohio Supreme Court under Ohio Rev.Code § 2929.05(A) satisfies the requirements of Clemons.2 Cooey, 289 F.3d at 888-90. Cooey presented a situation similar to this case: the Ohio Supreme Court reweighed the aggravating and mitigating factors pursuant to § 2929.05(A), and found that the death sentence was appropriate regardless of any alleged errors in weighing by the sentencing court. We affirmed, finding that the reweighing was thorough and fair, and thus comported with the requirements of Clemons. Id. at 891-92. See also Fox v. Coyle, 271 F.3d 658 (6th Cir.2001) (holding that the Ohio Supreme Court’s independent reweighing of the aggravating and mitigating circumstances under § 2929.05(A) cured any weighing error made by a lower court).

B

Pursuant to § 2929.05(A), the Ohio Supreme Court independently reexamined the aggravating and mitigating factors in this case and affirmed the sentence of death. State v. Baston, 85 Ohio St.3d 418, 709 N.E.2d 128, 138-39 (1999). The court carefully reviewed the mitigating factors. Id. at 138. It accorded some mitigating weight to Baston’s difficult childhood: he was abused as child and abandoned by his biological parents. Ibid. It also accorded some mitigating weight to the character testimony about Baston’s participation in activities with the Glass City Church of Christ. Ibid. The court also noted that Baston’s relative youth was a mitigating factor. Id. at 139. Finally, the court concluded that these mitigating factors were outweighed by the sole aggravating factor: “murder during the course of an aggravated robbery.” Ibid.3

This reweighing by the Ohio Supreme Court satisfied the requirements of Clemons and cured the alleged sentencing errors. The court carefully reviewed all the aggravating and mitigating factors, and it is undisputed that the court considered the proper factors.

Bastón argues that the failure to properly consider mitigating factors (such as his relative youth) cannot be cured by reweighing, even after Clemons. He notes that in Clemons the sentencing court improperly considered an additional aggravating factor, whereas here the alleged impropriety is failure to consider a mitigating factor. Bastón asserts that this distinction renders Clemons inapplicable. This assertion is inconsistent with the reasoning of Clemons and is unsupported by any case law. Weighing aggravating and mitigating factors against each other requires considering both sets of factors. Thus, there is no reason that an appellate court could properly reweigh after removing an aggravating factor from consideration, but could not do so after adding an additional mitigating factor. Clemons, 494 U.S. at 750, 110 S.Ct. 1441 (“We accordingly see nothing in appellate weighing or reweighing of the aggravating and mitigating eireum-stances that is at odds with contemporary standards of fairness or that is inherently unreliable and likely to result in arbitrary imposition of the death sentence.”) (emphasis added).

Bastón also argues that the sentencing court was not merely wrong, it was so heavily biased against him that the sentencing process was tainted and could not be repaired by appellate reweighing. Contrary to Baston’s assertion, the opinion of the sentencing court is measured in tone, carefully reasoned, and objective. It is only natural that a case involving a ruthless murder and the imposition of a death sentence will lead to some consideration of moral culpability, and some desire on the part of the court to express its sympathy and understanding to the victim’s loved ones. Such consideration raises no constitutional concern. See Liteky v. United States, 510 U.S. 540, 555, 114 S.Ct. 1147, 127 L.Ed.2d 474(1994) (“[Ojpinions formed by the judge on the basis of facts introduced or events occurring in the course of the current proceedings, or of prior proceedings, do not constitute a basis for a bias or partiality motion unless they display a deep-seated favoritism or antagonism that would make fair judgment impossible.”). The sentencing court’s opinion was measured and fair, and showed no sign of favoritism or antagonism.

IV

For the foregoing reasons, we AFFIRM the district court’s denial of Baston’s petition for habeas corpus.

1 . Specifically, Chonggi Mah read a prepared statement which began: “Honorable Judges, Mr. Chong Hoon Mah was killed by a coldblooded murderer.” Near the end of his statement, Mah describes the pain of sitting through the trial: "Most painful of all was watching the convict sit through the trial with a blank expression. Not once through the whole thing did he show that he was sorry or show any sadness about what he did to my brother and his family.”

2 . Under Ohio Rev.Code § 2929.05(A), the Ohio appellate courts are required to "independently weigh” the aggravating circumstances against the mitigating factors:

The court of appeals and the supreme court shall review the judgment in the case and the sentence of death imposed by the court or panel of three judges in the same manner that they review other criminal cases, except that they shall review and independently weigh all of the facts and other evidence disclosed in the record in the case and consider the offense and the offender to determine whether the aggravating circumstances the offender was found guilty of committing outweigh the mitigating factors in the case, and whether the sentence of death is appropriate.

(emphasis added).

3 . The court also took the final step, required by the state law but not by Clemons, by determining that the death sentence was proportional in light of the sentence imposed in similar cases. Ibid.