Johnida W. Barnes v. Byron R. Winchell

105 F.3d 1111, 1997 U.S. App. LEXIS 1744, 1997 WL 37016
CourtCourt of Appeals for the Sixth Circuit
DecidedFebruary 3, 1997
Docket95-4008
StatusPublished
Cited by360 cases

This text of 105 F.3d 1111 (Johnida W. Barnes v. Byron R. Winchell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Johnida W. Barnes v. Byron R. Winchell, 105 F.3d 1111, 1997 U.S. App. LEXIS 1744, 1997 WL 37016 (6th Cir. 1997).

Opinion

MOORE, Circuit Judge.

This appeal addresses whether absolute judicial immunity extends to actions taken by a state judge that were allegedly prosecutorial in nature. Defendant-Appellant, former Ohio Municipal Court Judge Byron R. Winchell, appeals the district court’s denial of his motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6) on the basis of his absolute judicial immunity in this 42 U.S.C. § 1983 damages action brought by Plaintiff-Appellee Johnida Barnes. Ms. Barnes alleges that Judge Winehell violated her constitutional rights and acted without jurisdiction in a nonjudieial capacity by assisting in the initiation of and maliciously continuing criminal prosecutions against her. For the reasons that follow, we hold that Judge Winehell is absolutely immune from suit for the eom-plained-of actions and therefore reverse the district court’s order.

I. BACKGROUND

Ms. Barnes’s complaint alleges that, at all times pertinent to this action, Byron R. Win-ehell served as a judge of the Municipal Court of Chillieothe, Ross County, Ohio. On March 30,1993, Scott A. Barnes and Carolyn Barnes, Scott’s first wife, each filed a criminal complaint against Johnida W. Barnes, Scott’s second, but at the time estranged, wife. Each complaint charged menacing by stalking, a first-degree misdemeanor in violation of Ohio Rev.Code Ann. § 2903.211 (Banks-Baldwin West 1996). Compl. ¶ 11. The law director for the City of Chillieothe had previously authorized Scott and Carolyn to file complaints against Johnida Barnes for criminal trespass in violation of Ohio Rev. Code Ann. § 2911.21 (Banks-Baldwin West 1996), a fourth-degree misdemeanor. Compl. ¶ 12. When Scott and Carolyn came before Judge Winehell, the judge directed that the charges against Ms. Barnes be “changed to allege that [Johnida Barnes] was engaged in a pattern of conduct knowingly causing ... Scott A. Barnes and Carolyn Barnes to believe that [she] would cause physical harm or distress” to them in violation of Ohio Rev. Code Ann. § 2903.211 (Banks-Baldwin West 1996), menacing by stalking. Compl. ¶ 13. According to Ms. Barnes, Judge Winehell thereafter “prepared or assisted in the preparation of one or both of the complaints” against her, and he notarized Carolyn’s complaint. Compl. ¶ 14. Ms. Barnes was subsequently arrested.

In June of 1993, at a scheduled pretrial, the Chillieothe prosecutor determined that the criminal cases against Ms. Barnes should be dismissed as frivolous. Compl. ¶ 16. Nonetheless, Ms. Barnes asserts that Judge Winehell, the presiding judge, refused to dismiss the charges against her and maliciously continued to prosecute her. Id. On July 10, 1993, Ross County Probate Judge Gerald Rateliffe removed Judge Winehell from the eases because Judge Winehell appeared to be biased against Ms. Barnes and because he acted as a prosecutor. Compl. ¶ 17. Four days later, the charges against Ms. Barnes, were dismissed. Compl. ¶ 18.

*1114 On July 5, 1994, Ms. Barnes filed a civil action in U.S. district court against Judge Winchell, Scott Barnes, and Carolyn Barnes, alleging, inter alia, that Judge Winchell’s actions subjected her to the deprivation of rights, privileges, and/or immunities secured by the Constitution and laws of the United States, and 42 U.S.C. § 1983, including the “right to be free of arrest and prosecution and to due process of law.” Compl. ¶25. Judge Winchell moved to dismiss all claims against him on the basis of absolute judicial immunity. On August 9, 1995, the district court dismissed all claims against Scott Barnes. and Carolyn Barnes, but denied Judge Winchell’s motion to dismiss.. The sole issue on appeal is whether Judge Winchell is entitled to absolute judicial immunity from Ms. Barnes’s § 1983 suit.

II. ABSOLUTE JUDICIAL IMMUNITY ANALYSIS

A. Jurisdiction and Standard of Review

As a threshold matter, we must consider our jurisdiction to review this interlocutory appeal. The Supreme Court has held that a district court’s denial of a claim of immunity, to the extent that it turns on an issue of law, is immediately appealable. Mitchell v. Forsyth, 472 U.S. 511, 525, 530, 105 S.Ct. 2806, 2814-15, 2817-18, 86 L.Ed.2d 411 (1985) (absolute and qualified immunity); Nixon v. Fitzgerald, 457 U.S. 731, 743, 102 S.Ct. 2690, 2697-98, 73 L.Ed.2d 349 (1982) (absolute presidential immunity); see also Archie v. Lanier, 95 F.3d 438, 442 (6th Cir.1996) (recognizing that “a defendant in a section 1983 case has an absolute right immediately to appeal a denial of immunity”). As the Supreme Court reasoned, “the denial of a substantial claim of absolute immunity is an order appealable before final judgment, for the essence of absolute immunity is its possessor’s entitlement not to have to answer for his conduct in a civil damages action.” Mitchell, 472 U.S. at 525, 105 S.Ct. at 2815.

Recently, the Supreme Court elaborated on the appealability of denials of immunity in Johnson v. Jones, — U.S. -, 115 S.Ct. 2151, 132 L.Ed.2d 238 (1995): “a defendant, entitled to invoke a qualified-immunity defense, may not appeal a district court’s summary judgment order insofar as that order determines whether or not the pretrial record sets forth a ‘genuine’ issue of fact for trial.” Id. at -, 115 S.Ct. at 2159. Johnson, however, reaffirms Mitchell's holding that orders denying immunity are immediately appealable to the extent that they concern “abstract issues of law” rather than determinations about factual disputes. Id. at -, 115 S.Ct. at 2158.

An argument can be made that the present action is superficially similar to Johnson. In denying Judge Winehell’s motion to dismiss, the district court appears to base its decision on the presence of unsettled factual questions: “In this case, the complaint describes a scenario in which Judge Winchell may have departed from his judicial function. Only by thorough discovery will we answer this question.” Dist. Ct. Op. at 7. We do not, however, interpret such language as a finding that genuine factual disputes exist which implicate Johnson’s jurisdictional bar because of the crucial distinguishing feature here, namely, the procedural posture of this case. The present action came before the district court, as it comes before us, not on a motion for summary judgment but on a motion to dismiss pursuant to Fed.R.Civ.P. 12(b)(6).

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105 F.3d 1111, 1997 U.S. App. LEXIS 1744, 1997 WL 37016, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnida-w-barnes-v-byron-r-winchell-ca6-1997.